Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CEL SCI CORPCVM · Entity 7495 | Director | August 08, 2023 | August 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CEL SCI CORP
Report date August 08, 2023 · Filed August 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.36 · Expires 2033-08-07 | Direct | 667,300 |
Reported balance
After 2023-08-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-08 · Grant · Acquired 64,000 · Balance 667,300 F1: The stock options vest in three (3) equal annual installments commencing one year after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options vest in three (3) equal annual installments commencing one year after the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2023 Filed Aug 10, 2023 20:43 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 64,000 | $0.01 Strike: $1.36 | $640.00 |
DisclosureSEC source: 0001236030-23-000011 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 667,300 Underlying: Common Stock · 64,000 shares Expires 2033-08-07 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 21:26 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 64,000 | $0.01 Strike: $3.35 | $640.00 |
DisclosureSEC source: 0001236030-22-000014 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,200 Underlying: Common Stock · 64,000 shares Expires 2032-06-12 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 14:54 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 3,000 | $12.66 | $37,971.00 |
DisclosureSEC source: 0001282304-21-000004 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,914 Read SEC document |
| May 14, 2021 Filed May 17, 2021 21:29 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 128,000 | $0.01 Strike: $20.61 | $1,280.00 |
DisclosureSEC source: 0001236215-21-000008 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,100 Underlying: Common Stock · 128,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Each option entitles the holder to purchase one share of the Company's common stock at a price of $20.61 per share. The stock options vest 100% upon either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia, or (b) if the closing price of the Company's common stock exceeds $42.00 for one trading day. None of the options will be exercisable before May 13, 2022. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 14:16 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 100 | $14.24 | $1,424.00 |
DisclosureSEC source: 0001236031-20-000037 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,914 Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:10 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 800 | $11.68 | $9,343.20 |
DisclosureSEC source: 0001236031-20-000036 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,814 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:26 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 2,000 | $11.34 | $22,670.00 |
DisclosureSEC source: 0001236031-20-000032 · primary_doc.xml · nonDerivative · entry 2 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Immediate Family Disclosed balance after: 25,014 F1 · shares: The shares were purchased by Dr. Young's spouse. Dr. Young disclaims beneficial ownership of these shares. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:26 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 1,000 | $11.39 | $11,390.00 |
DisclosureSEC source: 0001236031-20-000032 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,014 Read SEC document |
| April 20, 2020 Filed Apr 20, 2020 20:58 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 128,000 | $0.01 Strike: $10.93 | $1,280.00 |
DisclosureSEC source: 0001236031-20-000021 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,300 Underlying: Common Stock · 128,000 shares Expires 2030-04-19 F1 · derivative.exercise_date: These stock options are performance based. Each option entitles the holder to purchase one share of the Company's common stock at a price of $10.93 per share. The stock options vest upon the achievement of the following performance goals: i) 25% of the options will vest when the closing price of the Company's common stock exceeds $20.00 for ten consecutive trading days; ii) 50% of the options will vest when the closing price of the Company's common stock exceeds $25.00 for ten consecutive trading days; iii) 75% of the options will vest when the closing price of the Company's common stock exceeds $30.00 for ten consecutive trading days; and iv) 100% of the options will vest when either (a) the filing of the first marketing application for any pharmaceutical based upon the Company's Multikine technology in any of the USA, Canada, UK, Germany, France, Italy, Spain, Japan, or Australia or (b) the closing price of the Company's common stock exceeds $40.00 for ten consecutive trading days. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 12:49 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 923 | $10.83 | $9,996.09 |
DisclosureSEC source: 0001236031-20-000009 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,014 F1 · shares: On February 26, 2020, Dr. Young purchased $10,000 worth of restricted stock directly from the Company at the closing price on February 26, 2020, the most recent closing price available. Read SEC document |
| May 21, 2019 Filed May 22, 2019 01:18 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 2,000 | $5.00 | $10,000.00 |
DisclosureSEC source: 0001236031-19-000020 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,091 Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:56 UTC | CEL SCI CORP CVm · Entity 7495 | GrantOptions · Derivative | 160,000 | $0.01 Strike: $5.65 | $1,600.00 |
DisclosureSEC source: 0001236031-19-000012 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,200 Underlying: Common Stock · 160,000 shares Expires 2029-04-10 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:51 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 2,000 | $5.20 | $10,400.00 |
DisclosureSEC source: 0001236031-19-000006 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,091 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 15:56 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 1,000 | $2.82 | $2,820.00 |
DisclosureSEC source: 0001236031-19-000001 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,091 Read SEC document |
| June 04, 2018 Filed Jun 8, 2018 17:54 UTC | CEL SCI CORP cvm · Entity 7495 | OtherSeries S Warrants · Derivative | 60,000 | $10,715.00 Strike: $1.75 | $642,900,000.00 |
DisclosureSEC source: 0001236031-18-000025 · primary_doc.xml · derivative · entry 2 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,200 Underlying: Common Stock · 2,400 shares Expires 2018-10-11 Read SEC document |
| June 04, 2018 Filed Jun 8, 2018 17:54 UTC | CEL SCI CORP cvm · Entity 7495 | OtherCommon Stock | 2,400 | $1.75 | $4,200.00 |
DisclosureSEC source: 0001236031-18-000025 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,091 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:50 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 80,000 | $0.01 Strike: $2.45 | $800.00 |
DisclosureSEC source: 0001236031-18-000021 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,200 Underlying: Common Stock · 80,000 shares Expires 2028-04-30 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 12:48 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 2,000 | $2.14 | $4,280.00 |
DisclosureSEC source: 0001236031-18-000015 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,691 Read SEC document |
| April 27, 2018 Filed May 1, 2018 13:21 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 4,000 | $2.39 | $9,540.00 |
DisclosureSEC source: 0001236031-18-000014 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,691 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 16:42 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 4,000 | $1.80 | $7,200.00 |
DisclosureSEC source: 0001236031-18-000013 · primary_doc.xml · nonDerivative · entry 2 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,691 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 16:42 UTC | CEL SCI CORP CVM · Entity 7495 | PurchaseCommon Stock | 2,500 | $1.79 | $4,475.00 |
DisclosureSEC source: 0001236031-18-000013 · primary_doc.xml · nonDerivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,691 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 13:36 UTC | CEL SCI CORP cvm · Entity 7495 | GrantOptions · Derivative | 20,000 | $0.01 Strike: $2.18 | $200.00 |
DisclosureSEC source: 0001236031-17-000016 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,587 Underlying: Common Stock · 20,000 shares Expires 2027-07-27 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| June 12, 2017 Filed Jun 30, 2017 20:34 UTC | CEL SCI CORP cvm · Entity 7495 | GrantOptions · Derivative | 7,500 | $0.01 Strike: $2.50 | $75.00 |
DisclosureSEC source: 0001236031-17-000006 · primary_doc.xml · derivative · entry 1 YOUNG PETER R · CIK 0001238029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,587 Underlying: Common Stock · 7,500 shares Expires 2027-06-11 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.