Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vitamin Shoppe, Inc.VSI · Entity 16967 | 10% owner | January 04, 2018 | January 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vitamin Shoppe, Inc.
Report date January 04, 2018 · Filed January 08, 2018
Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,587,255 |
Last balance in matching sequence
After 2018-01-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-01-04 · Purchase · Acquired 151,692 · Balance 3,412,255 F1: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Row 2 · 2018-01-05 · Purchase · Acquired 175,000 · Balance 3,587,255 F4: This price represents the weighted average purchase price of the shares purchased ranging from $4.90 to $5.40 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer. F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer.
F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
F4: This price represents the weighted average purchase price of the shares purchased ranging from $4.90 to $5.40 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Babcock & Wilcox Enterprises, Inc.
Report date March 25, 2021 · Filed March 26, 2021
Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC
Section 16 reporting ended · disclosed 2021-03-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-25 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-03-25 · Sale · Disposed 10,720,785 · Balance 0 F1: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"). F2: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. F3: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 64,429 |
Reported balance
Holding disclosure · report date 2021-03-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 64,429 F4: Represents shares held directly by Brian R. Kahn. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital").
F2: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.
F3: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
F4: Represents shares held directly by Brian R. Kahn.
Franchise Group, Inc.
Report date August 21, 2023 · Filed August 23, 2023
Section 16 reporting ended · disclosed 2023-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-08-21 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-08-21 · Exercise / conversion · Acquired 42,421 · Balance 9,187,263 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 2 · 2023-08-21 · Exercise / conversion · Acquired 35,369 · Balance 9,222,632 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 3 · 2023-08-21 · Exercise / conversion · Acquired 55,887 · Balance 9,278,519 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 4 · 2023-08-21 · Exercise / conversion · Acquired 42,421 · Balance 9,320,940 F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 5 · 2023-08-21 · Exercise / conversion · Acquired 35,369 · Balance 9,356,309 F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 6 · 2023-08-21 · Exercise / conversion · Acquired 55,887 · Balance 9,412,196 F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 7 · 2023-08-21 · Disposition to issuer · Disposed 267,354 · Balance 9,144,842 F3: Disposed of in connection with the transactions contemplated by the Merger Agreement. Row 8 · 2023-08-21 · Disposition to issuer · Disposed 9,144,842 · Balance 0 F4: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-08-21 · Exercise / conversion · Disposed 42,421 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F6: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-08-21 · Exercise / conversion · Disposed 35,369 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F7: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-08-21 · Exercise / conversion · Disposed 55,887 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F8: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-08-21 · Exercise / conversion · Disposed 42,421 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F9: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-08-21 · Exercise / conversion · Disposed 35,369 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F10: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-08-21 · Exercise / conversion · Disposed 55,887 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F11: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.
F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.
F3: Disposed of in connection with the transactions contemplated by the Merger Agreement.
F4: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share.
F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.
F6: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023.
F7: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024.
F8: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026.
F9: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024.
F10: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025.
F11: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026.
RED ROBIN GOURMET BURGERS INC
Report date June 09, 2020 · Filed June 11, 2020
Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC
Section 16 reporting ended · disclosed 2020-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee Footnotes | 940,792 |
Reported balance
After 2020-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-09 · Sale · Disposed 559,208 · Balance 940,792 F2: See Exhibit 99.1 - Explanation of Responses. F1: See Exhibit 99.1 - Explanation of Responses. |
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee Footnotes | 640,100 |
Reported balance
After 2020-06-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-06-10 · Sale · Disposed 300,692 · Balance 640,100 F3: See Exhibit 99.1 - Explanation of Responses. F1: See Exhibit 99.1 - Explanation of Responses. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 - Explanation of Responses.
F2: See Exhibit 99.1 - Explanation of Responses.
