Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 12, 2026 | May 13, 2026 |
| RTX CorpRTX · Entity 2823 | EVP, Chief Financial Officer | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock By CorporationSEC Table I · non-derivative | IndirectBy Corporation | 1,674.323 |
Reported balance
After 2026-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 1,360.402 · Balance 1,674.323 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
RTX Corp
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,556 |
Ending reported balance
After 2026-02-19 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-02-19 · Exercise / conversion · Acquired 10,000 · Balance 93,087 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2026-02-19 · Exercise / conversion · Acquired 9,394 · Balance 102,481 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2026-02-19 · Disposition to issuer · Disposed 3,473 · Balance 99,008 Row 4 · 2026-02-19 · Disposition to issuer · Disposed 3,697 · Balance 95,311 Row 5 · 2026-02-19 · Sale · Disposed 5,921 · Balance 89,390 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5417 to $205.625 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Row 6 · 2026-02-19 · Sale · Disposed 6,303 · Balance 83,087 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5329 to $205.675 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Row 7 · 2026-02-19 · Sale · Disposed 23,531 · Balance 59,556 F4: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.00 to $206.00 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $76.00 · Expires 2028-01-01 | Direct | 10,000 |
Reported balance
After 2026-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-19 · Exercise / conversion · Disposed 9,394 · Balance 10,000 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $76.00 · Expires 2028-01-01 | Direct | 0 |
Reported balance
After 2026-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-19 · Exercise / conversion · Disposed 10,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 1,475 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,475 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5417 to $205.625 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5329 to $205.675 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F4: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.00 to $206.00 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 13, 2026 20:16 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock By Corporation | 1,360.402 | $143.34 | $195,000.02 |
DisclosureSEC source: 0000066740-26-000208 · form4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 1,674.323 F1 · balance_after: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $76.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · derivative · entry 10 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,394 | $0.00 Strike: $76.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · derivative · entry 9 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 9,394 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 23,531 | $205.58 | $4,837,385.33 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 7 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,556 F4 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.00 to $206.00 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 6,303 | $205.54 | $1,295,495.93 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 6 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,087 F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5329 to $205.675 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 5,921 | $205.54 | $1,217,018.92 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 5 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,390 F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $205.5417 to $205.625 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 3,697 | $205.56 | $759,955.32 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,311 Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 3,473 | $205.53 | $713,805.69 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,008 Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 9,394 | $76.00 | $713,944.00 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $76.00 | $760,000.00 |
DisclosureSEC source: 0001225208-26-002412 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:32 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 47,600 | $196.51 Strike: $196.51 | $9,353,876.00 |
DisclosureSEC source: 0001225208-26-001878 · doc4.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,600 Underlying: Common Stock · 47,600 shares Expires 2036-02-10 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 22,900 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:19 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 19,087 | $198.66 | $3,791,823.42 |
DisclosureSEC source: 0001225208-26-001625 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,087 Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:19 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 42,618 | $198.66 | $8,466,491.88 |
DisclosureSEC source: 0001225208-26-001625 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,174 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2023, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2025. The performance criteria were satisfied at the 146% level. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 21:40 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock By Corporation | 313.921 | $165.08 | $51,822.08 |
DisclosureSEC source: 0000066740-26-000068 · form4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 313.921 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 21:22 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 8,938 | $0.00 Strike: $82.35 | $0.00 |
DisclosureSEC source: 0001225208-25-008757 · doc4.xml · derivative · entry 5 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,938 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 21:22 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 4,849 | $180.15 | $873,527.95 |
DisclosureSEC source: 0001225208-25-008757 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,556 Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 21:22 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 4,089 | $179.98 | $735,938.22 |
DisclosureSEC source: 0001225208-25-008757 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,405 Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 21:22 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 8,938 | $82.35 | $736,044.30 |
DisclosureSEC source: 0001225208-25-008757 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 23:17 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 16,118 | $130.35 | $2,100,932.95 |
DisclosureSEC source: 0001225208-25-002714 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,556 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $130.2606 to $130.5050 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 11,960 | $122.41 | $1,464,023.60 |
