Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 12, 2026 | May 13, 2026 |
| RTX CorpRTX · Entity 2823 | EVP, Chief Financial Officer | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock By CorporationSEC Table I · non-derivative | IndirectBy Corporation | 1,674.323 |
Reported balance
After 2026-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 1,360.402 · Balance 1,674.323 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
RTX Corp
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,556 |
Ending reported balance
After 2026-02-19 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-02-19 · Exercise / conversion · Acquired 10,000 · Balance 93,087 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2026-02-19 · Exercise / conversion · Acquired 9,394 · Balance 102,481 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2026-02-19 · Disposition to issuer · Disposed 3,473 · Balance 99,008 Row 4 · 2026-02-19 · Disposition to issuer · Disposed 3,697 · Balance 95,311 Row 5 · 2026-02-19 · Sale · Disposed 5,921 · Balance 89,390 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5417 to $205.625 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Row 6 · 2026-02-19 · Sale · Disposed 6,303 · Balance 83,087 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5329 to $205.675 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Row 7 · 2026-02-19 · Sale · Disposed 23,531 · Balance 59,556 F4: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.00 to $206.00 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $76.00 · Expires 2028-01-01 | Direct | 10,000 |
Reported balance
After 2026-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-19 · Exercise / conversion · Disposed 9,394 · Balance 10,000 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $76.00 · Expires 2028-01-01 | Direct | 0 |
Reported balance
After 2026-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-19 · Exercise / conversion · Disposed 10,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 1,475 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,475 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5417 to $205.625 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5329 to $205.675 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F4: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.00 to $206.00 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 5,501 | $93.01 | $511,648.01 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,675 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 4,770 | $93.01 | $443,657.70 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,176 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 10,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 21:18 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 16,900 | $81.00 Strike: $81.00 | $1,368,900.00 |
DisclosureSEC source: 0001225208-21-007137 · doc4.xml · derivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900 Underlying: Common Stock · 16,900 shares Expires 2031-04-25 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 11,115 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 21:18 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 3,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007137 · doc4.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,435 Underlying: Common Stock · 3,705 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| April 26, 2021 Filed May 4, 2021 21:06 UTC Amendment | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 3,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007503 · doc4a.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,722 Underlying: Common Stock · 3,705 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F2 · balance_after: This amendment is being filed to correct the total number of RSUs held by the reporting person following the transaction, which were incorrectly reported in the Form 4 filed on April 28, 2021 due to an administrative error. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,256 | $156.55 | $196,626.80 |
DisclosureSEC source: 0001225208-20-002022 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,990 | $156.55 | $624,634.50 |
DisclosureSEC source: 0001225208-20-002022 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,182 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 31,000 | $153.00 Strike: $153.00 | $4,743,000.00 |
DisclosureSEC source: 0001225208-20-001782 · doc4.xml · derivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common Stock · 31,000 shares Expires 2030-02-03 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 5,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001782 · doc4.xml · derivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 5,600 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000623 · doc4.xml · derivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: On January 3, 2017, the reporting person was granted 1,400 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 1,497 RSUs, which included accumulated dividend equivalents, vested. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 516 | $153.35 | $79,128.60 |
DisclosureSEC source: 0001225208-20-000623 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,192 Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000623 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · Acting Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 1,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038979 · doc4.xml · derivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · Corp VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Underlying: Common Stock · 1,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs), including dividend equivalent rights, convert into UTC common stock on a one-for-one basis. F1 · price: Restricted stock units (RSUs), including dividend equivalent rights, convert into UTC common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 2, 2014, the reporting person was granted 2,760 restricted stock units (RSUs), which included the right to receive dividend equivalents when dividends are paid on UTC's common stock. On the second anniversary of the grant date, September 2, 2016, 1,441 RSUs, which included accumulated dividend equivalents, vested and were converted to common stock. F2 · derivative.expiration_date: On September 2, 2014, the reporting person was granted 2,760 restricted stock units (RSUs), which included the right to receive dividend equivalents when dividends are paid on UTC's common stock. On the second anniversary of the grant date, September 2, 2016, 1,441 RSUs, which included accumulated dividend equivalents, vested and were converted to common stock. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 495 | $106.93 | $52,930.35 |
DisclosureSEC source: 0001225208-16-038979 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · Corp VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 1,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038979 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · Corp VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs), including dividend equivalent rights, convert into UTC common stock on a one-for-one basis. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:06 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 13,200 | $95.57 Strike: $95.57 | $1,261,524.00 |
DisclosureSEC source: 0001225208-16-023811 · doc4.xml · derivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Underlying: Common Stock · 13,200 shares Expires 2026-01-03 F3 · balance_after: The reporting person was also awarded 1,580 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:06 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units 1/4/16 · Derivative | 1,055 | $95.57 | $100,826.35 |
DisclosureSEC source: 0001225208-16-023811 · doc4.xml · derivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,055 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) is equal in value to one share of UTC common stock. F2 · derivative.exercise_date: The restricted stock units (RSUs) vest after three years. F2 · derivative.expiration_date: The restricted stock units (RSUs) vest after three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.