Williams Dantaya M

SEC source: 0001225208-26-002413 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,749.4821

SEC source: 0001225208-26-001879 · doc4.xml · derivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,200

Underlying: Common Stock · 22,200 shares

Expires 2036-02-10

F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 10,690 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-26-001626 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,462.4821

SEC source: 0001225208-26-001626 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,182.4821

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2023, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2025. The performance criteria were satisfied at the 146% level.

SEC source: 0001225208-25-005733 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,538.4297

F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $137.57 to $137.69 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-25-005337 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Savings Plan Trustee

Disclosed balance after: 4,903

SEC source: 0001225208-25-002003 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,384.7063

SEC source: 0001225208-25-002003 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,704.7063

F2 · balance_after: Includes 1,681.09 deferred stock units (the net amount following tax withholding from the 1,755 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

SEC source: 0001225208-25-002003 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,778.6163

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level.

SEC source: 0001225208-25-001468 · doc4.xml · derivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2035-02-05

F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 13,980 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-25-001346 · doc4.xml · derivative · entry 7

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,100 shares

Expires 2031-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-25-001346 · doc4.xml · derivative · entry 6

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,118 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-25-001346 · doc4.xml · nonDerivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,227.6163

SEC source: 0001225208-25-001346 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,414.6163

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $129.20 to $129.285 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-25-001346 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,445.6163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-25-001346 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,327.6163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-007651 · doc4.xml · derivative · entry 12

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,142 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-007651 · doc4.xml · derivative · entry 11

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,553 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-007651 · doc4.xml · derivative · entry 10

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,681 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-007651 · doc4.xml · derivative · entry 9

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,975 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 7

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,073.9765

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 6

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,854.9765

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 5

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,854.9765

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,424.9765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,871.9765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,190.9765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-007651 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,215.9765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-004112 · doc4.xml · derivative · entry 5

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,872 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-004112 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,899.9519

SEC source: 0001225208-24-004112 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,666.9519

SEC source: 0001225208-24-004112 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,771.9519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-001883 · doc4.xml · derivative · entry 8

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2034-02-07

F5 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 19,775 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001883 · doc4.xml · derivative · entry 7

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,970

Underlying: Common Stock · 5,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 5

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,899.9519

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,925.9519

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,785.9519

F3 · balance_after: Includes 11,560.17 deferred stock units (the net amount following tax withholding from 11,837 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,062.7819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,124.7819

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-23-001707 · doc4.xml · derivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2033-02-07

F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 15,365 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period.

SEC source: 0001225208-23-001445 · doc4.xml · derivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,349

Underlying: Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020.

SEC source: 0001225208-23-001445 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,384.5446

SEC source: 0001225208-23-001445 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,031.5446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-23-002088 · doc4.xml · derivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935.2216

Underlying: Common Stock · 30.9275 shares

Expires not disclosed

F1 · derivative.exercise_price: This transaction consists of an acquisition of deferred phantom stock units acquired under the Deferred Compensation Plan ("DCP") through a benefit restoration contribution made by Raytheon Technologies Corporation in accordance with the terms of the plan. Each unit has a value equal to one share of Common Stock and units are payable in cash upon certain future distribution events in accordance with the terms of the DCP.

F1 · derivative.exercise_date: This transaction consists of an acquisition of deferred phantom stock units acquired under the Deferred Compensation Plan ("DCP") through a benefit restoration contribution made by Raytheon Technologies Corporation in accordance with the terms of the plan. Each unit has a value equal to one share of Common Stock and units are payable in cash upon certain future distribution events in accordance with the terms of the DCP.

F1 · derivative.expiration_date: This transaction consists of an acquisition of deferred phantom stock units acquired under the Deferred Compensation Plan ("DCP") through a benefit restoration contribution made by Raytheon Technologies Corporation in accordance with the terms of the plan. Each unit has a value equal to one share of Common Stock and units are payable in cash upon certain future distribution events in accordance with the terms of the DCP.

SEC source: 0001225208-22-011240 · doc4.xml · derivative · entry 5

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,745 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-011240 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,056.5084

SEC source: 0001225208-22-011240 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595.5084

SEC source: 0001225208-22-011240 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,801.5084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-22-007877 · doc4.xml · derivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888.1377

Underlying: Common Stock · 888.1377 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive in a notional RTX stock fund account under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash upon certain future distribution events in accordance with the terms of the plan.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive in a notional RTX stock fund account under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash upon certain future distribution events in accordance with the terms of the plan.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive in a notional RTX stock fund account under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash upon certain future distribution events in accordance with the terms of the plan.

SEC source: 0001225208-22-002622 · doc4.xml · derivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,400

Underlying: Common Stock · 48,400 shares

Expires 2032-02-14

F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 15,955 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period.

SEC source: 0001225208-22-001639 · doc4.xml · derivative · entry 7

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

Underlying: Common Stock · 1,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.