Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President | June 30, 2023 | July 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date June 30, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,937 |
Reported balance
After 2023-06-30 transaction · row 1
1 source rowRow 1 · 2023-06-30 · Disposition to issuer · Disposed 1,994 · Balance 34,937 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,994 |
Reported balance
After 2023-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-30 · Grant · Disposed 9 · Balance 1,994 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-30 · Disposition to issuer · Disposed 1,994 · Balance 0 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3: Represents forfeiture of RSUs |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: Represents forfeiture of RSUs
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 1, 2020 23:53 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000386 · wf-form4_160686680542448.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000342 · wf-form4_160443151533935.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485 Underlying: Common Stock · 234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,719 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 234 | $10.72 | $2,508.48 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000276 · wf-form4_159908323000049.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 19:52 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000239 · wf-form4_159648433217132.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000211 · wf-form4_159364915938296.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708 Underlying: Common Stock · 234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000211 · wf-form4_159364915938296.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 234 | $10.14 | $2,372.76 |
DisclosureSEC source: 0001434728-20-000211 · wf-form4_159364915938296.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000211 · wf-form4_159364915938296.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000175 · wf-form4_159113941854653.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:55 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000134 · wf-form4_158837731298552.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · ownership.direct: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · derivative · entry 5 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930 Underlying: Common Stock · 231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,161 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156 Underlying: Common Stock · 1,121 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 231 | $10.11 | $2,335.41 |
DisclosureSEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000071 · wf-form4_158319448689843.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 23:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000049 · wf-form4_158077149607807.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000020 · wf-form4_157800384172610.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031 Underlying: Common Stock · 135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000020 · wf-form4_157800384172610.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 135 | $12.92 | $1,744.20 |
DisclosureSEC source: 0001434728-20-000020 · wf-form4_157800384172610.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2019. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000020 · wf-form4_157800384172610.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 15:55 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000329 · wf-form4_157504289066442.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 23:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000299 · wf-form4_157265107423495.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000279 · wf-form4_156997346117684.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Underlying: Common Stock · 137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000279 · wf-form4_156997346117684.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 137 | $12.01 | $1,645.37 |
DisclosureSEC source: 0001434728-19-000279 · wf-form4_156997346117684.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000279 · wf-form4_156997346117684.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000235 · wf-form4_156754282008547.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000217 · wf-form4_156693891024143.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 10,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 10,000 | $12.28 | $122,800.00 |
DisclosureSEC source: 0001434728-19-000217 · wf-form4_156693891024143.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 10,000 | $4.26 | $42,600.00 |
DisclosureSEC source: 0001434728-19-000217 · wf-form4_156693891024143.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Sep 3, 2019 20:51 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000249 · wf-form4_156754386033124.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-08-13 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 21:32 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000199 · wf-form4_156478150749493.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,291 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289 Underlying: Common Stock · 139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 139 | $10.21 | $1,419.19 |
DisclosureSEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 23:01 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000151 · wf-form4_155960287783511.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000119 · wf-form4_155683075585851.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000093 · wf-form4_155424751263205.xml · derivative · entry 5 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418 Underlying: Common Stock · 133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000093 · wf-form4_155424751263205.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000093 · wf-form4_155424751263205.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547 Underlying: Common Stock · 1,547 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000093 · wf-form4_155424751263205.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing price of the Company's common stock for the five day period prior to March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000093 · wf-form4_155424751263205.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2018 Filed Feb 14, 2019 18:01 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 2,632 | $10.25 | $26,978.00 |
DisclosureSEC source: 0001434728-19-000026 · wf-form4_155016730005719.xml · nonDerivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 29, 2018 Filed Feb 14, 2019 18:01 UTC | Global Water Resources, Inc. GWRS · Entity 234 | SaleCommon Stock | 43 | $10.25 | $440.75 |
DisclosureSEC source: 0001434728-19-000026 · wf-form4_155016730005719.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.