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Lopatin Uri A

Disclosed activity across 2 companies

Tapewire entity
110067
SEC CIK
0001613259

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSEMBLY BIOSCIENCES, INC.ASMB · Entity 5216Chief Medical OfficerMarch 29, 2019April 02, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSEMBLY BIOSCIENCES, INC.

Report date March 29, 2019 · Filed April 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect627,361 Reported balance After 2019-03-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-29 · Grant · Acquired 13,750 · Balance 627,361

F1: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2020; March 29, 2021; March 29, 2022; and March 29, 2023.

F2: Total includes 606,111 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.69 · Expires 2029-03-29Direct27,500 Reported balance After 2019-03-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-29 · Grant · Acquired 27,500 · Balance 27,500

F3: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2020; and the remaining 75% shall vest in 36 approximately equal monthly installments, with the options becoming fully vested on March 29, 2023.

Common StockSEC Table I · non-derivativeIndirectBy Wife5,000 Reported balance Holding disclosure · report date 2019-03-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,000

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2020; March 29, 2021; March 29, 2022; and March 29, 2023.

F2: Total includes 606,111 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person.

F3: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2020; and the remaining 75% shall vest in 36 approximately equal monthly installments, with the options becoming fully vested on March 29, 2023.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PARDES BIOSCIENCES, INC.

Report date August 31, 2023 · Filed August 31, 2023

Section 16 reporting ended · disclosed 2023-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-31 transaction · row 1
1 source row

Row 1 · 2023-08-31 · Other · Disposed 5,327,798 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, MediPacific, Inc. (Parent) and MediPacific Sub, Inc., a wholly-owned subsidiary of Parent (Purchaser), dated as of July 16, 2023 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of August 31, 2023 (Effective Time).

F2: Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of (i) $2.13 in cash, net of applicable taxes and without interest, and (ii) one non-transferable contractual contingent value right.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2023-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-08-31 · Other · Disposed 351,948 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, MediPacific, Inc. (Parent) and MediPacific Sub, Inc., a wholly-owned subsidiary of Parent (Purchaser), dated as of July 16, 2023 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of August 31, 2023 (Effective Time).

F2: Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of (i) $2.13 in cash, net of applicable taxes and without interest, and (ii) one non-transferable contractual contingent value right.

F3: The Reporting Person and his spouse are co-trustees of the Lopatin Descendants' Trust (Trust). The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.87 · Expires 2033-05-31Direct0 Reported balance After 2023-08-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-08-31 · Disposition to issuer · Disposed 37,500 · Balance 0

F4: On July 16, 2023, the Issuer's Board of Directors vested in full each option to purchase shares granted under an Issuer equity plan (each, a Company Stock Option) that was outstanding and unvested as of that date. As of the Effective Time, each in-the-money Company Stock Option that was outstanding immediately prior to the Effective Time was cancelled, and, in exchange therefor, the holder of such cancelled in-the-money Company Stock Option was entitled to receive, in consideration of the cancellation of such Company Stock Option, (i) an amount in cash (less applicable tax withholdings and without interest) equal to the product of (x) the total number of shares subject to such Company Stock Option immediately prior to the Effective Time multiplied by (y) the excess of $2.13 over the applicable exercise price per share under such Company Stock Option and (ii) one contingent value right for each share subject thereto.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.32 · Expires 2032-01-31Direct0 Reported balance After 2023-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-31 · Disposition to issuer · Disposed 421,000 · Balance 0

F5: On July 16, 2023, the Issuer's Board of Directors vested in full each unvested Company Stock Option. Pursuant to the Merger Agreement, each Company Stock Option that was not in the money as of the Effective Time was cancelled for no consideration at the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, MediPacific, Inc. (Parent) and MediPacific Sub, Inc., a wholly-owned subsidiary of Parent (Purchaser), dated as of July 16, 2023 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of August 31, 2023 (Effective Time).

F2: Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of (i) $2.13 in cash, net of applicable taxes and without interest, and (ii) one non-transferable contractual contingent value right.

F3: The Reporting Person and his spouse are co-trustees of the Lopatin Descendants' Trust (Trust). The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

F4: On July 16, 2023, the Issuer's Board of Directors vested in full each option to purchase shares granted under an Issuer equity plan (each, a Company Stock Option) that was outstanding and unvested as of that date. As of the Effective Time, each in-the-money Company Stock Option that was outstanding immediately prior to the Effective Time was cancelled, and, in exchange therefor, the holder of such cancelled in-the-money Company Stock Option was entitled to receive, in consideration of the cancellation of such Company Stock Option, (i) an amount in cash (less applicable tax withholdings and without interest) equal to the product of (x) the total number of shares subject to such Company Stock Option immediately prior to the Effective Time multiplied by (y) the excess of $2.13 over the applicable exercise price per share under such Company Stock Option and (ii) one contingent value right for each share subject thereto.

