Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Customers Bancorp, Inc.CUBI · Entity 4325 | EVP and Chief Credit Officer | August 01, 2023 | August 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Customers Bancorp, Inc.
Report date August 01, 2023 · Filed August 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,556 |
Last balance in matching sequence
After 2023-08-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-08-01 · Exercise / conversion · Acquired 1,665 · Balance 31,517 F1: This transaction was executed in multiple trades at prices ranging from $40.28 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected. F2: Includes 16,556 Restricted Stock Units. Row 2 · 2023-08-01 · Sale · Disposed 14,961 · Balance 16,556 F3: This transaction was executed in multiple trades at prices ranging from $40.28 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected. F2: Includes 16,556 Restricted Stock Units. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.28 · Expires 2029-03-14 | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-01 · Exercise / conversion · Disposed 1,665 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $40.28 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected.
F2: Includes 16,556 Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $40.28 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2023 Filed Aug 2, 2023 14:37 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionStock Options (Right to buy) · Derivative | 1,665 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001562180-23-006105 · primarydocument.xml · derivative · entry 3 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,665 shares Expires 2029-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 14:37 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 14,961 | $40.61 | $607,528.81 |
DisclosureSEC source: 0001562180-23-006105 · primarydocument.xml · nonDerivative · entry 2 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,556 F3 · price: This transaction was executed in multiple trades at prices ranging from $40.28 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected. F2 · balance_after: Includes 16,556 Restricted Stock Units. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 14:37 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 1,665 | $40.61 | $67,611.49 |
DisclosureSEC source: 0001562180-23-006105 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $40.28 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected. F2 · balance_after: Includes 16,556 Restricted Stock Units. Read SEC document |
| April 04, 2023 Filed Jun 1, 2023 14:40 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 8,646 | $17.35 | $150,008.10 |
DisclosureSEC source: 0001562180-23-004647 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,852 F1 · shares: Grant of Restricted Stock Units was contingent upon shareholder approval of an amendment to the Issuer's 2019 Stock Incentive Plan, which approval was obtained on May 30, 2023. F2 · balance_after: Includes 16,556 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 380 | $18.52 | $7,037.60 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 7 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,206 F2 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F3 · balance_after: Includes 7,910 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 951 | $18.52 | $17,612.52 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 6 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,586 F2 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F1 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 3,060 | $18.52 | $56,671.20 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 5 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,537 F1 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 835 | $18.52 | $15,464.20 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 4 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,477 F2 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F1 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 2,970 | $18.52 | $55,004.40 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 3 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,312 F1 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 846 | $18.52 | $15,667.92 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 2 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,342 F2 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F1 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| April 02, 2023 Filed Apr 4, 2023 17:01 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 2,970 | $18.52 | $55,004.40 |
DisclosureSEC source: 0001562180-23-003382 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,188 F1 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 09:56 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 344 | $18.20 | $6,260.80 |
DisclosureSEC source: 0001562180-23-003100 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,218 F1 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 9,243 Restricted Stock Units. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 15:50 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 103 | $30.92 | $3,184.76 |
DisclosureSEC source: 0001562180-23-001824 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,562 F1 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 10,259 Restricted Stock Units. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 15:40 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 447 | $29.00 | $12,963.00 |
DisclosureSEC source: 0001562180-23-000351 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 F1 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 10,562 Restricted Stock Units. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 11:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 5,575 | $26.91 | $150,023.25 |
DisclosureSEC source: 0001562180-23-000276 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,112 F1 · shares: Grant of Restricted Stock Unit award with shares vesting in according with the terms of the 2019 Stock Incentive Plan. F2 · balance_after: Includes 11,883 Restricted Stock Units. Read SEC document |
| April 02, 2022 Filed Apr 5, 2022 15:50 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 380 | $51.16 | $19,440.80 |
DisclosureSEC source: 0001562180-22-003212 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,537 F1 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 6,308 Restricted Stock Units. F3 · balance_after: The holdings reported in the Form 4 reflect an adjustment described in an amended Form 3 filed on 04/04/2022. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 14:40 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 3,049 | $57.39 | $174,982.11 |
DisclosureSEC source: 0001562180-22-002901 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,523 F1 · shares: Grant of Restricted Stock Units award with shares vesting in accordance with the terms of the 2021 Bonus Incentive. F2 · balance_after: Includes 12,321 Restricted Stock Units. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 09:25 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 102 | $59.43 | $6,061.86 |
DisclosureSEC source: 0001562180-22-001909 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,474 F1 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 9,272 Restricted Stock Units. Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 15:18 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 446 | $71.50 | $31,889.00 |
DisclosureSEC source: 0001562180-22-000394 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,576 F1 · shares: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 9,574 Restricted Stock Units. Read SEC document |
| October 23, 2021 Filed Oct 25, 2021 13:41 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 373 | $47.87 | $17,855.51 |
DisclosureSEC source: 0001562180-21-006628 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,022 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 10,894 Restricted Stock Units. Read SEC document |
| April 02, 2021 Filed Apr 5, 2021 12:33 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 371 | $32.02 | $11,879.42 |
DisclosureSEC source: 0001562180-21-002593 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,395 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 12,201 Restricted Stock Units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 15:50 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 156 | $27.70 | $4,321.20 |
DisclosureSEC source: 0001488813-21-000073 · wf-form4_161471822103722.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,766 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 13,534 Restricted Stock Units. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 19:45 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 907 | $27.56 | $24,996.92 |
DisclosureSEC source: 0001488813-21-000055 · wf-form4_161430033519394.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,922 F1 · kind: Grant of Restricted Stock Units award, with shares vesting in accordance with the terms of the 2020 Bonus Incentive. F2 · balance_after: Includes 13,995 Restricted Stock Units. Read SEC document |
| February 08, 2021 Filed Apr 4, 2022 16:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionStock Options (Right to buy) · Derivative | 833 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001562180-22-003129 · primarydocument.xml · derivative · entry 3 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665 Underlying: Common Stock · 833 shares Expires 2029-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Apr 4, 2022 16:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 833 | $25.01 | $20,829.25 |
DisclosureSEC source: 0001562180-22-003129 · primarydocument.xml · nonDerivative · entry 2 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,283 F3 · price: This transaction was executed in multiple trades at prices ranging from $25.0009 to $25.0270. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected F1 · balance_after: Includes 8,409 Restricted Stock Units. F4 · balance_after: The holdings reported in the Form 4 reflect an adjustment described in an amended Form 3 filed on 04/04/2022 Read SEC document |
| February 08, 2021 Filed Apr 4, 2022 16:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 833 | $19.28 | $16,060.24 |
DisclosureSEC source: 0001562180-22-003129 · primarydocument.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,409 Restricted Stock Units. F2 · balance_after: The holdings reported in the Form 4 reflect an adjustment described in an amended Form 3 filed on 04/04/2022. Read SEC document |
| January 10, 2021 Filed Jan 13, 2021 16:29 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 447 | $21.69 | $9,695.43 |
DisclosureSEC source: 0001488813-21-000020 · wf-form4_161057336004044.xml · nonDerivative · entry 1 Bowman Andrew Hertz · CIK 0001816956 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,015 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 13,088 Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.