Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carney Technology Acquisition Corp. IICTAQ · Entity 144599 | Chief Acquisition Officer | December 09, 2020 | December 10, 2020 |
| GRID DYNAMICS HOLDINGS, INC.GDYN · Entity 2031 | Director | December 23, 2025 | May 26, 2026 |
| VERTEX PHARMACEUTICALS INC / MAVRTX · Entity 2875 | Director | May 01, 2026 | May 05, 2026 |
| VISA INC.V · Entity 495 | Director | March 11, 2026 | March 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carney Technology Acquisition Corp. II
Report date December 09, 2020 · Filed December 10, 2020
This filing explicitly reported no securities owned.
GRID DYNAMICS HOLDINGS, INC.
Report date December 23, 2025 · Filed May 26, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 692,286 |
Reported balance
After 2025-12-23 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-12-23 · Grant · Acquired 2,309 · Balance 692,286 F1: The initial Form 4, filed on December 29, 2025, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of RSUs awarded. F2: These securities are RSUs, each of which represents a contingent right to receive one share of Common Stock. The RSUs shall vest on March 23, 2026, subject to the Reporting Person continuing as a service provider in the same Grid Dynamics Holdings, Inc. board of directors and (if applicable) board committee roles through such date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,542 |
Reported balance
Holding disclosure · report date 2025-12-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 12,542 F3: The shares are held by The Lloyd A. Carney Revocable Trust dated September 25, 1995. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,200 |
Reported balance
Holding disclosure · report date 2025-12-23 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 5,200 F4: The shares are held by The Lloyd Carney Foundation (the "Foundation"). The Foundation is a 501(c)(3) charitable organization controlled by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 288,800 |
Reported balance
Holding disclosure · report date 2025-12-23 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 288,800 F5: The shares are held by the Lloyd Carney 2018 Grantor Retained Annuity Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,675 |
Reported balance
Holding disclosure · report date 2025-12-23 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 19,675 F6: The shares are held by the Lloyd Carney 2020 Grantor Retained Annuity Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The initial Form 4, filed on December 29, 2025, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of RSUs awarded.
F2: These securities are RSUs, each of which represents a contingent right to receive one share of Common Stock. The RSUs shall vest on March 23, 2026, subject to the Reporting Person continuing as a service provider in the same Grid Dynamics Holdings, Inc. board of directors and (if applicable) board committee roles through such date.
F3: The shares are held by The Lloyd A. Carney Revocable Trust dated September 25, 1995.
F4: The shares are held by The Lloyd Carney Foundation (the "Foundation"). The Foundation is a 501(c)(3) charitable organization controlled by the Reporting Person.
F5: The shares are held by the Lloyd Carney 2018 Grantor Retained Annuity Trust.
F6: The shares are held by the Lloyd Carney 2020 Grantor Retained Annuity Trust.
VERTEX PHARMACEUTICALS INC / MA
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $424.45 · Expires 2036-04-30 | Direct | 2,866 |
Reported balance
After 2026-05-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 2,866 · Balance 2,866 F1: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested.
VISA INC.
Report date March 11, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,679 |
Reported balance
After 2026-03-11 transaction · row 1
1 source rowRow 1 · 2026-03-11 · Sale · Disposed 650 · Balance 2,679 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROCADE COMMUNICATIONS SYSTEMS INC
Report date November 17, 2017 · Filed November 21, 2017
Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Disposition to issuer · Disposed 470,069 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.66 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-17 · Disposition to issuer · Disposed 1,400,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.59 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-17 · Disposition to issuer · Disposed 66,667 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.89 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-17 · Disposition to issuer · Disposed 170,834 · Balance 0 F3: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 68,334 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award. F4: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 102,500 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-17 · Disposition to issuer · Disposed 85,100 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-11-17 · Disposition to issuer · Disposed 135,000 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-17 · Disposition to issuer · Disposed 191,450 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-17 · Disposition to issuer · Disposed 360,000 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 84,240 |
Reported balance
After 2017-11-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-20 · Grant · Acquired 84,240 · Balance 84,240 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F7: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-20 · Disposition to issuer · Disposed 84,240 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest.
F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award.
F3: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 68,334 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award.
F4: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 102,500 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment.
F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment.
F7: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017.
Nuance Communications, Inc.
