Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oxford Square Capital Corp.OXSQ · Entity 6547 | Director | September 03, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oxford Square Capital Corp.
Report date September 03, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectAs executor of estate of spouse | 15,000.7586 |
Reported balance
After 2026-09-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-03 · Sale · Disposed 5,000 · Balance 15,000.7586 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 14, 2026 14:51 UTC | Oxford Square Capital Corp. OXSQ · Entity 6547 | SaleCommon Stock, par value $0.01 per share | 5,000 | $1.36 | $6,775.00 |
DisclosureSEC source: 0001213900-26-099533 · ownership.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As executor of estate of spouse Disclosed balance after: 15,000.7586 Read SEC document |
| June 14, 2023 Filed Jul 6, 2023 16:17 UTC | Oxford Square Capital Corp. OXSQ · Entity 6547 | OtherTransferable Subscription Rights (right to buy) · Derivative | 5,803 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001213900-23-055174 · ownership.xml · derivative · entry 3 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 0 Underlying: Common Stock · 5,803 shares Expires 2023-06-14 F1 · security: On May 10, 2023, Oxford Square Capital Corp. (the "Company") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Company's common shares, as of the record date of May 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 16,633,723 of the Company's common shares. Record Date Shareholders received one Right for every three common shares held on the record date. The Rights entitle their holders to purchase one new common share for every one Right held. The subscription price per common share is $2.66. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on June 14, 2023. Read SEC document |
| June 14, 2023 Filed Jul 6, 2023 16:17 UTC | Oxford Square Capital Corp. OXSQ · Entity 6547 | OtherCommon Stock, par value $0.01 per share | 2,591 | $2.66 | $6,892.06 |
DisclosureSEC source: 0001213900-23-055174 · ownership.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 20,000.7586 Read SEC document |
| May 18, 2021 Filed May 20, 2021 13:19 UTC | Oxford Square Capital Corp. OXSQ · Entity 6547 | PurchaseCommon Stock | 10,000 | $4.88 | $48,800.00 |
DisclosureSEC source: 0001213900-21-028105 · s132140_form4.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,409.7586 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 17:30 UTC | Oxford Square Capital Corp. OXSQ · Entity 6547 | SaleCommon Stock | 13,130 | $4.03 | $52,913.90 |
DisclosureSEC source: 0001567619-20-006327 · doc1.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 17,409.7586 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $4.02 to $4.055, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 17:17 UTC | Oxford Square Capital Corp. TICC · Entity 6547 | PurchaseCommon Stock, $0.01 par value | 5,000 | $7.22 | $36,100.00 |
DisclosureSEC source: 0001144204-17-013275 · v461359_4.xml · nonDerivative · entry 1 NOVAK STEVEN P · CIK 0001064150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 30,539.7586 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.