F3: See Exhibit 99.1 - Explanation of Responses.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 55,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 14 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F11 · derivative.exercise_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026. F11 · derivative.expiration_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 35,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 13 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F10 · derivative.exercise_date: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025. F10 · derivative.expiration_date: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 42,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 12 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F9 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024. F9 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 55,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 11 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F8 · derivative.exercise_date: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026. F8 · derivative.expiration_date: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 35,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 10 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F7 · derivative.exercise_date: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024. F7 · derivative.expiration_date: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 42,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 9 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F6 · derivative.exercise_date: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023. F6 · derivative.expiration_date: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Disposition to issuerCommon Stock | 9,144,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 8 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · kind: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share. F4 · price: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Disposition to issuerCommon Stock | 267,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 7 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,144,842 F3 · kind: Disposed of in connection with the transactions contemplated by the Merger Agreement. F3 · price: Disposed of in connection with the transactions contemplated by the Merger Agreement. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 55,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 6 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,412,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 35,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 5 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,356,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 42,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 4 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,320,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 55,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,278,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 35,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,222,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 16:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 42,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,187,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 16:30 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004490 · form4-03082023_040301.xml · derivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F4 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2023. F4 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2023. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 16:30 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Tax withholdingCommon Stock | 7,934 | $29.20 | $231,672.80 |
DisclosureSEC source: 0001415889-23-004490 · form4-03082023_040301.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,144,842 F3 · shares: Reflects 7,934 shares withheld by Issuer at market price of $29.20 per share to fund the payment of taxes for the conversion. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 16:30 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 20,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004490 · form4-03082023_040301.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,152,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 60,484 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on March 5, 2023. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020. F2 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 17:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 60,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004158 · form4-03032023_100305.xml · derivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as as the achievement of certain metrics tied to adjusted EBITDA and free cash flow over a three-year performance period commencing on January 1, 2020 and ending on December 31, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 200% of the target number of units based on achievement of performance targets. F2 · shares: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as as the achievement of certain metrics tied to adjusted EBITDA and free cash flow over a three-year performance period commencing on January 1, 2020 and ending on December 31, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 200% of the target number of units based on achievement of performance targets. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date"). F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date"). Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 17:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Tax withholdingCommon Stock | 43,944 | $29.94 | $1,315,683.36 |
DisclosureSEC source: 0001415889-23-004158 · form4-03032023_100305.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,132,615 F3 · shares: Reflects 43,944 shares withheld by Issuer at market price of $29.94 per share to fund the payment of taxes for the conversion. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 17:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 120,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004158 · form4-03032023_100305.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,176,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of performance restricted stock units ("PRSU") into common stock upon the achievement of pre-established performance metrics at 200% of the target number of units, as approved and certified by the Company's Compensation Committee. Upon conversion of the PRSUs, the Reporting Person received 120,968 shares of common stock. Such PRSUs were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020. F2 · price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as as the achievement of certain metrics tied to adjusted EBITDA and free cash flow over a three-year performance period commencing on January 1, 2020 and ending on December 31, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 200% of the target number of units based on achievement of performance targets. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:00 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | GrantPerformance Restricted Stock Units · Derivative | 55,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003489 · form4-02282023_050201.xml · derivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,887 Underlying: Common Stock · 55,887 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2023 and ending on January 3, 2026 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. F3 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2023 and ending on January 3, 2026 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. F3 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2023 and ending on January 3, 2026 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:00 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | GrantRestricted Stock Units · Derivative | 55,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003489 · form4-02282023_050201.xml · derivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,887 Underlying: Common Stock · 55,887 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units shall become fully vested on February 24, 2026, provided that the reporting person is in the employ of the Issuer at the time of such vesting. F2 · derivative.expiration_date: The restricted stock units shall become fully vested on February 24, 2026, provided that the reporting person is in the employ of the Issuer at the time of such vesting. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 16:30 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-011238 · form4-11092022_041101.xml · derivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets. F2 · shares: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date"). F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date"). F2 · derivative.underlying_shares: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 16:30 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Tax withholdingCommon Stock | 118,050 | $24.02 | $2,835,561.00 |
