organization · Reporting owner
AGTB BDC Holdings GP LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TPG Twin Brook Capital Income FundN/A · Entity 27612 | 10% owner · Reporting Person | August 28, 2023 | September 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TPG Twin Brook Capital Income Fund
Report date August 28, 2023 · Filed September 07, 2023
Jointly reported with ANGELO GORDON & CO., L.P., AGTB BDC Holdings, L.P., AG GP LLC, Baumgarten Joshua, SCHWARTZ ADAM R
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | IndirectSee Footnote | 11,620,694.028 |
Reported balance
After 2023-08-28 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-28 · Purchase · Acquired 2,718,615.526 · Balance 11,620,694.028 F1: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common shares of beneficial interestSEC Table I · non-derivative | IndirectSee Footnote | 160,610.258 |
Reported balance
Holding disclosure · report date 2023-08-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 160,610.258 F2: These securities are held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: These securities are held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AGTB Private BDC
Report date January 01, 2023 · Filed January 09, 2023
Jointly reported with ANGELO GORDON & CO., L.P., AGTB BDC Holdings, L.P., AG GP LLC, Baumgarten Joshua, SCHWARTZ ADAM R
Section 16 reporting ended · disclosed 2023-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2023-01-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-01-01 · Other · Disposed 158,610.258 · Balance 0 F1: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis. F2: Reflects shares held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common shares of beneficial interestSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2023-01-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-01-01 · Other · Disposed 8,902,078.502 · Balance 0 F1: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis. F3: Reflects shares held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings. Angelo Gordon is the investment advisor to BDC Holdings and sole member of BDC Holdings GP. AG GP is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis.
F2: Reflects shares held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Reflects shares held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings. Angelo Gordon is the investment advisor to BDC Holdings and sole member of BDC Holdings GP. AG GP is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2023 Filed Sep 7, 2023 20:25 UTC | TPG Twin Brook Capital Income Fund N/A · Entity 27612 | PurchaseCommon shares of beneficial interest | 2,718,615.526 | $25.75 | $70,004,349.79 |
DisclosureSEC source: 0001913724-23-000101 · wf-form4_169411834119200.xml · nonDerivative · entry 1 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · 10% owner · Reporting Person AG GP LLC · CIK 0001064683 · 10% owner · Reporting Person Baumgarten Joshua · CIK 0001320216 · 10% owner · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · 10% owner · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 11,620,694.028 F1 · ownership.nature: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2023 Filed Jan 9, 2023 22:13 UTC | AGTB Private BDC N/A · Entity 120862 | OtherCommon shares of beneficial interest | 8,902,078.502 | $0.00 | $0.00 |
DisclosureSEC source: 0000860662-23-000008 · wf-form4_167330240713482.xml · nonDerivative · entry 2 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · 10% owner AG GP LLC · CIK 0001064683 · 10% owner Baumgarten Joshua · CIK 0001320216 · 10% owner SCHWARTZ ADAM R · CIK 0001872317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis. F1 · price: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis. F3 · ownership.nature: Reflects shares held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings. Angelo Gordon is the investment advisor to BDC Holdings and sole member of BDC Holdings GP. AG GP is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2023 Filed Jan 9, 2023 22:13 UTC | AGTB Private BDC N/A · Entity 120862 | OtherCommon shares of beneficial interest | 158,610.258 | $0.00 | $0.00 |
DisclosureSEC source: 0000860662-23-000008 · wf-form4_167330240713482.xml · nonDerivative · entry 1 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · 10% owner AG GP LLC · CIK 0001064683 · 10% owner Baumgarten Joshua · CIK 0001320216 · 10% owner SCHWARTZ ADAM R · CIK 0001872317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis. F1 · price: On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis. F2 · ownership.nature: Reflects shares held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 21:00 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 2,031,544.544 | $25.55 | $51,901,900.01 |
DisclosureSEC source: 0001913721-22-000021 · wf-form4_166699078479233.xml · nonDerivative · entry 2 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,902,078.502 F2 · ownership.nature: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 21:00 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 32,841.788 | $25.55 | $839,042.00 |
DisclosureSEC source: 0001913721-22-000021 · wf-form4_166699078479233.xml · nonDerivative · entry 1 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 158,610.258 F1 · ownership.nature: These securities are held directly by Angelo Gordon. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 20:35 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 1,686,589.482 | $25.48 | $42,974,300.00 |
DisclosureSEC source: 0001913721-22-000019 · wf-form4_166612530073395.xml · nonDerivative · entry 2 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,870,533.958 F2 · ownership.nature: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 20:35 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 33,265.306 | $25.48 | $847,600.00 |
DisclosureSEC source: 0001913721-22-000019 · wf-form4_166612530073395.xml · nonDerivative · entry 1 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 125,768.47 F1 · ownership.nature: These securities are held directly by Angelo Gordon. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 14:21 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 2,944,869.247 | $25.16 | $74,098,799.99 |
DisclosureSEC source: 0000860662-22-000011 · wf-form4_166212849499312.xml · nonDerivative · entry 4 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,183,944.476 F2 · ownership.nature: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 14:21 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 3,711.947 | $25.16 | $93,400.01 |
DisclosureSEC source: 0000860662-22-000011 · wf-form4_166212849499312.xml · nonDerivative · entry 3 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 92,503.164 F1 · ownership.nature: These securities are held directly by Angelo Gordon. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2022 Filed Sep 2, 2022 14:21 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 496,075.229 | $25.10 | $12,450,000.02 |
DisclosureSEC source: 0000860662-22-000011 · wf-form4_166212849499312.xml · nonDerivative · entry 2 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,239,075.229 F2 · ownership.nature: These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2022 Filed Sep 2, 2022 14:21 UTC | AGTB Private BDC N/A · Entity 120862 | PurchaseCommon shares of beneficial interest | 1,831.217 | $25.10 | $45,958.05 |
DisclosureSEC source: 0000860662-22-000011 · wf-form4_166212849499312.xml · nonDerivative · entry 1 ANGELO GORDON & CO., L.P. · CIK 0000860662 · 10% owner AGTB BDC Holdings, L.P. · CIK 0001944208 · 10% owner AGTB BDC Holdings GP LLC · CIK 0001943685 · Reporting Person AG GP LLC · CIK 0001064683 · Reporting Person Baumgarten Joshua · CIK 0001320216 · Reporting Person SCHWARTZ ADAM R · CIK 0001872317 · Reporting Person Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 88,791.217 F1 · ownership.nature: These securities are held directly by Angelo Gordon. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.