person · Reporting owner
ANDERSON JAMES ROBERT
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | SVP & GM, CG | August 22, 2018 | August 23, 2018 |
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | March 12, 2026 | March 13, 2026 |
| COHERENT CORP.COHR · Entity 1179 | Director · CEO | August 28, 2026 | September 02, 2026 |
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director · President, CEO | May 22, 2024 | May 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 22, 2018 · Filed August 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 551,338 |
Ending reported balance
After 2018-08-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-08-22 · Exercise / conversion · Acquired 75,000 · Balance 701,338 F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. Row 2 · 2018-08-22 · Sale · Disposed 75,000 · Balance 626,338 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 3 · 2018-08-22 · Sale · Disposed 75,000 · Balance 551,338 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2022-06-19 | Direct | 221,407 |
Reported balance
After 2018-08-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-22 · Exercise / conversion · Disposed 75,000 · Balance 221,407 F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.
F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.
APPLIED MATERIALS INC /DE
Report date March 12, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,547 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Grant · Acquired 741 · Balance 1,547 F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.
F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.
COHERENT CORP.
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 197,245 |
Reported balance
After 2026-08-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 30,564 · Balance 197,245 F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027. F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 185,287 |
Reported balance
After 2026-08-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-28 · Tax withholding · Disposed 11,958 · Balance 185,287 F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.
F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.
F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
LATTICE SEMICONDUCTOR CORP
Report date May 22, 2024 · Filed May 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 715,055 |
Ending reported balance
After 2024-05-23 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2024-05-22 · Exercise / conversion · Acquired 30,000 · Balance 789,286 Row 2 · 2024-05-22 · Sale · Disposed 12,249 · Balance 777,037 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 3 · 2024-05-22 · Sale · Disposed 17,008 · Balance 760,029 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 4 · 2024-05-22 · Sale · Disposed 743 · Balance 759,286 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 5 · 2024-05-23 · Sale · Disposed 12,357 · Balance 746,929 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 6 · 2024-05-23 · Sale · Disposed 22,784 · Balance 724,145 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 7 · 2024-05-23 · Sale · Disposed 8,881 · Balance 715,264 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 8 · 2024-05-23 · Sale · Disposed 209 · Balance 715,055 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023. F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.24 · Expires 2025-09-04 | Direct | 114,363 |
Reported balance
After 2024-05-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-05-22 · Exercise / conversion · Disposed 30,000 · Balance 114,363 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.
F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENTEGRIS INC
Report date July 07, 2024 · Filed July 08, 2024
Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2020 Filed Feb 28, 2020 01:11 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 90,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000027 · edgardoc.xml · derivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,412 Underlying: Common Stock · 90,989 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2020 Filed Feb 28, 2020 01:11 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 116,464 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000027 · edgardoc.xml · derivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,253 Underlying: Common Stock · 116,464 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 02:09 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 15,561 | $18.45 | $287,100.45 |
DisclosureSEC source: 0000855658-19-000131 · edgardoc.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,634 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 02:09 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 31,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000131 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 16:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 89,977 | $19.98 | $1,797,740.46 |
DisclosureSEC source: 0000855658-19-000100 · edgardoc.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,811 F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 16:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 181,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000100 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares earned with respect to performance restricted stock units (PRSUs)based on the achievement by Lattice Semiconductor of certain performance targets for the period September 4, 2018 to September 3, 2019. F2 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 22:21 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 57,357 | $19.20 | $1,101,254.40 |
DisclosureSEC source: 0000855658-19-000095 · edgardoc.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,310 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 22:21 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 123,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000095 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:54 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 112,677 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000079 · edgardoc.xml · derivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,423 Underlying: Common Stock · 112,677 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:54 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 112,677 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000079 · edgardoc.xml · derivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,789 Underlying: Common Stock · 112,677 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, and upon the achievement of the performance conditions. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 30, 2019 Filed May 31, 2019 18:27 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | PurchaseCommon Stock | 5,000 | $12.46 | $62,299.50 |
DisclosureSEC source: 0000855658-19-000055 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 15:39 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | PurchaseCommon Stock | 10,000 | $5.67 | $56,660.00 |
DisclosureSEC source: 0000855658-18-000163 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price indicated is the weighted average purchase price for the shares purchased. The individual purchase prices for the shares indicated range from $5.655 to $5.675. Read SEC document |
| September 04, 2018 Filed Sep 27, 2018 14:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 374,746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 4 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,746 Underlying: Common Stock · 374,746 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2018 Filed Sep 27, 2018 14:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 193,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,112 Underlying: Common Stock · 193,834 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F5 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) will vest upon the Company meeting targets on a trailing four quarter basis, the RSUs will begin vesting about January 1, 2020 and each quarter thereafter dependent on the achievement of targets ending about September 30, 2022. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2018 Filed Sep 27, 2018 14:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 222,278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,278 Underlying: Common Stock · 222,278 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2018 Filed Sep 27, 2018 14:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 574,363 | $0.00 Strike: $8.24 | $0.00 |
DisclosureSEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,363 Underlying: Common Stock · 574,363 shares Expires 2025-09-04 F1 · derivative.exercise_date: Grants of Non-Qualified Stock Options vest as follows: 33% of the options will vest on the first anniversary of the date of grant, and an additional 8.33% of the options shall vest at the end of each three month period thereafter. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 22:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionStock Option Grant · Derivative | 75,000 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · derivative · entry 4 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,407 Underlying: Common Stock · 75,000 shares Expires 2022-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 22:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $20.38 | $1,528,500.00 |
DisclosureSEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · nonDerivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,338 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F4 · price: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 22:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $20.38 | $1,528,500.00 |
DisclosureSEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,338 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F3 · price: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 22:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 75,000 | $2.58 | $193,500.00 |
DisclosureSEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 295,897 | $19.51 | $5,772,950.47 |
DisclosureSEC source: 0000002488-18-000156 · wf-form4_153453795469348.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,338 F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Performance-based Restricted Stock Unit ("PRSU") vesting. F2 · price: The reported price in Column 4 is a weighted average sale price applied to the transaction by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $19.25 to $19.84 per share, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionPerformance Stock Units · Derivative | 589,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000156 · wf-form4_153453795469348.xml · derivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 589,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned. F3 · derivative.exercise_price: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned. F4 · shares: The reported number of securities represents the remaining 50% of the earned number of shares that vested at the end of the Performance Period. F3 · derivative.exercise_date: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned. F3 · derivative.expiration_date: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 589,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000156 · wf-form4_153453795469348.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 22,687 | $19.14 | $434,229.18 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,890 F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 61,117 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 7 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,117 Underlying: Common Stock · 61,117 shares Expires not disclosed F7 · derivative.exercise_price: Each performance based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock. Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period (Performance Period) that begins August 9, 2018 and ends on August 9, 2021, (b) the absolute return on AMD's stock price over the Performance Period, and (c) AMD's non-GAAP earnings per share growth from its 2018 to 2020 fiscal years. Notwithstanding, the maximum number of PRSUs that may be earned is limited to (x) eight times the target value of the PRSU award, divided by (y) the closing price of AMD's stock on the last day of the Performance Period. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2021. F8 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("CLRC") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 7, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2021 or the date following the CLRC's determination of performance. F8 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("CLRC") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 7, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2021 or the date following the CLRC's determination of performance. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 30,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 6 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,558 Underlying: Common Stock · 30,558 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F6 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021. F6 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 73,849 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 5 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,849 Underlying: Common Stock · 73,849 shares Expires 2025-08-09 F5 · derivative.exercise_date: The options vest 1/3 on each of August 9, 2019, 2020 and 2021. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 12,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 4 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,655 Underlying: Common Stock · 12,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020. F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 32,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,864 Underlying: Common Stock · 32,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 45,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:12 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $15.70 | $1,177,500.00 |
DisclosureSEC source: 0000002488-18-000110 · wf-form4_153004394075409.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,396 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F2 · price: Transaction executed in multiple trades at prices ranging from $15.57 to $15.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 160,529 | $16.87 | $2,708,124.23 |
DisclosureSEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,396 F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 71,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · derivative · entry 4 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 250,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · derivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 322,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionStock Option Grant · Derivative | 75,000 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0000002488-18-000092 · wf-form4_152667475780578.xml · derivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,407 Underlying: Common Stock · 75,000 shares Expires 2022-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 125,000 | $12.83 | $1,603,750.00 |
DisclosureSEC source: 0000002488-18-000092 · wf-form4_152667475780578.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,773 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F3 · price: Transaction executed in multiple trades at prices ranging from $12.63 to $12.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 75,000 | $2.58 | $193,500.00 |
DisclosureSEC source: 0000002488-18-000092 · wf-form4_152667475780578.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionStock Option Grant · Derivative | 75,000 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · derivative · entry 4 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,407 Underlying: Common Stock · 75,000 shares Expires 2022-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 50,000 | $11.93 | $596,500.00 |
DisclosureSEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · nonDerivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,773 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F3 · price: Transaction executed in multiple trades at prices ranging from $11.83 to $12.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $11.92 | $894,000.00 |
DisclosureSEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,773 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F3 · price: Transaction executed in multiple trades at prices ranging from $11.83 to $12.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 75,000 | $2.58 | $193,500.00 |
DisclosureSEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:06 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $10.03 | $752,250.00 |
DisclosureSEC source: 0000002488-17-000257 · wf-form4_151363115504419.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,773 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F2 · price: Transaction executed in multiple trades at prices ranging from $9.97 to $10.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:05 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionStock Option Grant · Derivative | 75,000 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0000002488-17-000253 · wf-form4_151319913026157.xml · derivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,407 Underlying: Common Stock · 75,000 shares Expires 2022-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:05 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $10.00 | $750,000.00 |
DisclosureSEC source: 0000002488-17-000253 · wf-form4_151319913026157.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,773 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:05 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 75,000 | $2.58 | $193,500.00 |
DisclosureSEC source: 0000002488-17-000253 · wf-form4_151319913026157.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:05 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 75,000 | $10.06 | $754,500.00 |
DisclosureSEC source: 0000002488-17-000251 · wf-form4_151302631980883.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,773 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F2 · price: Transaction executed in multiple trades at prices ranging from $9.96 to $10.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 20,000 | $11.44 | $228,800.00 |
DisclosureSEC source: 0000002488-17-000245 · wf-form4_151129868324336.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,773 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016. F2 · price: Transaction executed in multiple trades at prices ranging from $11.29 to $11.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:20 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 20,000 | $12.04 | $240,800.00 |
DisclosureSEC source: 0000002488-17-000215 · wf-form4_150948124502224.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,773 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016. F2 · price: Transaction executed in multiple trades at prices ranging from $11.52 to $12.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 20:30 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 20,000 | $13.26 | $265,200.00 |
DisclosureSEC source: 0000002488-17-000208 · wf-form4_150645779996025.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,773 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016. F2 · price: Transaction executed in multiple trades at prices ranging from $13.17 to $13.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.