Report date March 04, 2022 · Filed March 04, 2022
Section 16 reporting ended · disclosed 2022-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-03-04 transaction · row 1
1 source rowRow 1 · 2022-03-04 · Disposition to issuer · Disposed 4,519 · Balance 0 F1: Represents shares of common stock (each, a Company Share), par value $0.001 per share, of Nuance Communications, Inc. (the Company) underlying restricted stock units (Company RSUs). Pursuant to the Agreement and Plan of Merger, dated as of April 11, 2021, by and among the Company, Microsoft Corporation and Big Sky Merger Sub Inc. (Merger Sub), each outstanding Company RSU award was canceled and converted into the right to receive an amount in cash, without interest and less any applicable tax withholdings, equal to the product of (i) $56.00 multiplied by (ii) the number of Company Shares underlying the Company RSU award. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock (each, a Company Share), par value $0.001 per share, of Nuance Communications, Inc. (the Company) underlying restricted stock units (Company RSUs). Pursuant to the Agreement and Plan of Merger, dated as of April 11, 2021, by and among the Company, Microsoft Corporation and Big Sky Merger Sub Inc. (Merger Sub), each outstanding Company RSU award was canceled and converted into the right to receive an amount in cash, without interest and less any applicable tax withholdings, equal to the product of (i) $56.00 multiplied by (ii) the number of Company Shares underlying the Company RSU award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2020 Filed Aug 5, 2020 20:34 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 1,550 | $192.64 | $298,592.47 |
DisclosureSEC source: 0001127602-20-022882 · form4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 F1 · price: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $192.6301 - $192.6700, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:06 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | GrantCommon Stock | 3,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-045177 · doc4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,097 F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. As previously reported, these restricted stock units were granted in lieu of individual quarterly cash retainer payments for Board service for the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy. F2 · balance_after: Includes 950,000 shares received in a pro rata distribution from Chaserg Technology Sponsor LLC in June 2020. The acquisition of such shares was exempt pursuant to Rule 16a-9. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:24 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantCommon Stock | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034002 · doc4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,559 F1 · shares: Restricted stock unit award that vests, subject to certain limited exceptions, on the first anniversary of the grant date. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:43 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002650 · form4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,512 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:13 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 14,050 | $0.00 | $14.05 |
DisclosureSEC source: 0001204424-20-000002 · edgardoc.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,822 F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and were issued pursuant to the 1995 Directors' Stock Plan. Shares will vest on the first anniversary of the date of grant. F2 · balance_after: On October 1, 2019, Nuance Communications, Inc., the Issuer, announced the completion of the spin off of its Auto division. In connection with the spin off, outstanding Issuer restricted stock units were adjusted such that each restricted stock unit award was converted into 1.16667 restricted stock units. The table above reflects the number of restricted stock units, as adjusted for the spin off. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 21:47 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 3,500 | $182.73 | $639,556.75 |
DisclosureSEC source: 0001127602-19-025359 · form4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 F1 · price: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $182.4100 - $183.0650, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:12 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012524 · doc4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,161 F1 · shares: Restricted stock grant vests on 2/29/2020. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:05 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-003218 · form4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,952 Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 17:23 UTC | Nuance Communications, Inc. NUAN · Entity 12406 | GrantCommon Stock | 30,395 | $0.00 | $30.40 |
DisclosureSEC source: 0001204424-18-000004 · edgardoc.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,395 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and were issued pursuant to the 1995 Directors' Stock Plan. One-third of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit (Performance Based) · Derivative | 84,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 10 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,240 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · balance_after: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GrantRestricted Stock Unit (Performance Based) · Derivative | 84,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 9 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,240 Underlying: Common Stock · 84,240 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F7 · shares: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017. F7 · derivative.exercise_date: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017. F7 · derivative.expiration_date: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017. Read SEC document |
| November 19, 2017 Filed Nov 21, 2017 22:01 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 2,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-033036 · form4.xml · derivative · entry 3 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2017 Filed Nov 21, 2017 22:01 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 1,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033036 · form4.xml · nonDerivative · entry 2 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,471 Read SEC document |
| November 19, 2017 Filed Nov 21, 2017 22:01 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-033036 · form4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit (Performance Based) · Derivative | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 8 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 360,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · balance_after: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit · Derivative | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 7 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · balance_after: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit (Performance Based) · Derivative | 191,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 6 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 191,450 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · balance_after: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit · Derivative | 85,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 5 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,100 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. F6 · balance_after: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 170,834 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 4 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,834 shares Expires not disclosed F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 68,334 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 102,500 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment. F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 68,334 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award. F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 102,500 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment. F3 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 68,334 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award. F4 · balance_after: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 102,500 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 66,667 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 3 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,400,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · derivative · entry 2 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:21 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerCommon Stock | 470,069 | $12.75 | $5,993,379.75 |
