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person · Reporting owner

Garvey Jane C

Disclosed activity across 2 companies

Tapewire entity
110715
SEC CIK
0001472638

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Strata Critical Medical, Inc.BLDE · Entity 5512DirectorAugust 08, 2023August 09, 2023
United Airlines Holdings, Inc.UAL · Entity 3116DirectorMay 23, 2019May 28, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Strata Critical Medical, Inc.

Report date August 08, 2023 · Filed August 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, $0.0001 par value per shareSEC Table I · non-derivativeDirect123,264 Ending reported balance After 2023-08-08 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-08-08 · Grant · Acquired 31,178 · Balance 105,805

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Row 2 · 2023-08-08 · Grant · Acquired 12,471 · Balance 118,276

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Row 3 · 2023-08-08 · Grant · Acquired 2,494 · Balance 120,770

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Row 4 · 2023-08-08 · Grant · Acquired 2,494 · Balance 123,264

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

United Airlines Holdings, Inc.

Report date May 23, 2019 · Filed May 28, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,997 Ending reported balance After 2019-05-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-05-24 · Exercise / conversion · Acquired 1,713 · Balance 6,854

F1: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Row 2 · 2019-05-24 · Disposition to issuer · Disposed 857 · Balance 5,997

Share UnitsSEC Table II · derivative / convertible security · Expires 2019-05-24Direct0 Reported balance After 2019-05-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-24 · Exercise / conversion · Disposed 1,713 · Balance 0

F1: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Share UnitsSEC Table II · derivative / convertible securityDirect2,103 Reported balance After 2019-05-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-05-23 · Grant · Acquired 2,103 · Balance 2,103

F2: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F5: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Share UnitsSEC Table II · derivative / convertible securityDirect1,484 Reported balance After 2019-05-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-05-23 · Grant · Acquired 1,484 · Balance 1,484

F2: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F4: Represents share units granted to the reporting person in 2019 as NEC compensation.

F5: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Filing footnotes · ownership attribution and instrument terms

F1: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F4: Represents share units granted to the reporting person in 2019 as NEC compensation.

F5: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2023 Filed Aug 9, 2023 21:30 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 2,494 $0.00 $0.00
Disclosure

SEC source: 0001779128-23-000089 · wf-form4_169161660538457.xml · nonDerivative · entry 4

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,264

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:30 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 2,494 $0.00 $0.00
Disclosure

SEC source: 0001779128-23-000089 · wf-form4_169161660538457.xml · nonDerivative · entry 3

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,770

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:30 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 12,471 $0.00 $0.00
Disclosure

SEC source: 0001779128-23-000089 · wf-form4_169161660538457.xml · nonDerivative · entry 2

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,276

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:30 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 31,178 $0.00 $0.00
Disclosure

SEC source: 0001779128-23-000089 · wf-form4_169161660538457.xml · nonDerivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,805

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
May 18, 2022 Filed May 19, 2022 17:48 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 17,107 $0.00 $0.00
Disclosure

SEC source: 0001779128-22-000052 · wf-form4_165298249198621.xml · nonDerivative · entry 2

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,627

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting: 25% of the RSUs (rounded down to the nearest whole number) to become vested every three months measured from May 7, 2022, with the remainder to become vested on May 7, 2023, such that the RSUs become 100% vested on May 7, 2023.

Read SEC document
May 18, 2022 Filed May 19, 2022 17:48 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 2,851 $0.00 $0.00
Disclosure

SEC source: 0001779128-22-000052 · wf-form4_165298249198621.xml · nonDerivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,520

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting: 25% of the RSUs (rounded down to the nearest whole number) to become vested every three months measured from May 7, 2022, with the remainder to become vested on May 7, 2023, such that the RSUs become 100% vested on May 7, 2023.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 22:00 UTC Strata Critical Medical, Inc. BLDE · Entity 5512 GrantClass A common stock, $0.0001 par value per share 54,669 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-007853 · form4.xml · nonDerivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,669

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 22,510 of the RSUs will vest on a basis of 25% each three months measured from May 7, 2021, subject to the Reporting Person's continued service to the Company through the applicable vesting date or the end of the Reporting Person's current term as a director of the Issuer. The remaining RSUs will vest on May 7, 2023, subject to the Reporting Person's continued service to the Issuer through the earlier of (i) the end of the Reporting Person's current term as a director and (ii) May 7, 2023.

