Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | EVP, COO | August 11, 2023 | August 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIEBOLD NIXDORF, Inc
Report date August 11, 2023 · Filed August 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-11 transaction · row 1
1 source rowRow 1 · 2023-08-11 · Other · Disposed 361,525 · Balance 0 F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. |
| Common SharesSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2023-08-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-11 · Other · Disposed 1,000 · Balance 0 F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $26.60 · Expires 2027-02-08 | Direct | 0 |
Reported balance
After 2023-08-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-11 · Other · Disposed 49,650 · Balance 0 F2: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.75 · Expires 2028-02-01 | Direct | 0 |
Reported balance
After 2023-08-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-11 · Other · Disposed 30,278 · Balance 0 F3: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.08 · Expires 2029-01-29 | Direct | 0 |
Reported balance
After 2023-08-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-11 · Other · Disposed 47,407 · Balance 0 F3: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.96 · Expires 2030-01-30 | Direct | 0 |
Reported balance
After 2023-08-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-11 · Other · Disposed 12,614 · Balance 0 F3: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.
F2: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F3: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2019 Filed Feb 15, 2019 21:27 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 6,719 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-19-000052 · wf-form4_155026602634602.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,392 F1 · shares: Reflects delivery of shares earned under the 2017-2019 Synergy Grant, and withholding of shares pursuant to tax withholding right. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:08 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 912 | $5.01 | $4,569.12 |
DisclosureSEC source: 0000028823-19-000040 · wf-form4_155000566614669.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,673 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:31 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 2,786 | $4.36 | $12,146.96 |
DisclosureSEC source: 0000028823-19-000029 · wf-form4_154940227662668.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,585 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:40 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 47,407 | $4.08 Strike: $4.08 | $193,420.56 |
DisclosureSEC source: 0000028823-19-000014 · wf-form4_154897079555144.xml · derivative · entry 4 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,407 Underlying: Common Shares · 47,407 shares Expires 2029-01-29 F4 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:40 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 94,009 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-19-000014 · wf-form4_154897079555144.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,371 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares · Derivative | 44,427 | $18.75 Strike: $18.75 | $833,006.25 |
DisclosureSEC source: 0000028823-18-000012 · wf-form4_151787094915612.xml · derivative · entry 3 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 Underlying: Common Shares · 44,427 shares Expires 2028-02-01 F4 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 17,603 | $18.75 | $330,056.25 |
DisclosureSEC source: 0000028823-18-000012 · wf-form4_151787094915612.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,362 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 22:11 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 30,278 | $18.75 Strike: $18.75 | $567,712.50 |
DisclosureSEC source: 0000028823-18-000030 · wf-form4a_151795509215404.xml · derivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,278 Underlying: Common Shares · 30,278 shares Expires 2028-02-01 F1 · security: The original Form 4 is amended by this Form 4 amendment to correct the number of options acquired on this transaction date and the resulting number of derivative securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4. F2 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| July 26, 2017 Filed Jul 26, 2017 19:58 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 2,000 | $23.28 | $46,560.00 |
DisclosureSEC source: 0000028823-17-000120 · wf-form4_150109907547813.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,759 F1 · price: The aggregate purchase price for the 2,000 Common Shares was 39.990,00 Euros. The purchase price per share in Column 4 of Table I was calculated based on the aggregate purchase price divided by the number of Common Shares purchased. The purchase price per share is shown in U.S. dollars and was converted based on the currency exchange as of the transaction date. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:16 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Options · Derivative | 49,650 | $26.60 Strike: $26.60 | $1,320,690.00 |
DisclosureSEC source: 0000028823-17-000018 · wf-form4_148676496477621.xml · derivative · entry 2 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,650 Underlying: Common Shares · 49,650 shares Expires 2027-02-07 F3 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:16 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 5,759 | $26.60 | $153,189.40 |
DisclosureSEC source: 0000028823-17-000018 · wf-form4_148676496477621.xml · nonDerivative · entry 1 Heyden Olaf Robert · CIK 0001686746 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,759 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.