Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President | June 30, 2023 | July 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date June 30, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,937 |
Reported balance
After 2023-06-30 transaction · row 1
1 source rowRow 1 · 2023-06-30 · Disposition to issuer · Disposed 1,994 · Balance 34,937 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,994 |
Reported balance
After 2023-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-30 · Grant · Disposed 9 · Balance 1,994 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-30 · Disposition to issuer · Disposed 1,994 · Balance 0 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3: Represents forfeiture of RSUs |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: Represents forfeiture of RSUs
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2018 Filed Feb 14, 2019 18:01 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 1,325 | $10.25 | $13,581.25 |
DisclosureSEC source: 0001434728-19-000026 · wf-form4_155016730005719.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-18-000199 · wf-form4_153815564605715.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 5,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 5,000 | $10.71 | $53,550.00 |
DisclosureSEC source: 0001434728-18-000199 · wf-form4_153815564605715.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001434728-18-000199 · wf-form4_153815564605715.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000076 · wf-form4_150274357447148.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.