Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TKB Critical Technologies 1USCT · Entity 111745 | Director · See Remarks · 10% owner | June 28, 2023 | June 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TKB Critical Technologies 1
Report date June 28, 2023 · Filed June 30, 2023
Jointly reported with Tartavull Philippe, Klein Greg M, Blatteis Angela
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 1,437,500 |
Reported balance
After 2023-06-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-28 · Other · Disposed 4,212,500 · Balance 1,437,500 F1: On June 25, 2023, the TKB Sponsor I LLC ("Sponsor") entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, and each other independent director of the Issuer, pursuant to which on June 28, 2023, the Sponsor sold the shares reported herein to Buyers for an aggregate purchase price, together with the purchase price for shares sold to Buyers by each independent director of the Issuer, of $1.00. F2: The Sponsor is the record holder of the shares reported herein. Each of Angela Blatteis, Greg Klein and Philippe Tartavull own interests in the Sponsor and are managers of the Sponsor, and may be deemed to share beneficial ownership of such shares. Each of Ms. Blatteis, Mr. Klein and Mr. Tartavull disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 25, 2023, the TKB Sponsor I LLC ("Sponsor") entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, and each other independent director of the Issuer, pursuant to which on June 28, 2023, the Sponsor sold the shares reported herein to Buyers for an aggregate purchase price, together with the purchase price for shares sold to Buyers by each independent director of the Issuer, of $1.00.
F2: The Sponsor is the record holder of the shares reported herein. Each of Angela Blatteis, Greg Klein and Philippe Tartavull own interests in the Sponsor and are managers of the Sponsor, and may be deemed to share beneficial ownership of such shares. Each of Ms. Blatteis, Mr. Klein and Mr. Tartavull disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2023 Filed Jun 30, 2023 17:46 UTC | TKB Critical Technologies 1 USCT · Entity 111745 | OtherClass A Ordinary Shares | 4,212,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829126-23-004533 · ownership.xml · nonDerivative · entry 1 TKB Sponsor I, LLC · CIK 0001860494 · Director · See Remarks · 10% owner Tartavull Philippe · CIK 0001359002 · Director · Executive Chairman · 10% owner Klein Greg M · CIK 0001864277 · Director · Co-Chief Executive Officer · 10% owner Blatteis Angela · CIK 0001333407 · Director · Co-CEO and CFO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,437,500 F1 · kind: On June 25, 2023, the TKB Sponsor I LLC ("Sponsor") entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, and each other independent director of the Issuer, pursuant to which on June 28, 2023, the Sponsor sold the shares reported herein to Buyers for an aggregate purchase price, together with the purchase price for shares sold to Buyers by each independent director of the Issuer, of $1.00. F1 · price: On June 25, 2023, the TKB Sponsor I LLC ("Sponsor") entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, and each other independent director of the Issuer, pursuant to which on June 28, 2023, the Sponsor sold the shares reported herein to Buyers for an aggregate purchase price, together with the purchase price for shares sold to Buyers by each independent director of the Issuer, of $1.00. F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Each of Angela Blatteis, Greg Klein and Philippe Tartavull own interests in the Sponsor and are managers of the Sponsor, and may be deemed to share beneficial ownership of such shares. Each of Ms. Blatteis, Mr. Klein and Mr. Tartavull disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 21:31 UTC | TKB Critical Technologies 1 USCT · Entity 111745 | ConversionClass B Ordinary Shares · Derivative | 5,650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-23-000900 · ownership.xml · derivative · entry 2 TKB Sponsor I, LLC · CIK 0001860494 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 5,650,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert its Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration. F1 · price: In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert its Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration. F2 · derivative.exercise_date: The Class B Ordinary Shares were (i) convertible into Class A Ordinary Shares at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into Class A Ordinary Shares at the time of the closing of TKB's initial business combination on a one-for-one basis, in each case subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by TKB Sponsor I, LLC in connection with TKB's proposed business combination), and had no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares were (i) convertible into Class A Ordinary Shares at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into Class A Ordinary Shares at the time of the closing of TKB's initial business combination on a one-for-one basis, in each case subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by TKB Sponsor I, LLC in connection with TKB's proposed business combination), and had no expiration date. F3 · ownership.direct: TKB Sponsor I, LLC is the record holder of the shares reported herein. Each of Angela Blatteis, Greg Klein and Philippe Tartavull own interests in TKB Sponsor I, LLC and are managers of TKB Sponsor I, LLC, and may be deemed to share beneficial ownership of such shares. Each of Ms. Blatteis, Mr. Klein and Mr. Tartavull disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 21:31 UTC | TKB Critical Technologies 1 USCT · Entity 111745 | ConversionClass A Ordinary Shares | 5,650,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829126-23-000900 · ownership.xml · nonDerivative · entry 1 TKB Sponsor I, LLC · CIK 0001860494 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert its Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration. F3 · ownership.direct: TKB Sponsor I, LLC is the record holder of the shares reported herein. Each of Angela Blatteis, Greg Klein and Philippe Tartavull own interests in TKB Sponsor I, LLC and are managers of TKB Sponsor I, LLC, and may be deemed to share beneficial ownership of such shares. Each of Ms. Blatteis, Mr. Klein and Mr. Tartavull disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.