Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | Director · CHAIRMAN AND CEO | July 10, 2023 | July 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date July 10, 2023 · Filed July 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 177,983 |
Ending reported balance
After 2023-07-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-10 · Sale · Disposed 7,100 · Balance 178,883 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.21 to $136.17. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Row 2 · 2023-07-10 · Sale · Disposed 900 · Balance 177,983 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.22 to $136.54. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.21 to $136.17. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.22 to $136.54. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2017 Filed Dec 13, 2017 17:53 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 5,000 | $126.28 | $631,400.00 |
DisclosureSEC source: 0001179110-17-015319 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,611 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.57 to $126.89. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 17:09 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 5,000 | $105.52 | $527,600.00 |
DisclosureSEC source: 0001179110-17-012265 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,611 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.25 to $105.83. The reporting person undertakes to provide to CBOE Holdings, Inc., any security holder of CBOE Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 5,000 | $86.85 | $434,250.00 |
DisclosureSEC source: 0001179110-17-008705 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,611 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.38 to $87.02. The reporting person undertakes to provide to CBOE Holdings, Inc., any security holder of CBOE Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 17:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 5,000 | $78.61 | $393,050.00 |
DisclosureSEC source: 0001179110-17-005208 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,611 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.40 to $78.83. The reporting person undertakes to provide to CBOE Holdings, Inc., any security holder of CBOE Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 31,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · derivative · entry 11 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,095 Underlying: Common Stock · 31,095 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 18,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · derivative · entry 10 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,657 Underlying: Common Stock · 18,657 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 6,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · derivative · entry 9 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,485 Underlying: Common Stock · 6,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 5,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · derivative · entry 8 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,380 Underlying: Common Stock · 5,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 5,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · derivative · entry 7 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 3,082 | $80.94 | $249,457.08 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · nonDerivative · entry 6 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,690 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 2,459 | $80.94 | $199,031.46 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · nonDerivative · entry 5 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,772 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 2,456 | $80.94 | $198,788.64 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · nonDerivative · entry 4 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,231 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 6,742 | $80.94 | $545,697.48 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · nonDerivative · entry 3 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 5,380 | $80.94 | $435,457.20 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · nonDerivative · entry 2 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:39 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 5,374 | $80.94 | $434,971.56 |
DisclosureSEC source: 0001179110-17-002979 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 18:25 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 8,133 | $80.16 | $651,941.28 |
DisclosureSEC source: 0001179110-17-002711 · edgar.xml · nonDerivative · entry 2 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,191 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock. Read SEC document |
| February 16, 2017 Filed Feb 27, 2017 19:10 UTC Amendment | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 8,212 | $80.16 | $658,273.92 |
DisclosureSEC source: 0001179110-17-003325 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,611 F1 · shares: On February 17, 2017, the reporting person filed a Form 4 reporting that 8,133 shares were withheld to satisfy tax withholding obligations that arose upon vesting. Due to administrative error, this number was incorrectly reported. The correct number of shares withheld to satisfy tax withholding obligations is 8,212. F2 · balance_after: Represents the correct amount of securities beneficially owned following all of the reporting person's transactions that occurred on February 15, February 16 and February 19, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:25 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 21,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002711 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,324 F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSUs") that were awarded to the Reporting Person on February 19, 2014. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2014 to December 31, 2016 as certified by the Compensation Committee on February 15, 2017. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 18:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 6,250 | $76.79 | $479,937.50 |
DisclosureSEC source: 0001179110-16-032961 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,361 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.53 to $76.90. The reporting person undertakes to provide to CBOE Holdings, Inc., any security holder of CBOE Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 17:55 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 6,250 | $67.86 | $424,125.00 |
DisclosureSEC source: 0001179110-16-029680 · edgar.xml · nonDerivative · entry 1 Tilly Edward T · CIK 0001493858 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,611 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.58 to $68.09. The reporting person undertakes to provide to CBOE Holdings, Inc., any security holder of CBOE Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.