Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONSTELLATION BRANDS, INC.STZ · Entity 3227 | Director | July 10, 2023 | July 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONSTELLATION BRANDS, INC.
Report date July 10, 2023 · Filed July 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 469 |
Reported balance
After 2023-07-10 transaction · row 1
1 source rowRow 1 · 2023-07-10 · Exercise / conversion · Acquired 469 · Balance 469 F1: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-07-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-10 · Exercise / conversion · Disposed 469 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F3: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectJames A. Locke III Revocable Trust | 40,858 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,858 F2: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.
F3: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2023 Filed Jul 11, 2023 20:50 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-23-000133 · wk-form4_1689108598.xml · derivative · entry 3 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F3 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. F3 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 20:50 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass A Common Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-23-000133 · wk-form4_1689108598.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 12:48 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Disposition to issuerClass B (convertible) Common Stock · Derivative | 264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000016918-22-000185 · wf-form4_166843011467646.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · James A. Locke III Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 264 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of James A Locke III. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of James A Locke III. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of James A Locke III. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of James A Locke III. F2 · ownership.nature: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 12:48 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantClass A Common Stock | 264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000016918-22-000185 · wf-form4_166843011467646.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · James A. Locke III Revocable Trust Disclosed balance after: 40,858 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of James A Locke III. F2 · ownership.nature: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary. F3 · ownership.nature: Reflects a change in beneficial ownership of 510 shares of Class A Common Stock from direct to indirect. On July 19, 2022, the reporting person transferred 510 shares to the James A. Locke III Revocable Trust. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 21:07 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 749 | $0.00 Strike: $244.73 | $0.00 |
DisclosureSEC source: 0000016918-22-000165 · wf-form4_165843759220840.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749 Underlying: Class 1 (convertible) Common Stock · 749 shares Expires 2032-07-19 Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 21:07 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantRestricted Stock Units · Derivative | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-22-000165 · wf-form4_165843759220840.xml · derivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469 Underlying: Class A Common Stock · 469 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 17:28 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 987 | $0.00 Strike: $225.17 | $0.00 |
DisclosureSEC source: 0000016918-21-000203 · wf-form4_162697491644522.xml · derivative · entry 3 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987 Underlying: Class 1 (convertible) Common Stock · 987 shares Expires 2031-07-20 Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 17:28 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantClass A Common Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-21-000203 · wf-form4_162697491644522.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510 F1 · shares: The shares reported herein were granted on July 20, 2021 in the form of restricted stock units. The restricted stock units vest on July 10, 2022. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-21-000175 · wf-form4_162621767524989.xml · derivative · entry 3 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date. F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass A Common Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-21-000175 · wf-form4_162621767524989.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass 1 (convertible) Common Stock · Derivative | 6,517 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · derivative · entry 9 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass 1 (convertible) Common Stock · Derivative | 6,517 | $21.48 | $139,985.16 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · derivative · entry 8 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,517 Underlying: Class A Common Stock · 6,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,517 | $0.00 Strike: $21.48 | $0.00 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · derivative · entry 7 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 (convertible) Common Stock · 6,517 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of this option has become exercisable. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass 1 (convertible) Common Stock · Derivative | 4,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · derivative · entry 6 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass 1 (convertible) Common Stock · Derivative | 4,824 | $29.02 | $139,992.48 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · derivative · entry 5 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,824 Underlying: Class A Common Stock · 4,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,824 | $0.00 Strike: $29.02 | $0.00 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · derivative · entry 4 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 (convertible) Common Stock · 4,824 shares Expires 2022-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of this option has become exercisable. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | SaleClass A Common Stock | 11,341 | $240.52 | $2,727,714.64 |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · nonDerivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.5000 to $240.8600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:25 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass A Common Stock | 11,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000016918-21-000115 · wf-form4_162015992448689.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 20:12 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,391 | $0.00 Strike: $180.77 | $0.00 |