DisclosureSEC source: 0001225208-25-002002 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,674 Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 28,078 | $122.41 | $3,437,027.98 |
DisclosureSEC source: 0001225208-25-002002 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,634 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:06 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 70,400 | $128.78 Strike: $128.78 | $9,066,112.00 |
DisclosureSEC source: 0001225208-25-001469 · doc4.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,400 Underlying: Common Stock · 70,400 shares Expires 2035-02-05 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 30,285 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 21:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 11,236 | $0.00 Strike: $71.01 | $0.00 |
DisclosureSEC source: 0001225208-24-007775 · doc4.xml · derivative · entry 5 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,236 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 21:10 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 6,914 | $115.39 | $797,806.46 |
DisclosureSEC source: 0001225208-24-007775 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,556 Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 21:10 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 4,322 | $115.43 | $498,907.91 |
DisclosureSEC source: 0001225208-24-007775 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,470 Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 21:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 11,236 | $71.01 | $797,868.36 |
DisclosureSEC source: 0001225208-24-007775 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005398 · doc4.xml · derivative · entry 6 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,134 Underlying: Common Stock · 3,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on April 26, 2021. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on April 26, 2021. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 7,366 | $101.41 | $746,986.06 |
DisclosureSEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,556 Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,848 | $101.41 | $187,405.68 |
DisclosureSEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,922 Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 15,895 | $101.41 | $1,611,911.95 |
DisclosureSEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,784 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on April 26, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 100,700 | $91.04 Strike: $91.04 | $9,167,728.00 |
DisclosureSEC source: 0001225208-24-001881 · doc4.xml · derivative · entry 7 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,700 Underlying: Common Stock · 100,700 shares Expires 2034-02-07 F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 36,250 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 8,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001881 · doc4.xml · derivative · entry 6 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,982 Underlying: Common Stock · 8,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 5,488 | $91.04 | $499,627.52 |
DisclosureSEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,889 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,914 | $91.04 | $265,290.56 |
DisclosureSEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,377 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 8,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 11,841 | $91.04 | $1,078,004.64 |
DisclosureSEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,384 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,023 | $0.00 Strike: $81.02 | $0.00 |
DisclosureSEC source: 0001225208-24-001789 · doc4.xml · derivative · entry 7 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,023 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 5,873 | $0.00 Strike: $85.47 | $0.00 |
DisclosureSEC source: 0001225208-24-001789 · doc4.xml · derivative · entry 6 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,873 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:03 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 13,351 | $92.35 | $1,232,964.85 |
DisclosureSEC source: 0001225208-24-001789 · doc4.xml · nonDerivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,543 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:03 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 1,545 | $92.36 | $142,689.87 |
DisclosureSEC source: 0001225208-24-001789 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,894 F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $92.3550 to $92.3560 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 5,873 | $85.47 | $501,965.31 |
DisclosureSEC source: 0001225208-24-001789 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 9,023 | $81.02 | $731,043.46 |
DisclosureSEC source: 0001225208-24-001789 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 22:07 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 76,900 | $97.65 Strike: $97.65 | $7,509,285.00 |
DisclosureSEC source: 0001225208-23-001705 · doc4.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,900 Underlying: Common Stock · 76,900 shares Expires 2033-02-07 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 29,190 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 22:08 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 10,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001443 · doc4.xml · derivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,101 Underlying: Common Stock · 10,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 22:08 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 3,310 | $96.48 | $319,348.80 |
DisclosureSEC source: 0001225208-23-001443 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,543 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 22:08 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 10,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001443 · doc4.xml · nonDerivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 77,400 | $94.04 Strike: $94.04 | $7,278,696.00 |
DisclosureSEC source: 0001225208-22-002620 · doc4.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,400 Underlying: Common Stock · 77,400 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 25,525 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · derivative · entry 7 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,362 Underlying: Common Stock · 15,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 10,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · derivative · entry 6 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,408 Underlying: Common Stock · 10,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.