Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackRock Inc.BLK · Entity 12961 | Senior Managing Director | January 31, 2019 | February 01, 2019 |
| KKR & Co. Inc.KKR · Entity 338 | Chief Operating Officer | August 04, 2023 | August 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackRock Inc.
Report date January 31, 2019 · Filed February 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)SEC Table I · non-derivative | Direct | 19,835 |
Reported balance
After 2019-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-31 · Grant · Acquired 3,736 · Balance 19,835 F1: Reflects a 2016 BlackRock Performance Incentive Plan award value of $1,099,790 converted to 3,714 Restricted Stock Units by dividing the award value by $296.12, which was the average of the high and low price per share of Common Stock on January 19, 2016). As outlined in BlackRock's 2016 Proxy Statement, the award was subject to adjustment based on certain performance metrics approved by the Management Development and Compensation Committee at the time of the award. Based on the Company's performance, the Restricted Stock Units vesting represent 100.6% of original award. F2: Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a 2016 BlackRock Performance Incentive Plan award value of $1,099,790 converted to 3,714 Restricted Stock Units by dividing the award value by $296.12, which was the average of the high and low price per share of Common Stock on January 19, 2016). As outlined in BlackRock's 2016 Proxy Statement, the award was subject to adjustment based on certain performance metrics approved by the Management Development and Compensation Committee at the time of the award. Based on the Company's performance, the Restricted Stock Units vesting represent 100.6% of original award.
F2: Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
KKR & Co. Inc.
Report date August 04, 2023 · Filed August 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Holdings UnitsSEC Table II · derivative / convertible security | Direct | 200,000 |
Reported balance
After 2023-08-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-04 · Grant · Acquired 200,000 · Balance 200,000 F1: Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2023 Filed Aug 7, 2023 21:14 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Holdings Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-038368 · form4.xml · derivative · entry 1 Stork Ryan · CIK 0001610272 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited. F1 · derivative.exercise_date: Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited. F1 · derivative.expiration_date: Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 22:16 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Holdings Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-027872 · form4.xml · derivative · entry 1 Stork Ryan · CIK 0001610272 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: On July 29, 2022, an amendment was approved to modify the 200,000 market condition equity awards previously granted to the Reporting Person. The amendment was to extend the time for vesting from April 1, 2027 to December 31, 2028, subject to the Reporting Person's continued service through the dates on which the stock price targets are met, and to increase certain minimum retained ownership requirements. The other terms of the market condition equity awards, including the stock price targets ranging from $100 to $140, did not change. The remaining 200,000 equity awards previously granted to the Reporting Person have time-based vesting, were amended to increase certain minimum retained ownership requirements and were otherwise not amended. F1 · kind: On July 29, 2022, an amendment was approved to modify the 200,000 market condition equity awards previously granted to the Reporting Person. The amendment was to extend the time for vesting from April 1, 2027 to December 31, 2028, subject to the Reporting Person's continued service through the dates on which the stock price targets are met, and to increase certain minimum retained ownership requirements. The other terms of the market condition equity awards, including the stock price targets ranging from $100 to $140, did not change. The remaining 200,000 equity awards previously granted to the Reporting Person have time-based vesting, were amended to increase certain minimum retained ownership requirements and were otherwise not amended. F1 · derivative.exercise_date: On July 29, 2022, an amendment was approved to modify the 200,000 market condition equity awards previously granted to the Reporting Person. The amendment was to extend the time for vesting from April 1, 2027 to December 31, 2028, subject to the Reporting Person's continued service through the dates on which the stock price targets are met, and to increase certain minimum retained ownership requirements. The other terms of the market condition equity awards, including the stock price targets ranging from $100 to $140, did not change. The remaining 200,000 equity awards previously granted to the Reporting Person have time-based vesting, were amended to increase certain minimum retained ownership requirements and were otherwise not amended. F1 · derivative.expiration_date: On July 29, 2022, an amendment was approved to modify the 200,000 market condition equity awards previously granted to the Reporting Person. The amendment was to extend the time for vesting from April 1, 2027 to December 31, 2028, subject to the Reporting Person's continued service through the dates on which the stock price targets are met, and to increase certain minimum retained ownership requirements. The other terms of the market condition equity awards, including the stock price targets ranging from $100 to $140, did not change. The remaining 200,000 equity awards previously granted to the Reporting Person have time-based vesting, were amended to increase certain minimum retained ownership requirements and were otherwise not amended. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 18:34 UTC | BlackRock Inc. BLK · Entity 12961 | GrantShares Of Common Stock (par Value $0.01 Per Share) | 3,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-003533 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,835 F1 · shares: Reflects a 2016 BlackRock Performance Incentive Plan award value of $1,099,790 converted to 3,714 Restricted Stock Units by dividing the award value by $296.12, which was the average of the high and low price per share of Common Stock on January 19, 2016). As outlined in BlackRock's 2016 Proxy Statement, the award was subject to adjustment based on certain performance metrics approved by the Management Development and Compensation Committee at the time of the award. Based on the Company's performance, the Restricted Stock Units vesting represent 100.6% of original award. F2 · balance_after: Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 18:41 UTC | BlackRock Inc. BLK · Entity 12961 | GrantShares Of Common Stock (par Value $0.01 Per Share) | 1,864 | $410.32 | $764,827.16 |
