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Nauman Katherine

Disclosed activity across 1 company

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111223
SEC CIK
0001880186

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Petco Health & Wellness Company, Inc.WOOF · Entity 5186Chief Marketing OfficerJuly 19, 2023July 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Petco Health & Wellness Company, Inc.

Report date July 19, 2023 · Filed July 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect206,317 Reported balance After 2023-07-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-07-19 · Tax withholding · Disposed 5,789 · Balance 206,317

F1: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on July 19, 2022 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on July 19, 2023.

F2: Includes 182,135 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nauman Family Trust2,750 Reported balance Holding disclosure · report date 2023-07-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,750

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on July 19, 2022 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on July 19, 2023.

F2: Includes 182,135 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2023 Filed Jul 21, 2023 19:12 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 5,789 $8.29 $47,990.81
Disclosure

SEC source: 0001127602-23-021166 · form4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,317

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on July 19, 2022 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on July 19, 2023.

F2 · balance_after: Includes 182,135 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 19:07 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 955 $9.49 $9,062.95
Disclosure

SEC source: 0001127602-23-020856 · form4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,106

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on January 13, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on July 13, 2023.

F2 · balance_after: Includes 193,810 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:11 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 4,516 $7.97 $35,992.52
Disclosure

SEC source: 0001127602-23-018213 · form4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,061

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on December 5, 2022 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on June 5, 2023.

F2 · balance_after: Includes 195,735 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 19:44 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 2,796 $9.42 $26,338.32
Disclosure

SEC source: 0001127602-23-013815 · form4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,577

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on April 26, 2022 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on April 26, 2023.

F2 · balance_after: Includes 204,842 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 19:05 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 57,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-012863 · form4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,373

F1 · security: Represents 57,948 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs vest in the following installments: (i) 34% on the first anniversary of 04/10/2023 (the "Grant Date"); (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

F2 · balance_after: Includes 152,544 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 19:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 1,238 $9.81 $12,144.78
Disclosure

SEC source: 0000899243-23-009427 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,425

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on September 20, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on March 20, 2023.

F2 · balance_after: Includes 152,544 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 19:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 730 $8.95 $6,534.23
Disclosure

SEC source: 0000899243-23-003069 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,663

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 154,762 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 19:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 1,074 $10.57 $11,352.18
Disclosure

SEC source: 0000899243-23-002083 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,933

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on January 13, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on January 13, 2023.

F2 · balance_after: Includes 154,762 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 20:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantEmployee Stock Option (right to buy) · Derivative 366,301 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0000899243-22-037945 · doc4.xml · derivative · entry 3

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,301

Underlying: Class A Common Stock · 366,301 shares

Expires 2032-12-05

F3 · derivative.exercise_date: Represents options to purchase Class A Common Stock granted under the 2021 Plan. The options will vest in the following installments: (i) 10% on the date that is 6 months following Grant Date; (ii) 20% on the first anniversary of the Grant Date; (iii) 30% on the date that is 18 months following the Grant Date; and (iv) 40% on the second anniversary of the Grant Date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 20:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 91,075 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037945 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,007

F1 · security: Represents 91,075 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The RSUs will vest in the following installments: (i) 10% on the date that is 6 months following 12/05/2022 (the "Grant Date"); (ii) 20% on the first anniversary of the Grant Date; (iii) 30% on the date that is 18 months following the Grant Date; and (iv) 40% on the second anniversary of the Grant Date.

F2 · balance_after: Includes 65,612 outstanding RSUs granted under the 2021 Plan.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 19:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 117 $9.03 $1,056.16
Disclosure

SEC source: 0000899243-22-034711 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,932

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 65,612 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 18:00 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 2,267 $14.44 $32,735.48
Disclosure

SEC source: 0000899243-22-031717 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,815

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on September 20, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on September 20, 2022.

F2 · balance_after: Includes 65,612 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 21:30 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 34,341 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026534 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,082

F1 · security: Represents 34,341 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest in the following installments: (i) 34% on the first anniversary of 07/19/2022 (the "Grant Date"); (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

F2 · balance_after: Includes 35,842 outstanding RSUs granted under the 2021 Plan.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 21:30 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 666 $15.06 $10,029.96
Disclosure

SEC source: 0000899243-22-026208 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,741

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on January 13, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"), and a portion vested on July 13, 2022.

F2 · balance_after: Includes 35,842 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
April 29, 2022 Filed May 3, 2022 16:05 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 733 $16.37 $11,999.21
Disclosure

SEC source: 0000899243-22-016282 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,407

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 37,767 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:19 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantEmployee Stock Option (right to buy) · Derivative 40,510 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0000899243-22-015929 · doc4.xml · derivative · entry 3

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,510

Underlying: Class A Common Stock · 40,510 shares

Expires 2032-04-26

F3 · derivative.exercise_date: Represents options to purchase Class A Common Stock granted under the 2021 Plan. The options will vest in the following installments: (i) 34% on the first anniversary of the Grant Date; (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:19 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 16,620 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015929 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,674

F1 · security: Represents 16,620 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The RSUs will vest in the following installments: (i) 34% on the first anniversary of 04/26/2022 (the "Grant Date"); (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

F2 · balance_after: Includes 21,147 outstanding RSUs granted under the 2021 Plan.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 17:14 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 Tax withholdingClass A Common Stock 1,650 $18.99 $31,333.50
Disclosure

SEC source: 0000899243-22-002164 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,054

F1 · shares: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on January 13, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan, and a portion vested on January 13, 2022.

F2 · balance_after: Includes 21,147 outstanding RSUs, which each represent the right to receive one share of Class A common stock of the Issuer.

Read SEC document
October 29, 2021 Filed Nov 4, 2021 16:50 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 590 $21.02 $12,402.39
Disclosure

SEC source: 0000899243-21-043030 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,704

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 25,114 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:53 UTC Petco Health & Wellness Company, Inc. WOOF · Entity 5186 GrantClass A Common Stock 13,447 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-037213 · doc4.xml · nonDerivative · entry 1

Nauman Katherine · CIK 0001880186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,114

F1 · security: Represents 13,447 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs vest in the following installments: (i) 34% on the first anniversary of 9/20/2021 (the "Grant Date"); (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

F2 · balance_after: Includes 11,667 outstanding RSUs granted under the 2021 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.