Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Chief Operating Officer | March 01, 2021 | March 03, 2021 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 16, 2026 | January 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500,870 |
Ending reported balance
After 2021-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 55,238 · Balance 2,450,222 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2021-03-01 · Tax withholding · Disposed 29,398 · Balance 2,420,824 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2021-03-01 · Exercise / conversion · Acquired 171,112 · Balance 2,591,936 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2021-03-01 · Tax withholding · Disposed 91,066 · Balance 2,500,870 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2016 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Exercise / conversion · Disposed 55,238 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. |
| 2018 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Exercise / conversion · Disposed 171,112 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 812,061 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 812,061 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021.
F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021.
GOLDMAN SACHS GROUP INC
Report date January 16, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2026-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-16 · Grant · Acquired 364 · Balance 1,397 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009394 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006634 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,192 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $16.66 | $277,422.32 |
DisclosureSEC source: 0001225208-10-006634 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006634 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 24, 2010 Filed Feb 26, 2010 16:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | ConversionDepositary Shares Representing Interests in Series S Pfd Stk · Derivative | 335,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006034 · doc4.xml · derivative · entry 4 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 335,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. F1 · derivative.exercise_date: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. F1 · derivative.expiration_date: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. Read SEC document |
| February 24, 2010 Filed Feb 26, 2010 16:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | ConversionCommon Stock | 335,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006034 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT II Disclosed balance after: 335,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. F1 · balance_after: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 17:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003152 · doc4.xml · derivative · entry 4 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,844 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 17:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $15.18 | $252,777.36 |
DisclosureSEC source: 0001225208-10-003152 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,041 Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 17:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003152 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| January 02, 2010 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 465,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,449 Underlying: Common Stock · 465,225 shares Expires 2012-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| January 02, 2010 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 227,436 | $15.06 | $3,425,186.16 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,041 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| January 02, 2010 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 465,225 | $15.06 | $7,006,288.50 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2010 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 297,816 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,815 Underlying: Common Stock · 297,816 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These Restricted Stock Units, which are exempt under Rule 16b-3(d), vest one third six months after the grant date and one third each on 1/01/2010 and 1/01/2011. Read SEC document |
| January 01, 2010 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 149,564 | $15.13 | $2,262,155.50 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,252 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| January 01, 2010 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 297,816 | $15.13 | $4,504,467.00 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 17:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantStock Units · Derivative | 307,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-000702 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,496 Underlying: Common Stock · 307,172 shares Expires not disclosed F2 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: The Stock Units were awarded pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest upon grant and are payable solely in cash as follows: 1/36th of the Stock Units shall be paid on the last business day of each month during the three year period beginning in January 2010 and ending in December 2012. F3 · derivative.expiration_date: The Stock Units were awarded pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest upon grant and are payable solely in cash as follows: 1/36th of the Stock Units shall be paid on the last business day of each month during the three year period beginning in January 2010 and ending in December 2012. Read SEC document |
| December 04, 2009 Filed Dec 8, 2009 17:47 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseDepositary Shares Representing Interests in Series S Pfd Stk · Derivative | 325,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024193 · doc4.xml · derivative · entry 3 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires not disclosed F1 · derivative.exercise_price: See Exhibits EX99.1 and EX99.2. F2 · shares: See Exhibit EX99.2 F3 · price: See Exhibit EX99.1 F1 · derivative.exercise_date: See Exhibits EX99.1 and EX99.2. F1 · derivative.expiration_date: See Exhibits EX99.1 and EX99.2. F2 · derivative.underlying: See Exhibit EX99.2 F2 · balance_after: See Exhibit EX99.2 Read SEC document |
| December 04, 2009 Filed Dec 8, 2009 17:47 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseContingent Warrants (right to buy) · Derivative | 325,000 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001225208-09-024193 · doc4.xml · derivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 15,177.5 shares Expires not disclosed F1 · shares: See Exhibits EX99.1 and EX99.2. F3 · price: See Exhibit EX99.1 F1 · derivative.exercise_date: See Exhibits EX99.1 and EX99.2. F1 · derivative.expiration_date: See Exhibits EX99.1 and EX99.2. F2 · derivative.underlying: See Exhibit EX99.2 F1 · balance_after: See Exhibits EX99.1 and EX99.2. Read SEC document |
| December 04, 2009 Filed Dec 11, 2009 14:27 UTC Amendment | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseDepositary Shares Representing Interests in Series S Pfd Stk · Derivative | 335,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024363 · doc4a.xml · derivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,000 Underlying: Common Stock · 335,000 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibits ex99-1 and ex99-2 F1 · shares: See Exhibits ex99-1, ex99-2 and ex99-3 F4 · price: See Exhibit ex99-1 F2 · derivative.exercise_date: See Exhibits ex99-1 and ex99-2 F2 · derivative.expiration_date: See Exhibits ex99-1 and ex99-2 F3 · derivative.underlying: See Exhibit ex99-2 F3 · balance_after: See Exhibit ex99-2 Read SEC document |
| December 04, 2009 Filed Dec 11, 2009 14:27 UTC Amendment | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseContingent Warrants (right to buy) · Derivative | 335,000 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001225208-09-024363 · doc4a.xml · derivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,000 Underlying: Common Stock · 15,644.5 shares Expires not disclosed F1 · shares: See Exhibits ex99-1, ex99-2 and ex99-3 F4 · price: See Exhibit ex99-1 F2 · derivative.exercise_date: See Exhibits ex99-1 and ex99-2 F2 · derivative.expiration_date: See Exhibits ex99-1 and ex99-2 F3 · derivative.underlying: See Exhibit ex99-2 F2 · balance_after: See Exhibits ex99-1 and ex99-2 Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 16:20 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantStock Units · Derivative | 292,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-023745 · doc4.xml · derivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,324 Underlying: Common Stock · 292,324 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest upon grant and are payable solely in cash as follows: 1/36th of the Stock Units shall be paid on the last business day of each month during the three year period beginning in January 2011 and ending in December 2013. F2 · derivative.expiration_date: The Stock Units were awarded pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest upon grant and are payable solely in cash as follows: 1/36th of the Stock Units shall be paid on the last business day of each month during the three year period beginning in January 2011 and ending in December 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.