organization · Reporting owner

Sudbury Capital Fund, LP

Disclosed activity across 2 companies

Tapewire entity: 110236
SEC CIK: 0001554334

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Lifevantage CorpLFVN · Entity 6941	See Footnote 1	August 23, 2023	August 25, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lifevantage Corp

Report date August 23, 2023 · Filed August 25, 2023

Jointly reported with Dayton Judd, Sudbury Capital GP, LP, Sudbury Holdings, LLC, Sudbury Capital Management, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Sudbury Capital Fund, LP	749,325	Last balance in matching sequence After 2023-08-25 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2023-08-23 · Purchase · Acquired 3,788 · Balance 736,609 F1: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Row 2 · 2023-08-24 · Purchase · Acquired 7,226 · Balance 743,835 F1: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Row 3 · 2023-08-25 · Purchase · Acquired 5,490 · Balance 749,325 F1: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund.
Common StockSEC Table I · non-derivative	Direct	13,416	Reported balance Holding disclosure · report date 2023-08-23 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 13,416 F1: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RLJ ENTERTAINMENT, INC.

Report date October 31, 2018 · Filed November 01, 2018

Section 16 reporting ended · disclosed 2018-11-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	Reported balance After 2018-10-31 transaction · row 1 1 source row Row 1 · 2018-10-31 · Disposition to issuer · Disposed 96,714 · Balance 0 F1: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-05-20	Direct	Reported balance After 2018-10-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-10-31 · Sale · Disposed 200,000 · Balance 0 F2: In connection with the merger, these warrants were cancelled and converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon exercise of such warrants multiplied by $6.25 minus the exercise price of such warrants.
Series C-2 Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-05-20	Direct	Reported balance After 2018-10-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-10-31 · Other · Disposed 2,000 · Balance 0 F3: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity).
Series D-1 Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-05-20	Direct	Reported balance After 2018-10-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-10-31 · Other · Disposed 183.506 · Balance 0 F3: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger.

F2: In connection with the merger, these warrants were cancelled and converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon exercise of such warrants multiplied by $6.25 minus the exercise price of such warrants.

F3: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity).

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 25, 2023 Filed Aug 25, 2023 21:36 UTC	Lifevantage Corp LFVN · Entity 6941	PurchaseCommon Stock	5,490	$4.95	$27,186.48	Disclosure SEC source: 0000921895-23-002084 · form409076057jud_08252023.xml · nonDerivative · entry 3 Dayton Judd · CIK 0001643192 · See Footnote 1 Sudbury Capital Fund, LP · CIK 0001554334 · See Footnote 1 Sudbury Capital GP, LP · CIK 0001989433 · See Footnote 1 Sudbury Holdings, LLC · CIK 0001989435 · See Footnote 1 Sudbury Capital Management, LLC · CIK 0001989436 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 749,325 F1 · security: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:36 UTC	Lifevantage Corp LFVN · Entity 6941	PurchaseCommon Stock	7,226	$4.82	$34,836.55	Disclosure SEC source: 0000921895-23-002084 · form409076057jud_08252023.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · See Footnote 1 Sudbury Capital Fund, LP · CIK 0001554334 · See Footnote 1 Sudbury Capital GP, LP · CIK 0001989433 · See Footnote 1 Sudbury Holdings, LLC · CIK 0001989435 · See Footnote 1 Sudbury Capital Management, LLC · CIK 0001989436 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 743,835 F1 · security: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Read SEC document
August 23, 2023 Filed Aug 25, 2023 21:36 UTC	Lifevantage Corp LFVN · Entity 6941	PurchaseCommon Stock	3,788	$4.76	$18,048.68	Disclosure SEC source: 0000921895-23-002084 · form409076057jud_08252023.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · See Footnote 1 Sudbury Capital Fund, LP · CIK 0001554334 · See Footnote 1 Sudbury Capital GP, LP · CIK 0001989433 · See Footnote 1 Sudbury Holdings, LLC · CIK 0001989435 · See Footnote 1 Sudbury Capital Management, LLC · CIK 0001989436 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 736,609 F1 · security: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:45 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	OtherSeries D-1 Convertible Preferred Stock · Derivative	183.506	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001209191-18-056784 · doc4.xml · derivative · entry 4 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 183.506 shares Expires 2020-05-20 F3 · kind: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity). Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:45 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	OtherSeries C-2 Convertible Preferred Stock · Derivative	2,000	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001209191-18-056784 · doc4.xml · derivative · entry 3 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 2,000 shares Expires 2020-05-20 F3 · kind: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity). Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:45 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	SaleWarrants · Derivative	200,000	$4.75 Strike: $1.50	$950,000.00	Disclosure SEC source: 0001209191-18-056784 · doc4.xml · derivative · entry 2 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 200,000 shares Expires 2020-05-20 F2 · kind: In connection with the merger, these warrants were cancelled and converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon exercise of such warrants multiplied by $6.25 minus the exercise price of such warrants. Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:45 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	Disposition to issuerCommon Stock, par value $0.001 per share	96,714	$6.25	$604,462.50	Disclosure SEC source: 0001209191-18-056784 · doc4.xml · nonDerivative · entry 1 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger. Read SEC document
October 14, 2016 Filed Oct 18, 2016 18:25 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	GrantWarrants · Derivative	600,000	$0.00 Strike: $0.50	$0.00	Disclosure SEC source: 0001209191-16-146238 · doc4.xml · derivative · entry 6 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock, par value $0.001 per share · 200,000 shares Expires 2020-05-20 F2 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock. F2 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock. F2 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock. Read SEC document
October 14, 2016 Filed Oct 18, 2016 18:25 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	Disposition to issuerWarrants · Derivative	600,000	$0.00 Strike: $1.50	$0.00	Disclosure SEC source: 0001209191-16-146238 · doc4.xml · derivative · entry 5 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 200,000 shares Expires 2020-05-20 F2 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock. F2 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock. F2 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock. Read SEC document
October 14, 2016 Filed Oct 18, 2016 18:25 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	GrantSeries D-1 Convertible Preferred Stock · Derivative	183.506	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001209191-16-146238 · doc4.xml · derivative · entry 4 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183.506 Underlying: Common Stock, par value $0.001 per share · 61,169 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. Read SEC document
October 14, 2016 Filed Oct 18, 2016 18:25 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	Disposition to issuerSeries B-1 Convertible Preferred Stock · Derivative	183.506	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001209191-16-146238 · doc4.xml · derivative · entry 3 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 61,169 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. Read SEC document
October 14, 2016 Filed Oct 18, 2016 18:25 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	GrantSeries C-2 Convertible Preferred Stock · Derivative	2,000	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001209191-16-146238 · doc4.xml · derivative · entry 2 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock, par value $0.001 per share · 666,667 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. Read SEC document
October 14, 2016 Filed Oct 18, 2016 18:25 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	Disposition to issuerSeries A-2 Convertible Preferred Stock · Derivative	2,000	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001209191-16-146238 · doc4.xml · derivative · entry 1 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 666,667 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. Read SEC document
September 02, 2016 Filed Sep 7, 2016 17:20 UTC	RLJ ENTERTAINMENT, INC. RLJE · Entity 162665	PurchaseSeries B-1 Convertible Preferred Stock · Derivative	183.506	$812.47 Strike: $3.00	$149,093.12	Disclosure SEC source: 0001209191-16-140445 · doc4.xml · derivative · entry 1 Sudbury Capital Fund, LP · CIK 0001554334 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183.506 Underlying: Common Stock, par value $0.001 per share · 61,169 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the the preferred stock, which may be converted into additional shares of common stock at the conversion price. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.