person · Reporting owner
Rochford Living Trust Lloyd Timothy Rochford, Trustee
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Circle Energy, Inc./NVCRCL · Entity 8516 | Director · Chief Executive Officer · 10% owner | August 23, 2023 | August 23, 2023 |
| RING ENERGY, INC.REI · Entity 5658 | Prior Director | October 01, 2020 | November 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Circle Energy, Inc./NV
Report date August 23, 2023 · Filed August 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby self as trustee for the Rochford Living Trust | 1,100,000 |
Reported balance
Holding disclosure · report date 2023-08-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,100,000 |
RING ENERGY, INC.
Report date October 01, 2020 · Filed November 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,822,300 |
Last balance in matching sequence
After 2020-10-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-10-01 · Other · Acquired 275,550 · Balance 1,679,500 F1: Accelerated vesting of restricted stock. F2: Shares are held by Rochford Family Trust Row 2 · 2020-10-29 · Purchase · Acquired 142,800 · Balance 1,822,300 F3: Acquired pursuant to a public underwritten offering. F4: Shares and warrants were purchased in public offering at an aggregate price of $0.70. F2: Shares are held by Rochford Family Trust |
| Restricted stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-10-01 · Other · Disposed 275,550 · Balance 0 F1: Accelerated vesting of restricted stock. F2: Shares are held by Rochford Family Trust |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2025-10-29 | Direct | 142,800 |
Reported balance
After 2020-10-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-10-29 · Purchase · Acquired 142,800 · Balance 142,800 F3: Acquired pursuant to a public underwritten offering. F4: Shares and warrants were purchased in public offering at an aggregate price of $0.70. F2: Shares are held by Rochford Family Trust |
Filing footnotes · ownership attribution and instrument terms
F1: Accelerated vesting of restricted stock.
F2: Shares are held by Rochford Family Trust
F3: Acquired pursuant to a public underwritten offering.
F4: Shares and warrants were purchased in public offering at an aggregate price of $0.70.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2020 Filed Nov 3, 2020 16:44 UTC | RING ENERGY, INC. REI · Entity 5658 | PurchaseWarrants to purchase common stock · Derivative | 142,800 | $0.70 Strike: $0.80 | $99,960.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · derivative · entry 4 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,800 Underlying: Common Stock · 142,800 shares Expires 2025-10-29 F3 · kind: Acquired pursuant to a public underwritten offering. F4 · price: Shares and warrants were purchased in public offering at an aggregate price of $0.70. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 29, 2020 Filed Nov 3, 2020 16:44 UTC | RING ENERGY, INC. REI · Entity 5658 | PurchaseCommon Stock | 142,800 | $0.70 | $99,960.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822,300 F3 · kind: Acquired pursuant to a public underwritten offering. F4 · price: Shares and warrants were purchased in public offering at an aggregate price of $0.70. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 01, 2020 Filed Nov 3, 2020 16:44 UTC | RING ENERGY, INC. REI · Entity 5658 | OtherRestricted stock | 275,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · nonDerivative · entry 3 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Accelerated vesting of restricted stock. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 01, 2020 Filed Nov 3, 2020 16:44 UTC | RING ENERGY, INC. REI · Entity 5658 | OtherCommon Stock | 275,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679,500 F1 · kind: Accelerated vesting of restricted stock. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 14:05 UTC | RING ENERGY, INC. REI · Entity 5658 | OtherRestricted Stock | 25,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 5 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,325 F2 · kind: Vesting of restricted stock. F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 14:05 UTC | RING ENERGY, INC. REI · Entity 5658 | OtherCommon Stock | 25,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 3 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,950 F2 · kind: Vesting of restricted stock. F1 · ownership.direct: Shares are held by Rochford Family Trust. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 14:05 UTC | RING ENERGY, INC. REI · Entity 5658 | GrantRestricted Stock | 129,750 | $2.58 | $334,755.