Read SEC document
May 24, 2019 Filed May 28, 2019 23:24 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Exercise / conversionShare Units · Derivative 1,713 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · derivative · entry 3

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,713 shares

Expires 2019-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 24, 2019 Filed May 28, 2019 23:24 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Disposition to issuerCommon Stock 857 $81.11 $69,511.27
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · nonDerivative · entry 2

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997

Read SEC document
May 24, 2019 Filed May 28, 2019 23:24 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Exercise / conversionCommon Stock 1,713 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · nonDerivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 23, 2019 Filed May 28, 2019 23:24 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 1,484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · derivative · entry 5

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484

Underlying: Common Stock · 1,484 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · derivative.exercise_price: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F4 · shares: Represents share units granted to the reporting person in 2019 as NEC compensation.

F5 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F2 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · derivative.expiration_date: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 23, 2019 Filed May 28, 2019 23:24 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 2,103 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · derivative · entry 4

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103

Underlying: Common Stock · 2,103 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · derivative.exercise_price: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F5 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F2 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · derivative.expiration_date: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 24, 2018 Filed May 29, 2018 22:45 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 2,855 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014327 · doc4.xml · derivative · entry 2

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Common Stock · 2,855 shares

Expires 2019-05-24

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 24, 2018 Filed May 29, 2018 22:45 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 2,284 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014327 · doc4.xml · derivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284

Underlying: Common Stock · 2,284 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2018 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore all of the share units granted to the Reporting Person for the 2018 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2018 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore all of the share units granted to the Reporting Person for the 2018 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 24, 2018 Filed May 28, 2019 22:47 UTC Amendment United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 1,713 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014939 · doc4a.xml · derivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Underlying: Common Stock · 1,713 shares

Expires 2019-05-24

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F3 · shares: The original Form 4 filed on May 29, 2018 is amended by this Form 4 amendment to correct the number of shares reported on Table II, Columns 5, 7 and 9 from 2,855 share units to 1,713 share units. These share units were granted for the Reporting Person's service as Non-Executive Chairman.

F3 · derivative.underlying_shares: The original Form 4 filed on May 29, 2018 is amended by this Form 4 amendment to correct the number of shares reported on Table II, Columns 5, 7 and 9 from 2,855 share units to 1,713 share units. These share units were granted for the Reporting Person's service as Non-Executive Chairman.

F3 · balance_after: The original Form 4 filed on May 29, 2018 is amended by this Form 4 amendment to correct the number of shares reported on Table II, Columns 5, 7 and 9 from 2,855 share units to 1,713 share units. These share units were granted for the Reporting Person's service as Non-Executive Chairman.

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June 09, 2017 Filed Jun 13, 2017 22:44 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Exercise / conversionShare Units · Derivative 2,707.09 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-016275 · doc4.xml · derivative · entry 3

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,707.09 shares

Expires 2017-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. In accordance with the terms of the share units, the share units were settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock. Any odd or fractional units were rounded toward the share units settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. In accordance with the terms of the share units, the share units were settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock. Any odd or fractional units were rounded toward the share units settled in cash.

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June 09, 2017 Filed Jun 13, 2017 22:44 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Disposition to issuerCommon Stock 1,354.09 $79.83 $108,090.23
Disclosure

SEC source: 0000899243-17-016275 · doc4.xml · nonDerivative · entry 2

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,141

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June 09, 2017 Filed Jun 13, 2017 22:44 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Exercise / conversionCommon Stock 2,707.09 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-016275 · doc4.xml · nonDerivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,495.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. In accordance with the terms of the share units, the share units were settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock. Any odd or fractional units were rounded toward the share units settled in cash.

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May 25, 2017 Filed May 30, 2017 23:12 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 1,992.9 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-014772 · doc4.xml · derivative · entry 1

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992.9

Underlying: Common Stock · 1,992.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2017 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP").

F2 · derivative.exercise_price: (Continued from Footnote 1) Therefore all of the share units granted to the Reporting Person for the 2017 annual director equity award will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2017 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP").

F2 · derivative.expiration_date: (Continued from Footnote 1) Therefore all of the share units granted to the Reporting Person for the 2017 annual director equity award will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.