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Roman DBDR Tech Sponsor LLC

Disclosed activity across 1 company

Tapewire entity
110253
SEC CIK
0001824499

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GPGI, Inc.

Report date August 22, 2023 · Filed August 24, 2023

Section 16 reporting ended · disclosed 2023-08-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-27Direct300,000 Reported balance After 2023-08-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-08-22 · Sale · Disposed 7,792,056 · Balance 300,000

F1: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2023 Filed Aug 24, 2023 22:47 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 7,792,056 $0.07 Strike: $11.50 $506,483.64
Disclosure

SEC source: 0001104659-23-094971 · tm2324780-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 7,792,056 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 24, 2023 Filed Jul 25, 2023 00:06 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 98,974 $1.05 Strike: $11.50 $103,922.70
Disclosure

SEC source: 0001104659-23-083550 · tm2321954-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,092,056

Underlying: Class A Common Stock · 98,974 shares

Expires 2026-12-27

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 20, 2023 Filed Jul 25, 2023 00:06 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 16,854 $1.04 Strike: $11.50 $17,602.32
Disclosure

SEC source: 0001104659-23-083550 · tm2321954-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,191,030

Underlying: Class A Common Stock · 16,854 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.04 to $1.0601, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:09 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 50,200 $1.09 Strike: $11.50 $54,723.02
Disclosure

SEC source: 0001104659-23-080438 · tm2321188-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,207,884

Underlying: Class A Common Stock · 50,200 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.09 to $1.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 21:49 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 49,600 $1.09 Strike: $11.50 $54,088.80
Disclosure

SEC source: 0001104659-23-079216 · tm2320898-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,258,084

Underlying: Class A Common Stock · 49,600 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.09 to $1.11, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 21:49 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 82,624 $1.09 Strike: $11.50 $89,911.44
Disclosure

SEC source: 0001104659-23-079216 · tm2320898-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,307,684

Underlying: Class A Common Stock · 82,624 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.14, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:49 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 46,992 $1.09 Strike: $11.50 $51,132.00
Disclosure

SEC source: 0001104659-23-079216 · tm2320898-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,390,308

Underlying: Class A Common Stock · 46,992 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:57 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 49,581 $1.10 Strike: $11.50 $54,539.10
Disclosure

SEC source: 0001104659-23-077696 · tm2320496-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,437,300

Underlying: Class A Common Stock · 49,581 shares

Expires 2026-12-27

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 21:57 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 72,025 $1.10 Strike: $11.50 $79,299.53
Disclosure

SEC source: 0001104659-23-077696 · tm2320496-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,486,881

Underlying: Class A Common Stock · 72,025 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.11 to $1.13, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 21:57 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 27,718 $1.11 Strike: $11.50 $30,822.42
Disclosure

SEC source: 0001104659-23-077696 · tm2320496-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,558,906

Underlying: Class A Common Stock · 27,718 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.11 to $1.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 22:56 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 5,432 $1.20 Strike: $11.50 $6,518.40
Disclosure

SEC source: 0001104659-23-071737 · tm2318900-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,586,624

Underlying: Class A Common Stock · 5,432 shares

Expires 2026-12-27

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:50 UTC GPGI, Inc. CMPO · Entity 4098 OtherClass A Common Stock 315,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070923 · tm2318642-3_4seq1.xml · nonDerivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person distributed these shares to limited partners on a pro rata basis, for no consideration.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the securities held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 23:07 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 9,983 $1.25 Strike: $11.50 $12,478.75
Disclosure

SEC source: 0001104659-23-070058 · tm2318407-3_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,592,056

Underlying: Class A Common Stock · 9,983 shares

Expires 2026-12-27

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 23:07 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 31,893 $1.25 Strike: $11.50 $39,869.44
Disclosure

SEC source: 0001104659-23-070058 · tm2318407-3_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,602,039

Underlying: Class A Common Stock · 31,893 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth this footnote.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:36 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 9,844 $1.26 Strike: $11.50 $12,371.94
Disclosure