DisclosureSEC source: 0001127602-19-002499 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,099 F1 · shares: Reflects an award value of $764,999 converted to a number of Restricted Stock Units by dividing the approved award value by $410.315, which was the average of the high and low price per share of Common Stock on January 17, 2019. This grant was approved by the Management Development and Compensation Committee on January 14, 2019. Restricted Stock Units vest in equal installments on 1/31/20, 1/31/21 and 1/31/22. F2 · balance_after: Includes Common Stock as well as Restricted Stock Units that vest over a period of 1 to 3 years. Restricted Stock Units are payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| May 02, 2018 Filed May 2, 2018 17:03 UTC | BlackRock Inc. BLK · Entity 12961 | GiftShares Of Common Stock (par Value $0.01 Per Share) | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016014 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,235 F1 · balance_after: Includes Common Stock and Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 17:37 UTC | BlackRock Inc. BLK · Entity 12961 | SaleShares Of Common Stock (par Value $0.01 Per Share) | 7,136 | $543.50 | $3,878,416.00 |
DisclosureSEC source: 0001127602-18-007592 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,135 F1 · balance_after: Includes Common Stock and Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:49 UTC | BlackRock Inc. BLK · Entity 12961 | Tax withholdingShares Of Common Stock (par Value $0.01 Per Share) | 206 | $562.29 | $115,831.74 |
DisclosureSEC source: 0001127602-18-003771 · form4.xml · nonDerivative · entry 2 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,271 F3 · shares: Represents the withholding by BlackRock of common stock to satisfy tax obligation on the vesting of the reporting person's awards granted under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan. F2 · balance_after: Includes Common Stock and Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:49 UTC | BlackRock Inc. BLK · Entity 12961 | GrantShares Of Common Stock (par Value $0.01 Per Share) | 3,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003771 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,477 F1 · shares: Reflects a 2015 BlackRock Performance Incentive Plan award value of $999,930 (converted to 2,908 Restricted Stock Units by dividing the award value by $343.855, which was the average of the high and low price per share of Common Stock on January 16, 2015). As outlined in BlackRock's 2015 Proxy Statement, the award was subject to adjustment based on certain performance metrics approved by the Management Development and Compensation Committee at the time of the award. Based on the Company's performance, the Restricted Stock Units vesting represent 109.5% of original award. F2 · balance_after: Includes Common Stock and Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:47 UTC | BlackRock Inc. BLK · Entity 12961 | GrantShares Of Common Stock (par Value $0.01 Per Share) | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002087 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,293 F1 · shares: Reflects an award value of $1,048,207 converted to a number of Restricted Stock Units by dividing the approved award value by $566.44, which was the average of the high and low price per share of Common Stock on January 16, 2018. This grant was approved by the Management Development and Compensation Committee on January 10, 2018. Restricted Stock Units vest in equal installments on 1/31/19, 1/31/20 and 1/31/21. F2 · balance_after: Includes Common Stock and Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:14 UTC | BlackRock Inc. BLK · Entity 12961 | SaleShares Of Common Stock (par Value $0.01 Per Share) | 5,150 | $390.00 | $2,008,500.00 |
DisclosureSEC source: 0001127602-17-008222 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,442 F1 · balance_after: Includes Common Stock, Restricted Stock that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Restricted Stock and Restricted Stock Units are payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:28 UTC | BlackRock Inc. BLK · Entity 12961 | Tax withholdingShares Of Common Stock (par Value $0.01 Per Share) | 999 | $375.18 | $374,804.82 |
DisclosureSEC source: 0001127602-17-003555 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,592 F1 · shares: Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan. F2 · balance_after: Includes Common Stock, Restricted Stock that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Restricted Stock and Restricted Stock Units are payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 16:17 UTC | BlackRock Inc. BLK · Entity 12961 | GrantShares Of Common Stock (par Value $0.01 Per Share) | 2,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002062 · form4.xml · nonDerivative · entry 1 Stork Ryan · CIK 0001610272 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,591 F1 · shares: Reflects an award value of $838,725 converted to a number of Restricted Stock Units by dividing the approved award value by $375.22, which was the average of the high and low price per share of Common Stock on January 17, 2017. This grant was approved by the Management Development and Compensation Committee on January 11, 2017. Restricted Stock Units vest in equal installments on 1/31/18, 1/31/19 and 1/31/20. F2 · balance_after: Includes Common Stock, Restricted Stock that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Restricted Stock and Restricted Stock Units are payable solely by delivery of an equal number of shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.