DisclosureSEC source: 0001415889-22-011238 · form4-11092022_041101.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,055,591 F3 · shares: Reflects 118,050 shares withheld by Issuer at market price of $24.02 per share to fund the payment of taxes for the conversion. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 16:30 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-011238 · form4-11092022_041101.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,173,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of performance restricted stock units ("PRSU") into common stock upon the achievement of pre-established performance metrics at 150% of the target number of units, as approved and certified by the Company's Compensation Committee. Upon conversion of the PRSUs, the Reporting Person received 300,000 shares of common stock. Such PRSUs were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on December 9, 2019. F2 · price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:12 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 9,299 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0001415889-22-008700 · form4-08162022_010835.xml · derivative · entry 6 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,299 shares Expires 2024-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in full on September 12, 2020. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:12 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 13,889 | $0.00 Strike: $12.01 | $0.00 |
DisclosureSEC source: 0001415889-22-008700 · form4-08162022_010835.xml · derivative · entry 5 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,889 shares Expires 2023-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in full on December 13, 2019. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:12 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Tax withholdingCommon Stock | 5,713 | $33.23 | $189,842.99 |
DisclosureSEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 4 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,873,641 F2 · kind: Represents a net exercise of outstanding stock options. The Reporting Person received 3,586 shares of common stock on the net exercise of option to purchase 9,299 shares of common stock. The Issuer withheld 5,713 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price of $33.23, pursuant to the terms of the 2019 Omnibus Incentive Plan. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:12 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 9,299 | $11.93 | $110,937.07 |
DisclosureSEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,879,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:12 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Tax withholdingCommon Stock | 8,553 | $33.23 | $284,216.19 |
DisclosureSEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870,055 F1 · kind: Represents a net exercise of outstanding stock options. The Reporting Person received 5,336 shares of common stock on net exercise of option to purchase 13,889 shares of common stock. The Issuer withheld 8,553 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price of $33.23, pursuant to the terms of the 2019 Omnibus Incentive Plan. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:12 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 13,889 | $12.01 | $166,806.89 |
DisclosureSEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,878,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2022 Filed May 11, 2022 17:02 UTC | Franchise Group, Inc. FRG · Entity 110293 | PurchaseCommon Stock | 100,000 | $37.50 | $3,750,000.00 |
DisclosureSEC source: 0001179110-22-002962 · edgar.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,864,610 F1 · shares: On May 9, 2022, in connection with a private sale transaction, joint tenants associated with the Reporting Person purchased 100,000 shares of Issuer's common stock at a per share price of $37.50. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of any pecuniary interest therein. Read SEC document |
| March 05, 2022 Filed Mar 9, 2022 16:30 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-002080 · edgar.xml · derivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,161 Underlying: Common Stock · 20,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2022. F2 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2022. Read SEC document |
| March 05, 2022 Filed Mar 9, 2022 16:30 UTC | Franchise Group, Inc. FRG · Entity 110293 | Tax withholdingCommon Stock | 4,904 | $41.85 | $205,232.40 |
DisclosureSEC source: 0001179110-22-002080 · edgar.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358,045 F4 · shares: Reflects 4904 shares withheld by Issuer at market price of $41.85 per share to fund the payment of taxes for the conversion. Read SEC document |
| March 05, 2022 Filed Mar 9, 2022 16:30 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionCommon Stock | 20,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-002080 · edgar.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 60,484 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on March 5, 2022. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020. F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 16:09 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantPerformance Restricted Stock Units · Derivative | 35,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001584 · edgar.xml · derivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,369 Underlying: Common Stock · 35,369 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2022 and ending on December 31, 2024 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. F3 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2022 and ending on December 31, 2024 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. F3 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2022 and ending on December 31, 2024 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 16:09 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantRestricted Stock Units · Derivative | 35,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001584 · edgar.xml · derivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,369 Underlying: Common Stock · 35,369 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units shall become fully vested on February 22, 2025, provided that the reporting person is in the employ of the Issuer at the time of such vesting. F2 · derivative.expiration_date: The restricted stock units shall become fully vested on February 22, 2025, provided that the reporting person is in the employ of the Issuer at the time of such vesting. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 16:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantPerformance Restricted Stock Units · Derivative | 165,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006976 · edgar.xml · derivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share, of Issuer's common stock. Each PRSU vests two years after Issuer's common stock achieves a total shareholder return of 100% of the grant date closing price of Issuer's common stock (or $71.96, giving effect to cash dividends paid during this period) for 10 consecutive trading days (the "TSR Hurdle"), provided the TSR Hurdle is achieved within three years of the grant date. If the TSR Hurdle is not achieved within three years of the grant date, the PRSUs will expire and are terminated. Upon the achievement of the TSR Hurdle, vesting of the PRSUs will accelerate upon death, disability or qualified retirement and the PRSUs may also accelerate, in certain circumstances, if there is a change in control of Issuer. Dividends will not accrue on the PRSUs until such PRSUs are converted into shares of Issuer's common stock upon vesting. F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share, of Issuer's common stock. Each PRSU vests two years after Issuer's common stock achieves a total shareholder return of 100% of the grant date closing price of Issuer's common stock (or $71.96, giving effect to cash dividends paid during this period) for 10 consecutive trading days (the "TSR Hurdle"), provided the TSR Hurdle is achieved within three years of the grant date. If the TSR Hurdle is not achieved within three years of the grant date, the PRSUs will expire and are terminated. Upon the achievement of the TSR Hurdle, vesting of the PRSUs will accelerate upon death, disability or qualified retirement and the PRSUs may also accelerate, in certain circumstances, if there is a change in control of Issuer. Dividends will not accrue on the PRSUs until such PRSUs are converted into shares of Issuer's common stock upon vesting. F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share, of Issuer's common stock. Each PRSU vests two years after Issuer's common stock achieves a total shareholder return of 100% of the grant date closing price of Issuer's common stock (or $71.96, giving effect to cash dividends paid during this period) for 10 consecutive trading days (the "TSR Hurdle"), provided the TSR Hurdle is achieved within three years of the grant date. If the TSR Hurdle is not achieved within three years of the grant date, the PRSUs will expire and are terminated. Upon the achievement of the TSR Hurdle, vesting of the PRSUs will accelerate upon death, disability or qualified retirement and the PRSUs may also accelerate, in certain circumstances, if there is a change in control of Issuer. Dividends will not accrue on the PRSUs until such PRSUs are converted into shares of Issuer's common stock upon vesting. Read SEC document |
| May 21, 2021 Filed May 24, 2021 06:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | PurchaseCommon Stock | 1,000,000 | $36.00 | $36,000,000.00 |
DisclosureSEC source: 0001179110-21-005774 · edgar.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,788 F1 · shares: On May 21, 2021, in connection with a private sale transaction, joint tenants associated with the Reporting Person purchased 1,000,000 shares of Issuer's common stock at a per share price of $36.00. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of any pecuniary interest therein. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 17:52 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | SaleCommon Stock, $0.01 par value per share | 10,720,785 | $6.04 | $64,753,541.40 |
DisclosureSEC source: 0001104659-21-042593 · tm2111108-2_4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"). F2 · ownership.direct: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. F3 · ownership.direct: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:15 UTC | Franchise Group, Inc. FRG · Entity 110293 | OtherCommon Stock | 2,270,833.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-036379 · tm219798d1_4seq1.xml · nonDerivative · entry 2 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 4,937,726.03 F2 · shares: In prior reports, the Reporting Persons (as defined below) reported indirect beneficial ownership of 2,270,833.33 shares of Common Stock held by Tributum LP, all of which were distributed to limited partners of Tributum LP pro rata based on each limited partner's economic ownership interest in Tributum LP on March 12, 2021. F3 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Mr. Kahn (together with Vintage Capital and Kahn Capital, the "Reporting Persons"), a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. F4 · ownership.nature: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital; (B) the manager and a member of Vintage Capital; and (C) the manager or other control person of entities that, directly or indirectly, control investment vehicles for which the Reporting Persons, directly or indirectly, act as general partner, manager, investment advisor, control person or in similar capacities (collectively, the "Investment Vehicles"), which Investment Vehicles own shares of Common Stock, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantRestricted Stock Units · Derivative | 42,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003116 · edgar.xml · derivative · entry 5 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 Underlying: Common Stock · 42,421 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F6 · derivative.exercise_date: The restricted stock units shall become fully vested on March 5, 2024, provided that the reporting person is in the employ of the Issuer at the time of such vesting. F6 · derivative.expiration_date: The restricted stock units shall become fully vested on March 5, 2024, provided that the reporting person is in the employ of the Issuer at the time of such vesting. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantPerformance Restricted Stock Units · Derivative | 42,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003116 · edgar.xml · derivative · entry 4 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 Underlying: Common Stock · 42,421 shares Expires not disclosed F5 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2021 and ending on December 31, 2023 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. F5 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2021 and ending on December 31, 2023 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. F5 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2021 and ending on December 31, 2023 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 20,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003116 · edgar.xml · derivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and vested in full on March 5, 2021. F2 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and vested in full on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | Tax withholdingCommon Stock | 4,905 | $34.43 | $168,879.15 |
DisclosureSEC source: 0001179110-21-003116 · edgar.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,788 F4 · shares: Reflects 4905 shares withheld by Issuer at market price of $34.43 per share to fund the payment of taxes for the conversion. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:13 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionCommon Stock | 20,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003116 · edgar.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 20,162 restricted stock units, of which all of the shares subject to the restricted stock units vested on March 5, 2021. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020. F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 12:58 UTC | Franchise Group, Inc. FRG · Entity 110293 | PurchaseCommon Stock | 757,000 | $34.95 | $26,457,150.00 |
DisclosureSEC source: 0001104659-21-008062 · tm214356d1_4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,394,628 F1 · ownership.direct: 5,636,255.00 of these shares of Common Stock are owned by Brian Kahn and Lauren Kahn as tenants by the entirety. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 19:06 UTC | Franchise Group, Inc. FRG · Entity 110293 | PurchaseCommon Stock | 149,785 | $24.99 | $3,743,127.15 |
DisclosureSEC source: 0001179110-20-009800 · edgar.xml · nonDerivative · entry 3 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,531 F5 · shares: On September 15, 2020, in connection with a private sale transaction, joint tenants associated with the Reporting Person purchased 149,785 shares of Issuer's common stock at a per share price of $24.99. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2020 Filed Sep 15, 2020 19:06 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 1,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009800 · edgar.xml · derivative · entry 4 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on September 12, 2019 and vested in full on September 12, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted on September 12, 2019 and vested in full on September 12, 2020. Read SEC document |
| September 12, 2020 Filed Sep 15, 2020 19:06 UTC | Franchise Group, Inc. FRG · Entity 110293 | Tax withholdingCommon Stock | 443 | $25.87 | $11,460.41 |
DisclosureSEC source: 0001179110-20-009800 · edgar.xml · nonDerivative · entry 2 KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,746 F4 · shares: Reflects 443 shares withheld by Issuer at market price of $25.87 per share to fund the payment of taxes for the conversion. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.