SEC source: 0001104659-23-064868 · tm2317107-3_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,633,932

Underlying: Class A Common Stock · 9,844 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.25 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
May 17, 2023 Filed May 19, 2023 23:07 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 23,827 $1.33 Strike: $11.50 $31,604.13
Disclosure

SEC source: 0001104659-23-062807 · tm2316393-3_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,643,776

Underlying: Class A Common Stock · 23,827 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:49 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 14,811 $1.30 Strike: $11.50 $19,283.92
Disclosure

SEC source: 0001104659-23-058599 · tm2315357-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,667,603

Underlying: Class A Common Stock · 14,811 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
May 03, 2023 Filed May 5, 2023 21:54 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 82,166 $1.30 Strike: $11.50 $106,815.80
Disclosure

SEC source: 0001104659-23-056684 · tm2314927-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,682,414

Underlying: Class A Common Stock · 82,166 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
May 02, 2023 Filed May 2, 2023 22:13 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 21,853 $1.30 Strike: $11.50 $28,446.05
Disclosure

SEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,764,580

Underlying: Class A Common Stock · 21,853 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.33, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
May 01, 2023 Filed May 2, 2023 22:13 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 31,014 $1.33 Strike: $11.50 $41,245.52
Disclosure

SEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,786,433

Underlying: Class A Common Stock · 31,014 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 28, 2023 Filed May 2, 2023 22:13 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 181,315 $1.30 Strike: $11.50 $235,745.76
Disclosure

SEC source: 0001104659-23-055129 · tm2314452-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,817,447

Underlying: Class A Common Stock · 181,315 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 27, 2023 Filed Apr 27, 2023 22:31 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 43,124 $1.30 Strike: $11.50 $56,087.07
Disclosure

SEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,998,762

Underlying: Class A Common Stock · 43,124 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.31, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 22:31 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 81,021 $1.30 Strike: $11.50 $105,327.30
Disclosure

SEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,041,886

Underlying: Class A Common Stock · 81,021 shares

Expires 2026-12-27

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 22:31 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 85,500 $1.30 Strike: $11.50 $111,201.30
Disclosure

SEC source: 0001104659-23-051654 · tm2314039-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,122,907

Underlying: Class A Common Stock · 85,500 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 22:04 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 250,399 $1.07 Strike: $11.50 $266,800.13
Disclosure

SEC source: 0001104659-23-048512 · tm2313466-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,208,407

Underlying: Class A Common Stock · 250,399 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.065 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 18, 2023 Filed Apr 18, 2023 22:17 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 417,797 $1.31 Strike: $11.50 $547,314.07
Disclosure

SEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,458,806

Underlying: Class A Common Stock · 417,797 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 22:17 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 103,296 $1.30 Strike: $11.50 $134,295.13
Disclosure

SEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,876,603

Underlying: Class A Common Stock · 103,296 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 22:17 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 6,475 $1.30 Strike: $11.50 $8,417.50
Disclosure

SEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,979,899

Underlying: Class A Common Stock · 6,475 shares

Expires 2026-12-27

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 22:17 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 1,000 $1.30 Strike: $11.50 $1,300.00
Disclosure

SEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,986,374

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-12-27

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 22:17 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 108,518 $1.21 Strike: $11.50 $130,916.12
Disclosure

SEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,987,374

Underlying: Class A Common Stock · 108,518 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 22:17 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 350,100 $1.19 Strike: $11.50 $415,253.61
Disclosure

SEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,095,892

Underlying: Class A Common Stock · 350,100 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 06, 2023 Filed Apr 6, 2023 22:48 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 37,289 $1.20 Strike: $11.50 $44,817.65
Disclosure

SEC source: 0001104659-23-042838 · tm2312052-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,445,992

Underlying: Class A Common Stock · 37,289 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 22:48 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 31,507 $1.20 Strike: $11.50 $37,893.47
Disclosure

SEC source: 0001104659-23-042838 · tm2312052-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,483,281