DisclosureSEC source: 0000016918-20-000206 · wf-form4_159553511853458.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391 Underlying: Class 1 (convertible) Common Stock · 1,391 shares Expires 2030-07-21 Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 20:12 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantRestricted Stock Units · Derivative | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-20-000206 · wf-form4_159553511853458.xml · derivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567 Underlying: Class A Common Stock · 567 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:23 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-20-000187 · wf-form4_159406701627991.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date. F2 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:23 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass A Common Stock | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-20-000187 · wf-form4_159406701627991.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 11:45 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass 1 (convertible) Common Stock · Derivative | 8,298 | $0.00 | $0.00 |
DisclosureSEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · derivative · entry 5 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,447 Underlying: Class A Common Stock · 8,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 11:45 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass 1 (convertible) Common Stock · Derivative | 8,298 | $16.87 | $139,987.26 |
DisclosureSEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · derivative · entry 4 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 Underlying: Class A Common Stock · 8,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 11:45 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,298 | $0.00 Strike: $16.87 | $0.00 |
DisclosureSEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · derivative · entry 3 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 (convertible) Common Stock · 8,298 shares Expires 2020-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 11:45 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | SaleClass A Common Stock | 8,298 | $204.50 | $1,696,968.38 |
DisclosureSEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · nonDerivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $204.5000 to $204.5700, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 11:45 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass A Common Stock | 8,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 20:21 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantRestricted Stock Units · Derivative | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010360 · doc4.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517 Underlying: Class A Common Stock · 517 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 20:21 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,289 | $0.00 Strike: $197.88 | $0.00 |
DisclosureSEC source: 0001225208-19-010360 · doc4.xml · derivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289 Underlying: Class 1 Common Stock · 1,289 shares Expires 2029-07-16 Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,447 | $0.00 Strike: $13.40 | $0.00 |
DisclosureSEC source: 0001225208-19-000814 · doc4.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 10,447 shares Expires 2019-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of this option has become exercisable. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass 1 (convertible) Common Stock · Derivative | 10,447 | $13.40 | $139,989.80 |
DisclosureSEC source: 0001225208-19-000814 · doc4.xml · derivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,447 Underlying: Class A Common Stock · 10,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F1 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F1 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 20:17 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,015 | $0.00 Strike: $213.85 | $0.00 |
DisclosureSEC source: 0001225208-18-011853 · doc4.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015 Underlying: Class 1 Common Stock · 1,015 shares Expires 2028-07-17 Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 20:17 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantClass A Common Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011853 · doc4.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,398 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0001225208-18-007878 · doc4.xml · derivative · entry 5 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 6,398 shares Expires 2018-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of this option has become exercisable. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass 1 (convertible) Common Stock · Derivative | 6,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007878 · doc4.xml · derivative · entry 4 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass 1 (convertible) Common Stock · Derivative | 6,398 | $21.88 | $139,988.24 |
DisclosureSEC source: 0001225208-18-007878 · doc4.xml · derivative · entry 3 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Underlying: Class A Common Stock · 6,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | SaleClass A Common Stock | 6,398 | $230.50 | $1,474,739.00 |
DisclosureSEC source: 0001225208-18-007878 · doc4.xml · nonDerivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,556 Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:08 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass A Common Stock | 6,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007878 · doc4.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 20:17 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,041 | $0.00 Strike: $197.18 | $0.00 |
DisclosureSEC source: 0001225208-17-012771 · doc4.xml · derivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041 Underlying: Class 1 Common Stock · 1,041 shares Expires 2027-07-18 Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 20:17 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantClass A Common Stock | 481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012771 · doc4.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,556 Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:19 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,340 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001225208-17-008332 · doc4.xml · derivative · entry 5 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 6,340 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of this option has become exercisable. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:19 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass 1 (convertible) Common Stock · Derivative | 6,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008332 · doc4.xml · derivative · entry 4 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:19 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass 1 (convertible) Common Stock · Derivative | 6,340 | $22.08 | $139,987.20 |
DisclosureSEC source: 0001225208-17-008332 · doc4.xml · derivative · entry 3 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,340 Underlying: Class A Common Stock · 6,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:19 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | SaleClass A Common Stock | 6,340 | $173.05 | $1,097,128.12 |
DisclosureSEC source: 0001225208-17-008332 · doc4.xml · nonDerivative · entry 2 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,075 F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $172.94 to $173.21, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:19 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | ConversionClass A Common Stock | 6,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008332 · doc4.xml · nonDerivative · entry 1 LOCKE JAMES A III · CIK 0001245565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.