DisclosureSEC source: 0001209191-17-062138 · doc4.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 20:37 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 181,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000091 · wf-form4_151010505997458.xml · derivative · entry 4 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,170 Underlying: Common Stock · 181,170 shares Expires 2018-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F1 · derivative.exercise_date: Reflects the conversion of 50% of the shares referred to in footnote (4) in this Form 4 into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 20:37 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GrantRestricted Stock Units · Derivative | 362,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000091 · wf-form4_151010505997458.xml · derivative · entry 3 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,340 Underlying: Common Stock · 362,340 shares Expires 2018-10-28 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F4 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted December 15, 2015 under Brocade's 2009 Stock Plan. The performance period for the restricted stock units was November 1, 2015 until October 28, 2017, with vesting subject to approval of the performance calculation by Brocade's Compensation Committee. This approval was obtained on November 5, 2017. As a result, 50% of the earned shares underlying the restricted stock units vested on that date and the remaining 50% will vest on October 28, 2018, subject to the terms of the performance-based restricted stock unit agreement. Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 20:37 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 94,394 | $12.58 | $1,187,476.52 |
DisclosureSEC source: 0001009626-17-000091 · wf-form4_151010505997458.xml · nonDerivative · entry 2 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,069 F2 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 20:37 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 181,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000091 · wf-form4_151010505997458.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of 50% of the shares referred to in footnote (4) in this Form 4 into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · derivative · entry 9 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 135,000 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F1 · derivative.exercise_date: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 85,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · derivative · entry 8 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,100 Underlying: Common Stock · 85,100 shares Expires 2018-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F1 · derivative.exercise_date: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 54,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · derivative · entry 7 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,333 shares Expires 2017-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F1 · derivative.exercise_date: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 70,443 | $11.74 | $827,000.82 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · nonDerivative · entry 6 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,293 F2 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · nonDerivative · entry 5 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 44,406 | $11.74 | $521,326.44 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · nonDerivative · entry 4 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,736 F2 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 85,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · nonDerivative · entry 3 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 28,351 | $11.74 | $332,840.74 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · nonDerivative · entry 2 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,042 F2 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:58 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 54,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000085 · wf-form4_150974987974711.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 239,166 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · derivative · entry 12 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,834 Underlying: Common Stock · 239,166 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest monthly over four years from November 1, 2014. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 333,333 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · derivative · entry 11 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 333,333 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest monthly over four years from November 1, 2013. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 241,769 | $12.47 | $3,013,892.35 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 9 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,060 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.46 to $12.475, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 40,694 | $12.47 | $507,291.40 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 8 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,829 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.46 to $12.475, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 51,964 | $12.47 | $647,783.22 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 7 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,523 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.46 to $12.475, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 49,198 | $12.47 | $613,302.27 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 6 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,487 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.46 to $12.475, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 94,792 | $12.47 | $1,181,677.07 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 5 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,685 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.46 to $12.475, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 239,166 | $12.48 | $2,983,835.02 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 4 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,477 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.47 to $12.485, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 239,166 | $10.89 | $2,604,517.74 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 3 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | SaleCommon Stock | 333,333 | $12.48 | $4,158,662.51 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 2 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,477 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.47 to $12.485, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 333,333 | $8.59 | $2,863,330.47 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2016 Filed Mar 24, 2017 19:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GiftCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000029 · wf-form4_149039922979660.xml · nonDerivative · entry 10 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,060 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 133,304 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001009626-16-000338 · wf-form4_148193635485928.xml · derivative · entry 3 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 133,304 shares Expires 2020-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to 25% of the shares on January 14, 2014, and 1/48 of the shares vest each month thereafter. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 98,631 | $12.41 | $1,224,010.71 |
DisclosureSEC source: 0001009626-16-000338 · wf-form4_148193635485928.xml · nonDerivative · entry 2 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,477 F1 · shares: Shares withheld for payment of exercise price and tax withholding liability pursuant to terms of the option agreement. The fair market value of Brocade common stock used for purposes of calculating the number of shares to be withheld was the closing price of Brocade common stock as reported on the NASDAQ Stock Market on December 15, 2016. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 133,304 | $5.66 | $754,500.64 |
DisclosureSEC source: 0001009626-16-000338 · wf-form4_148193635485928.xml · nonDerivative · entry 1 CARNEY LLOYD · CIK 0001204424 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.