Underlying: Class A Common Stock · 31,507 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.2483, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 31, 2023 Filed Mar 31, 2023 22:59 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 2,912 $1.21 Strike: $11.50 $3,521.77
Disclosure

SEC source: 0001104659-23-040367 · tm2311223-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,514,788

Underlying: Class A Common Stock · 2,912 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.25, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 22:59 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 112,543 $1.21 Strike: $11.50 $135,715.60
Disclosure

SEC source: 0001104659-23-040367 · tm2311223-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,517,700

Underlying: Class A Common Stock · 112,543 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 22:22 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 30,601 $1.35 Strike: $11.50 $41,449.05
Disclosure

SEC source: 0001104659-23-037227 · tm2310696-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,630,243

Underlying: Class A Common Stock · 30,601 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 22, 2023 Filed Mar 22, 2023 22:35 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 31,051 $1.35 Strike: $11.50 $41,925.06
Disclosure

SEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,660,844

Underlying: Class A Common Stock · 31,051 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.39, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 22:35 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 33,977 $1.35 Strike: $11.50 $45,906.32
Disclosure

SEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,691,895

Underlying: Class A Common Stock · 33,977 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:35 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 97,763 $1.35 Strike: $11.50 $132,419.98
Disclosure

SEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,725,872

Underlying: Class A Common Stock · 97,763 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:06 UTC GPGI, Inc. CMPO · Entity 4098 SaleWarrant · Derivative 13,765 $1.38 Strike: $11.50 $19,002.58
Disclosure

SEC source: 0001104659-23-032271 · tm239529-4_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,823,635

Underlying: Class A Common Stock · 13,765 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock and warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:05 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 766,428 $6.25 $4,790,175.00
Disclosure

SEC source: 0001104659-23-021526 · tm236719-4_4seq1.xml · nonDerivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,333

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 00:21 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 203,152 $6.25 $1,269,862.52
Disclosure

SEC source: 0001104659-23-017726 · tm236219-1_4seq1.xml · nonDerivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,761

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.30, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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February 08, 2023 Filed Feb 10, 2023 00:21 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 26,698 $6.15 $164,198.04
Disclosure

SEC source: 0001104659-23-017726 · tm236219-1_4seq1.xml · nonDerivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284,913

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.165, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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February 07, 2023 Filed Feb 10, 2023 00:21 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 14,376 $6.15 $88,481.40
Disclosure

SEC source: 0001104659-23-017726 · tm236219-1_4seq1.xml · nonDerivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,611

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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February 06, 2023 Filed Feb 7, 2023 00:54 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 19,778 $6.20 $122,678.98
Disclosure

SEC source: 0001104659-23-011348 · tm235707d1_4seq1.xml · nonDerivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,987

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.22, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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February 03, 2023 Filed Feb 7, 2023 00:54 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 7,949 $6.25 $49,692.38
Disclosure

SEC source: 0001104659-23-011348 · tm235707d1_4seq1.xml · nonDerivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345,765

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.26, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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February 02, 2023 Filed Feb 7, 2023 00:54 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 158,576 $6.24 $989,403.24
Disclosure

SEC source: 0001104659-23-011348 · tm235707d1_4seq1.xml · nonDerivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,714

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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January 27, 2023 Filed Jan 31, 2023 23:03 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 100,000 $6.28 $627,780.00
Disclosure

SEC source: 0001104659-23-008787 · tm235078-1_4seq1.xml · nonDerivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,290

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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January 24, 2023 Filed Jan 26, 2023 00:02 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 96,643 $6.00 $580,128.60
Disclosure

SEC source: 0001104659-23-006629 · tm234451-1_4seq1.xml · nonDerivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,290

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.045, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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January 23, 2023 Filed Jan 26, 2023 00:02 UTC GPGI, Inc. CMPO · Entity 4098 SaleClass A Common Stock 183,002 $5.88 $1,075,209.95
Disclosure

SEC source: 0001104659-23-006629 · tm234451-1_4seq1.xml · nonDerivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.