Rogers Michael J

SEC source: 0001140361-23-032516 · form4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,196

F1 · kind: Represents 75,675 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest as of the date of the Issuer's annual meeting of stockholders in 2024, subject to the reporting person's continued service to the Issuer.

F1 · price: Represents 75,675 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest as of the date of the Issuer's annual meeting of stockholders in 2024, subject to the reporting person's continued service to the Issuer.

SEC source: 0000899243-22-034578 · doc4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,521

F1 · kind: Represents 36,521 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest as of the date of the Issuer's first annual meeting of stockholders in 2023, subject to the reporting person's continued service to the Issuer.

SEC source: 0001209191-22-042133 · doc4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,722

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. As a continuing director following the issuer's annual meeting of stockholders held on July 14, 2022, the reporting person was awarded a number of restricted stock units equal to $180,000 divided by $2.363, the average closing price of the issuer's common stock for the 10 trading days preceding the date of the annual meeting. The shares underlying this restricted stock award will vest in full on the earlier of July 14, 2023 or the date of the next annual meeting of stockholders, in either case subject to the reporting person's continuous service with the issuer through such vesting date.

SEC source: 0001209191-22-003408 · doc4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,548

F1 · price: The Reporting Person purchased the securities on the open market at purchase prices ranging from $3.49 to $3.50 per share, with a weighted average purchase price of $3.50 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-21-068786 · doc4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,251

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · date: On December 7, 2021, the issuer's compensation committee approved the grant of restricted stock units to each of the issuer's non-employee directors pursuant to the issuer's 2021 Equity Incentive Plan.

F3 · shares: Of the shares underlying this restricted stock unit award, one-third will vest on August 26 of each of 2022, 2023 and 2024, subject to the reporting person's continued service with the issuer as of the applicable date.

SEC source: 0001209191-21-056009 · doc4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,251

F1 · price: The Reporting Person became entitled to receive the reported shares pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (the "Merger Agreement"), by and among LGL Systems Acquisition Corp., LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"), as described in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on August 30, 2021 (the "Prior Report").

F2 · price: The Merger Agreement provided that the Reporting Person would receive additional shares of the Issuer's common stock, for no additional consideration, if the volume-weighted average closing sale price of one share of the Issuer's common stock was equal to or greater than $13.00 for any ten consecutive trading days occurring after the closing date of the Business Combination. The tenth consecutive trading day was September 10, 2021. Therefore, the Reporting Person's right to receive the reported shares became fixed and irrevocable as of that date in exchange for the same securities of IronNet Cybersecurity, Inc. surrendered at the time of the Business Combination as described in footnote (4) of the Prior Report.

SEC source: 0001209191-21-053957 · doc4.xml · nonDerivative · entry 1

Rogers Michael J · CIK 0001880490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,206

F1 · shares: Received on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination").

F2 · shares: Includes (i) 244,232 shares of the Issuer's common stock; and (ii) 113,974 shares underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the restricted stock units will vest on February 22, 2022, subject to the Reporting Person's continuous service as of such vesting date.

F3 · shares: The Reporting Person may also receive, as additional merger consideration, 5,045 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.

F4 · price: Received in the Business Combination in exchange for (i) 300,000 shares of IronNet Cybersecurity, Inc.; and (ii) 140,000 restricted stock units of IronNet Cybersecurity, Inc.