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 6 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,075 F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 14:05 UTC | RING ENERGY, INC. REI · Entity 5658 | OtherRestricted Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 4 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,275 F2 · kind: Vesting of restricted stock. F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 14:05 UTC | RING ENERGY, INC. REI · Entity 5658 | OtherCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378,000 F2 · kind: Vesting of restricted stock. F1 · ownership.direct: Shares are held by Rochford Family Trust. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 14:05 UTC | RING ENERGY, INC. REI · Entity 5658 | GiftCommon Stock | 200,000 | $2.61 | $522,000.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350,000 F1 · ownership.direct: Shares are held by Rochford Family Trust. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 17:02 UTC | RING ENERGY, INC. REI · Entity 5658 | PurchaseCommon Stock | 12,500 | $1.63 | $20,375.00 |
DisclosureSEC source: 0001078782-19-000705 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,000 F1 · ownership.direct: Includes 1,550,000 shares held by Rochford Family Trust. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 17:02 UTC | RING ENERGY, INC. REI · Entity 5658 | PurchaseCommon Stock | 12,500 | $1.57 | $19,625.00 |
DisclosureSEC source: 0001078782-19-000705 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,537,500 F1 · ownership.direct: Includes 1,550,000 shares held by Rochford Family Trust. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 16:12 UTC | RING ENERGY, INC. REI · Entity 5658 | PurchaseCommon Stock | 25,000 | $3.83 | $95,750.00 |
DisclosureSEC source: 0001078782-19-000503 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525,000 F1 · ownership.direct: Includes 1,525,000 shares held by Rochford Family Trust. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 11:31 UTC | RING ENERGY, INC. REI · Entity 5658 | GrantRestricted Stock | 129,750 | $4.78 | $620,205.00 |
DisclosureSEC source: 0001078782-18-001462 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,750 F2 · ownership.direct: Restricted stock grants vest 20% per year for 5 years. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 17:32 UTC | RING ENERGY, INC. REI · Entity 5658 | SaleCommon Stock | 18,000 | $11.06 | $199,080.00 |
DisclosureSEC source: 0001078782-18-001031 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 F1 · ownership.direct: Includes 1,580,000 shares held by Rochford Family Trust. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:32 UTC | RING ENERGY, INC. REI · Entity 5658 | SaleCommon Stock | 82,000 | $11.48 | $941,081.20 |
DisclosureSEC source: 0001078782-18-001031 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518,000 F1 · ownership.direct: Includes 1,580,000 shares held by Rochford Family Trust. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 11:24 UTC | RING ENERGY, INC. REI · Entity 5658 | GiftCommon Stock | 173,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-17-001725 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 F1 · ownership.direct: Includes 1,580,000 shares held by Rochford Family Trust. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 17:04 UTC | RING ENERGY, INC. REI · Entity 5658 | GrantRestricted Stock | 70,000 | $13.44 | $940,800.00 |
DisclosureSEC source: 0001078782-17-001714 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F2 · ownership.direct: Restricted stock grants vest 20% per year over 5 years. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 18:31 UTC | RING ENERGY, INC. REI · Entity 5658 | SaleCommon Stock | 86,486 | $14.81 | $1,281,073.88 |
DisclosureSEC source: 0001078782-17-001668 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773,514 F1 · ownership.direct: Includes 1,753,514 shares held by Rochford Family Trust. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:32 UTC | RING ENERGY, INC. REI · Entity 5658 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-17-000799 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860,000 F1 · ownership.direct: Includes 1,840,000 shares held by the Rochford Family Trust Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 15:40 UTC | RING ENERGY, INC. REI · Entity 5658 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-16-003996 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,010,000 F1 · ownership.direct: Includes 1,990,000 shares held by the Rochford Family Trust. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 15:08 UTC | RING ENERGY, INC. REI · Entity 5658 | PurchaseOptions · Derivative | 150,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001078782-16-003978 · primary_doc.xml · derivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,000 Underlying: Common Stock · 150,000 shares Expires 2026-12-14 F1 · derivative.exercise_date: Options vest 20% per year over 5 years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.