Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vitamin Shoppe, Inc.VSI · Entity 16967 | 10% owner | January 04, 2018 | January 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vitamin Shoppe, Inc.
Report date January 04, 2018 · Filed January 08, 2018
Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,587,255 |
Last balance in matching sequence
After 2018-01-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-01-04 · Purchase · Acquired 151,692 · Balance 3,412,255 F1: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Row 2 · 2018-01-05 · Purchase · Acquired 175,000 · Balance 3,587,255 F4: This price represents the weighted average purchase price of the shares purchased ranging from $4.90 to $5.40 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer.
F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
F4: This price represents the weighted average purchase price of the shares purchased ranging from $4.90 to $5.40 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Babcock & Wilcox Enterprises, Inc.
Report date March 25, 2021 · Filed March 26, 2021
Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC
Section 16 reporting ended · disclosed 2021-03-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-25 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-03-25 · Sale · Disposed 10,720,785 · Balance 0 F1: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"). F2: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. F3: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 64,429 |
Reported balance
Holding disclosure · report date 2021-03-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 64,429 F4: Represents shares held directly by Brian R. Kahn. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital").
F2: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.
F3: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
F4: Represents shares held directly by Brian R. Kahn.
Franchise Group, Inc.
Report date August 21, 2023 · Filed August 23, 2023
Section 16 reporting ended · disclosed 2023-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-08-21 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-08-21 · Exercise / conversion · Acquired 42,421 · Balance 9,187,263 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 2 · 2023-08-21 · Exercise / conversion · Acquired 35,369 · Balance 9,222,632 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 3 · 2023-08-21 · Exercise / conversion · Acquired 55,887 · Balance 9,278,519 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 4 · 2023-08-21 · Exercise / conversion · Acquired 42,421 · Balance 9,320,940 F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 5 · 2023-08-21 · Exercise / conversion · Acquired 35,369 · Balance 9,356,309 F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 6 · 2023-08-21 · Exercise / conversion · Acquired 55,887 · Balance 9,412,196 F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 7 · 2023-08-21 · Disposition to issuer · Disposed 267,354 · Balance 9,144,842 F3: Disposed of in connection with the transactions contemplated by the Merger Agreement. Row 8 · 2023-08-21 · Disposition to issuer · Disposed 9,144,842 · Balance 0 F4: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-08-21 · Exercise / conversion · Disposed 42,421 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F6: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-08-21 · Exercise / conversion · Disposed 35,369 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F7: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-08-21 · Exercise / conversion · Disposed 55,887 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F8: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-08-21 · Exercise / conversion · Disposed 42,421 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F9: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-08-21 · Exercise / conversion · Disposed 35,369 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F10: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-08-21 · Exercise / conversion · Disposed 55,887 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F11: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.
F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.
F3: Disposed of in connection with the transactions contemplated by the Merger Agreement.
F4: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share.
F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.
F6: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023.
F7: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024.
F8: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026.
F9: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024.
F10: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025.
F11: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026.
RED ROBIN GOURMET BURGERS INC
Report date June 09, 2020 · Filed June 11, 2020
Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC
Section 16 reporting ended · disclosed 2020-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee Footnotes | 940,792 |
Reported balance
After 2020-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-09 · Sale · Disposed 559,208 · Balance 940,792 F2: See Exhibit 99.1 - Explanation of Responses. F1: See Exhibit 99.1 - Explanation of Responses. |
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee Footnotes | 640,100 |
Reported balance
After 2020-06-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-06-10 · Sale · Disposed 300,692 · Balance 640,100 F3: See Exhibit 99.1 - Explanation of Responses. F1: See Exhibit 99.1 - Explanation of Responses. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 - Explanation of Responses.
F2: See Exhibit 99.1 - Explanation of Responses.
F3: See Exhibit 99.1 - Explanation of Responses.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2018 Filed Jan 8, 2018 17:29 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 151,692 | $4.60 | $697,130.92 |
DisclosureSEC source: 0001144204-18-001359 · tv482898_form4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412,255 F1 · price: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.direct: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3 · ownership.direct: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2018 Filed Jan 3, 2018 17:07 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 160,158 | $4.33 | $693,323.98 |
DisclosureSEC source: 0001144204-18-000572 · tv482507_4.xml · nonDerivative · entry 3 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 3,260,563 F5 · price: This price represents the weighted average purchase price of the shares purchased ranging from $4.28 to $4.35 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 3 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3 · ownership.nature: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 20:25 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 8,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-001156 · tv482837_4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · Director · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · Director · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 6,608,232 F1 · shares: Represents time-based restricted stock units ("RSUs") awarded to Brian R. Kahn, solely in his capacity as a director of Babcock & Wilcox Enterprises, Inc. (the "Issuer"), as director compensation under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan. Each RSU granted by the Issuer represents the right to receive one share of the Issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs vested immediately upon the granting thereof on January 3, 2018. F2 · balance_after: Represents the RSUs awarded plus 6,600,000 shares of Common Stock beneficially owned by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"). F3 · ownership.nature: In addition to Vintage Capital, this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Mr. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. F4 · ownership.nature: (Continued from footnote 3) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:07 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 133,804 | $4.28 | $573,229.72 |
DisclosureSEC source: 0001144204-18-000572 · tv482507_4.xml · nonDerivative · entry 2 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 3,100,405 F4 · price: This price represents the weighted average purchase price of the shares purchased ranging from $4.20 to $4.45 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 3 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3 · ownership.nature: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:07 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 234,343 | $4.36 | $1,022,063.56 |
DisclosureSEC source: 0001144204-18-000572 · tv482507_4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 2,966,601 F1 · price: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.50 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 3 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3 · ownership.nature: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2017 Filed Sep 19, 2017 17:57 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 1,064,147 | $3.15 | $3,352,063.05 |
DisclosureSEC source: 0001144204-17-048719 · v475249_4.xml · nonDerivative · entry 2 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 6,600,000 F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $3.02 to $3.22 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 3 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. Vintage Capital serves as investment adviser to investment funds and managed accounts (collectively, the "Accounts"), and may be deemed to have beneficial ownership over the shares of Common Stock held for the Accounts. F3 · ownership.nature: (Continued From footnote 1) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2017 Filed Sep 19, 2017 17:57 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 622,798 | $3.02 | $1,877,735.97 |
DisclosureSEC source: 0001144204-17-048719 · v475249_4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 5,535,853 F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $2.905 to $3.09 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Babcock & Wilcox Enterprises, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 3 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. Vintage Capital serves as investment adviser to investment funds and managed accounts (collectively, the "Accounts"), and may be deemed to have beneficial ownership over the shares of Common Stock held for the Accounts. F3 · ownership.nature: (Continued From footnote 1) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.