Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Chief Administrative Officer | August 25, 2023 | August 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2023 · Filed August 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 215,369 |
Ending reported balance
After 2023-08-25 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-08-25 · Exercise / conversion · Acquired 5,878 · Balance 209,883 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2023-08-25 · Exercise / conversion · Acquired 6,097 · Balance 215,980 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2023-08-25 · Exercise / conversion · Acquired 4,280 · Balance 220,260 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2023-08-25 · Exercise / conversion · Acquired 7,749 · Balance 228,009 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 5 · 2023-08-25 · Tax withholding · Disposed 12,640 · Balance 215,369 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,757 |
Reported balance
After 2023-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-25 · Exercise / conversion · Disposed 5,878 · Balance 11,757 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,194 |
Reported balance
After 2023-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-25 · Exercise / conversion · Disposed 6,097 · Balance 12,194 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,675 |
Reported balance
After 2023-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-08-25 · Exercise / conversion · Disposed 4,280 · Balance 25,675 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 77,490 |
Reported balance
After 2023-08-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-08-25 · Exercise / conversion · Disposed 7,749 · Balance 77,490 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2020 Filed Nov 30, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,997 | $7.51 | $22,507.47 |
DisclosureSEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,946 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,671 | $7.51 | $12,549.21 |
DisclosureSEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,252 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,449 | $8.08 | $11,707.92 |
DisclosureSEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,751 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · derivative · entry 15 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,294 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,936 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · derivative · entry 14 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,686 Underlying: Common Stock · 1,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · derivative · entry 13 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,910 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,031 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,753 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,505 Underlying: Common Stock · 2,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,095 | $5.62 | $17,393.90 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 10 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,448 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 9 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,020 | $5.62 | $5,732.40 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 8 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,665 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 7 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,997 | $5.62 | $16,843.14 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,749 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,671 | $5.62 | $9,391.02 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,055 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,450 | $5.53 | $8,018.50 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,554 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024343 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · derivative · entry 15 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,172 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,872 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · derivative · entry 14 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,622 Underlying: Common Stock · 3,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · derivative · entry 13 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,601 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,203 Underlying: Common Stock · 3,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,258 Underlying: Common Stock · 2,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,095 | $5.26 | $16,279.70 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 10 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,251 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 9 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,039 | $5.26 | $10,725.14 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 8 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,468 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 7 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,997 | $5.26 | $15,764.22 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,635 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,670 | $5.26 | $8,784.20 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,941 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,449 | $5.26 | $7,621.74 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,440 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018030 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 23:46 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 15,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010949 · form4.xml · derivative · entry 1 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,494 Underlying: Common Stock · 15,494 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2019/2020. The RSUs will vest as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:44 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 94,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008416 · form4.xml · derivative · entry 1 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,050 Underlying: Common Stock · 94,050 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,292 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,374 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,010 Underlying: Common Stock · 2,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,997 | $11.87 | $35,574.39 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,137 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,671 | $11.87 | $19,834.77 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,443 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,449 | $11.13 | $16,127.37 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,942 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008204 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:07 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033834 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,983 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:07 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033834 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,546 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:07 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033834 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,762 Underlying: Common Stock · 2,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.