F5: On July 16, 2023, the Issuer's Board of Directors vested in full each unvested Company Stock Option. Pursuant to the Merger Agreement, each Company Stock Option that was not in the money as of the Effective Time was cancelled for no consideration at the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2023 Filed Aug 31, 2023 14:47 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 Disposition to issuerStock Option (Right to Buy) · Derivative 421,000 Not disclosed Strike: $11.32 Not disclosed
Disclosure

SEC source: 0001209191-23-047827 · doc4.xml · derivative · entry 4

Lopatin Uri A · CIK 0001613259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 421,000 shares

Expires 2032-01-31

F5 · price: On July 16, 2023, the Issuer's Board of Directors vested in full each unvested Company Stock Option. Pursuant to the Merger Agreement, each Company Stock Option that was not in the money as of the Effective Time was cancelled for no consideration at the Effective Time.

F5 · derivative.exercise_date: On July 16, 2023, the Issuer's Board of Directors vested in full each unvested Company Stock Option. Pursuant to the Merger Agreement, each Company Stock Option that was not in the money as of the Effective Time was cancelled for no consideration at the Effective Time.

F5 · derivative.expiration_date: On July 16, 2023, the Issuer's Board of Directors vested in full each unvested Company Stock Option. Pursuant to the Merger Agreement, each Company Stock Option that was not in the money as of the Effective Time was cancelled for no consideration at the Effective Time.

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August 31, 2023 Filed Aug 31, 2023 14:47 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 Disposition to issuerStock Option (Right to Buy) · Derivative 37,500 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-047827 · doc4.xml · derivative · entry 3

Lopatin Uri A · CIK 0001613259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2033-05-31

F4 · price: On July 16, 2023, the Issuer's Board of Directors vested in full each option to purchase shares granted under an Issuer equity plan (each, a Company Stock Option) that was outstanding and unvested as of that date. As of the Effective Time, each in-the-money Company Stock Option that was outstanding immediately prior to the Effective Time was cancelled, and, in exchange therefor, the holder of such cancelled in-the-money Company Stock Option was entitled to receive, in consideration of the cancellation of such Company Stock Option, (i) an amount in cash (less applicable tax withholdings and without interest) equal to the product of (x) the total number of shares subject to such Company Stock Option immediately prior to the Effective Time multiplied by (y) the excess of $2.13 over the applicable exercise price per share under such Company Stock Option and (ii) one contingent value right for each share subject thereto.

F4 · derivative.exercise_date: On July 16, 2023, the Issuer's Board of Directors vested in full each option to purchase shares granted under an Issuer equity plan (each, a Company Stock Option) that was outstanding and unvested as of that date. As of the Effective Time, each in-the-money Company Stock Option that was outstanding immediately prior to the Effective Time was cancelled, and, in exchange therefor, the holder of such cancelled in-the-money Company Stock Option was entitled to receive, in consideration of the cancellation of such Company Stock Option, (i) an amount in cash (less applicable tax withholdings and without interest) equal to the product of (x) the total number of shares subject to such Company Stock Option immediately prior to the Effective Time multiplied by (y) the excess of $2.13 over the applicable exercise price per share under such Company Stock Option and (ii) one contingent value right for each share subject thereto.

F4 · derivative.expiration_date: On July 16, 2023, the Issuer's Board of Directors vested in full each option to purchase shares granted under an Issuer equity plan (each, a Company Stock Option) that was outstanding and unvested as of that date. As of the Effective Time, each in-the-money Company Stock Option that was outstanding immediately prior to the Effective Time was cancelled, and, in exchange therefor, the holder of such cancelled in-the-money Company Stock Option was entitled to receive, in consideration of the cancellation of such Company Stock Option, (i) an amount in cash (less applicable tax withholdings and without interest) equal to the product of (x) the total number of shares subject to such Company Stock Option immediately prior to the Effective Time multiplied by (y) the excess of $2.13 over the applicable exercise price per share under such Company Stock Option and (ii) one contingent value right for each share subject thereto.

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August 31, 2023 Filed Aug 31, 2023 14:47 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 OtherCommon Stock 351,948 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047827 · doc4.xml · nonDerivative · entry 2

Lopatin Uri A · CIK 0001613259 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, MediPacific, Inc. (Parent) and MediPacific Sub, Inc., a wholly-owned subsidiary of Parent (Purchaser), dated as of July 16, 2023 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of August 31, 2023 (Effective Time).

