HARRIS JOHN D

SEC source: 0001243160-26-000004 · wk-form4_1786149309.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,319

F1 · shares: On August 5, 2026, the Reporting Person was awarded a total of 1,928 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.

F2 · balance_after: Includes 1,928 unvested RSUs, which vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001243160-26-000002 · form4-08032026_100825.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,986

F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders).

SEC source: 0000034088-26-000019 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,750

F1 · price: Restricted stock grant

F2 · balance_after: Direct shareholdings include 250 shares in joint ownership with reporting person's spouse.

SEC source: 0000858877-25-000212 · wk-form4_1766099094.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,315

F1 · shares: Represents a stock award which is fully vested on the date of grant.

SEC source: 0001628280-25-039071 · wk-form4_1754613576.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,391

F1 · shares: On August 6, 2025, the Reporting Person was awarded a total of 4,713 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2025 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2025. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2026 annual general meeting.

F2 · balance_after: Includes 4,713 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2026 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001127602-25-019887 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,142

F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2026 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2025 Annual Meeting of Stockholders).

SEC source: 0001127602-25-000202 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,250

F1 · price: Restricted stock grant

F2 · balance_after: Direct shareholdings include 250 shares in joint ownership with reporting person's spouse.

SEC source: 0000950170-24-135547 · ownership.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,834

F1 · shares: Represents a stock award which is fully vested on the date of grant.

SEC source: 0001628280-24-036564 · wk-form4_1723251441.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,678

F1 · shares: On August 8, 2024, the Reporting Person was awarded a total of 6,889 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2024 Non-Employee Directors' Compensation" beginning on page 29 of the Issuer's Proxy Statement filed with the SEC on June 25, 2024. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2025 annual general meeting.

F2 · balance_after: In connection with the disposition of all remaining shares of Class B Common Stock of Nextracker Inc. ("Nextracker") owned indirectly by the Issuer, effective January 2, 2024 (the "Spin-Off"), and in accordance with the terms of the Second Amended and Restated Employee Matters Agreement by and among the Issuer and the other parties thereto, the number of the Issuer's Ordinary Shares ("Shares") underlying the Reporting Person's RSUs were adjusted to preserve their economic value post-Spin-Off. As a result, the balance reported in this Column 5 includes an additional 2,183 RSUs. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9 under the Exchange Act. The award will continue to vest on its original schedule and otherwise has substantially the same terms and conditions as the original award.

F3 · balance_after: Includes 6,889 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2025 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001127602-24-021098 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,846

F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2025 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2024 Annual Meeting of Stockholders).

SEC source: 0001127602-24-000232 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,750

F1 · price: Restricted stock grant

F2 · balance_after: Direct shareholdings include 250 shares in joint ownership with reporting person's spouse.

SEC source: 0001209191-23-057926 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,678

F1 · shares: Represents a stock award which is fully vested on the date of grant.

SEC source: 0001209191-23-044700 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,606

F1 · shares: On August 2, 2023, the Reporting Person was awarded a total of 7,418 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2023 Non-Employee Directors' Compensation" beginning on page 38 of the Issuer's Proxy Statement filed with the SEC on June 21, 2023. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2024 annual general meeting.

F2 · balance_after: Includes 7,418 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2024 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001127602-23-021579 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,059

F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2024 annual meeting of stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2023 annual meeting of stockholders).

SEC source: 0001127602-23-000975 · form4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

F1 · price: Restricted stock grant.

F2 · balance_after: Direct shareholdings include 250 shares in joint ownership with reporting person's spouse.

SEC source: 0001209191-22-060758 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,542

F1 · shares: Represents a stock award which is fully vested on the date of grant.

SEC source: 0001209191-22-047767 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,188

F1 · shares: On August 25, 2022, the Reporting Person was awarded a total of 9,871 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2022 Non-Employee Directors' Compensation" beginning on page 38 of the Issuer's Proxy Statement filed with the SEC on June 30, 2022. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2023 annual general meeting.

F2 · balance_after: Includes 9,871 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2023 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001562180-22-005788 · primarydocument.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,445

F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2023 annual meeting of stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2022 annual meeting of stockholders).

SEC source: 0001562180-21-007779 · primarydocument.xml · nonDerivative · entry 2

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,046

F2 · shares: Represents a grant of restricted stock units which will vest in full on the anniversary of the grant date.

SEC source: 0001209191-21-069850 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,541

F1 · shares: Represents a stock award which is fully vested on the date of grant.

SEC source: 0001209191-21-060650 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,317

F1 · shares: On October 15, 2021, the Reporting Person was awarded a total of 1,378 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 7/1/2021 to 9/30/2021. The award vested immediately upon grant.

F2 · balance_after: Includes 10,475 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-21-050284 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,939

F1 · shares: On August 4, 2021, the Reporting Person was awarded a total of 10,475 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Management Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2021 Non-Management Directors' Compensation" beginning on page 32 of the Issuer's Proxy Statement filed with the SEC on June 25, 2021. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting.

F2 · balance_after: Includes 10,475 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-21-047028 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · shares: On July 15, 2021, the Reporting Person was awarded a total of 1,567 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 4/1/2021 to 6/30/2021. The award vested immediately upon grant.

F2 · balance_after: Includes 7,988 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-21-027095 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,897

F1 · shares: On April 15, 2021, the Reporting Person was awarded a total of 1,383 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 1/1/2021 to 3/31/2021. The award vested immediately upon grant.

F2 · balance_after: Includes 7,988 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-21-003903 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,514

F1 · shares: On January 15, 2021, the Reporting Person was awarded a total of 526 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 10/1/2020 to 12/31/2020. The award vested immediately upon grant.

F2 · balance_after: Includes 7,988 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-21-003330 · doc4.xml · derivative · entry 3

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2021-02-19

F1 · date: Represents unwinding transactions in a managed account on behalf of the reporting person relating to call options entered into prior to the reporting person becoming a director of the issuer. The reporting person does not have investment authority over the managed account.

SEC source: 0001209191-21-003330 · doc4.xml · derivative · entry 2

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100 shares

Expires 2021-02-19

F1 · date: Represents unwinding transactions in a managed account on behalf of the reporting person relating to call options entered into prior to the reporting person becoming a director of the issuer. The reporting person does not have investment authority over the managed account.

SEC source: 0001209191-21-003330 · doc4.xml · derivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2021-01-15

F1 · date: Represents unwinding transactions in a managed account on behalf of the reporting person relating to call options entered into prior to the reporting person becoming a director of the issuer. The reporting person does not have investment authority over the managed account.

SEC source: 0001209191-21-002823 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726

F1 · shares: Represents a stock award which is fully vested on the date of grant.

SEC source: 0001209191-20-060823 · doc4.xml · nonDerivative · entry 1

HARRIS JOHN D · CIK 0001243160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,988

F1 · shares: On November 30, 2020, the Reporting Person was awarded a total of 7,988 restricted share units ("RSUs") pursuant to the terms of the annual equity award to non-employee directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2020 Non-Management Directors' Compensation" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on June 26, 2020. The award shall vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting.

F2 · balance_after: Includes 7,988 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.