F2 · price: Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of (i) $2.13 in cash, net of applicable taxes and without interest, and (ii) one non-transferable contractual contingent value right.

F3 · ownership.nature: The Reporting Person and his spouse are co-trustees of the Lopatin Descendants' Trust (Trust). The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

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August 31, 2023 Filed Aug 31, 2023 14:47 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 OtherCommon Stock 5,327,798 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047827 · doc4.xml · nonDerivative · entry 1

Lopatin Uri A · CIK 0001613259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, MediPacific, Inc. (Parent) and MediPacific Sub, Inc., a wholly-owned subsidiary of Parent (Purchaser), dated as of July 16, 2023 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of August 31, 2023 (Effective Time).

F2 · price: Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of (i) $2.13 in cash, net of applicable taxes and without interest, and (ii) one non-transferable contractual contingent value right.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:09 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 GrantStock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001209191-23-033673 · doc4.xml · derivative · entry 1

Lopatin Uri A · CIK 0001613259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Subject to the reporting person's continued service to the Issuer on each applicable vesting date, the option vests as to 1/12 of the total award on each monthly anniversary of the Grant Date; provided, however, that notwithstanding the monthly vesting schedule, the options shall vest in full upon the earlier of (i) the one-year anniversary of the Grant Date or (ii) the date of the next annual meeting of the stockholders.

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February 01, 2022 Filed Feb 2, 2022 19:03 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 GrantStock Option (Right to Buy) · Derivative 421,000 $0.00 Strike: $11.32 $0.00
Disclosure

SEC source: 0000899243-22-004212 · doc4.xml · derivative · entry 1

Lopatin Uri A · CIK 0001613259 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,000

Underlying: Common Stock · 421,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: This option shall vest in substantially equal monthly installments over four years from February 1, 2022, subject to a continued service relationship. The vested shares subject to such option shall be exercisable upon the effectiveness of the Issuer's registration statement on Form S-8, registering the shares of the Issuer's 2021 Stock Option and Incentive Plan with the U.S. Securities and Exchange Commission.

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March 29, 2019 Filed Apr 2, 2019 20:36 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 GrantStock Option (right to buy) · Derivative 27,500 $0.00 Strike: $19.69 $0.00
Disclosure

SEC source: 0001144204-19-017748 · tv517877_4.xml · derivative · entry 3

Lopatin Uri A · CIK 0001613259 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires 2029-03-29

F3 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2020; and the remaining 75% shall vest in 36 approximately equal monthly installments, with the options becoming fully vested on March 29, 2023.

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March 29, 2019 Filed Apr 2, 2019 20:36 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 GrantCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017748 · tv517877_4.xml · nonDerivative · entry 1

Lopatin Uri A · CIK 0001613259 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,361

F1 · shares: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2020; March 29, 2021; March 29, 2022; and March 29, 2023.

F2 · balance_after: Total includes 606,111 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person.

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September 06, 2018 Filed Sep 7, 2018 20:44 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 SaleCommon Stock 336 $40.01 $13,442.02
Disclosure

SEC source: 0001144204-18-048565 · tv502511_4.xml · nonDerivative · entry 2

Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,611

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.02, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range.

F5 · balance_after: Total includes 606,111 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person.

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September 05, 2018 Filed Sep 7, 2018 20:44 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 SaleCommon Stock 15,204 $40.09 $609,546.60
Disclosure

SEC source: 0001144204-18-048565 · tv502511_4.xml · nonDerivative · entry 1

Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,947

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.41, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range.

F3 · balance_after: Total includes 606,447 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person.

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March 29, 2018 Filed Mar 30, 2018 22:29 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $49.14 $0.00
Disclosure

SEC source: 0001144204-18-018347 · tv490034_4.xml · derivative · entry 3

Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-03-29

F3 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on March 29, 2022.

Read SEC document
March 29, 2018 Filed Mar 30, 2018 22:29 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-018347 · tv490034_4.xml · nonDerivative · entry 1

Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,151

F1 · shares: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2019; March 29, 2020; March 29, 2021; and March 29, 2022.

F2 · balance_after: Total includes 621,651 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person.

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March 29, 2017 Filed Mar 31, 2017 20:11 UTC ASSEMBLY BIOSCIENCES, INC. ASMB · Entity 5216 GrantStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001144204-17-018188 · v463063_4.xml · derivative · entry 1

Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2027-03-29

F1 · derivative.exercise_date: The options vest over two years as follows: 50% shall vest on the first anniversary of the date of grant, March 29, 2018; and the remaining 50% shall vest in 12 equal monthly installments, with the options becoming fully vested on March 29, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.