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person · Reporting owner

ANDERSON JAMES ROBERT

Disclosed activity across 5 companies

Tapewire entity
10983
SEC CIK
0001644651

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796SVP & GM, CGAugust 22, 2018August 23, 2018
APPLIED MATERIALS INC /DEAMAT · Entity 2812DirectorMarch 12, 2026March 13, 2026
COHERENT CORP.COHR · Entity 1179Director · CEOAugust 28, 2026September 02, 2026
LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335Director · President, CEOMay 22, 2024May 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 22, 2018 · Filed August 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect551,338 Ending reported balance After 2018-08-22 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-08-22 · Exercise / conversion · Acquired 75,000 · Balance 701,338

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Row 2 · 2018-08-22 · Sale · Disposed 75,000 · Balance 626,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2018-08-22 · Sale · Disposed 75,000 · Balance 551,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2022-06-19Direct221,407 Reported balance After 2018-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-08-22 · Exercise / conversion · Disposed 75,000 · Balance 221,407

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

APPLIED MATERIALS INC /DE

Report date March 12, 2026 · Filed March 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,547 Reported balance After 2026-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-12 · Grant · Acquired 741 · Balance 1,547

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Filing footnotes · ownership attribution and instrument terms

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

COHERENT CORP.

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect197,245 Reported balance After 2026-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 30,564 · Balance 197,245

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Common StockSEC Table I · non-derivativeDirect185,287 Reported balance After 2026-08-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-28 · Tax withholding · Disposed 11,958 · Balance 185,287

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

LATTICE SEMICONDUCTOR CORP

Report date May 22, 2024 · Filed May 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect715,055 Ending reported balance After 2024-05-23 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2024-05-22 · Exercise / conversion · Acquired 30,000 · Balance 789,286

Row 2 · 2024-05-22 · Sale · Disposed 12,249 · Balance 777,037

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 3 · 2024-05-22 · Sale · Disposed 17,008 · Balance 760,029

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 4 · 2024-05-22 · Sale · Disposed 743 · Balance 759,286

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 5 · 2024-05-23 · Sale · Disposed 12,357 · Balance 746,929

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 6 · 2024-05-23 · Sale · Disposed 22,784 · Balance 724,145

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 7 · 2024-05-23 · Sale · Disposed 8,881 · Balance 715,264

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 8 · 2024-05-23 · Sale · Disposed 209 · Balance 715,055

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.24 · Expires 2025-09-04Direct114,363 Reported balance After 2024-05-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-05-22 · Exercise / conversion · Disposed 30,000 · Balance 114,363

Filing footnotes · ownership attribution and instrument terms

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENTEGRIS INC

Report date July 07, 2024 · Filed July 08, 2024

Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 28, 2020 01:11 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 90,989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000027 · edgardoc.xml · derivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,412

Underlying: Common Stock · 90,989 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 01:11 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 116,464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000027 · edgardoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,253

Underlying: Common Stock · 116,464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 15,561 $18.45 $287,100.45
Disclosure

SEC source: 0000855658-19-000131 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,634

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 31,384 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000131 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 16:59 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 89,977 $19.98 $1,797,740.46
Disclosure

SEC source: 0000855658-19-000100 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,811

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 16:59 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 181,478 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000100 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned with respect to performance restricted stock units (PRSUs)based on the achievement by Lattice Semiconductor of certain performance targets for the period September 4, 2018 to September 3, 2019.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 22:21 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 57,357 $19.20 $1,101,254.40
Disclosure

SEC source: 0000855658-19-000095 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,310

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 22:21 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 123,667 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000095 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:54 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 112,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000079 · edgardoc.xml · derivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,423

Underlying: Common Stock · 112,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:54 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 112,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000079 · edgardoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,789

Underlying: Common Stock · 112,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, and upon the achievement of the performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 30, 2019 Filed May 31, 2019 18:27 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 PurchaseCommon Stock 5,000 $12.46 $62,299.50
Disclosure

SEC source: 0000855658-19-000055 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
November 21, 2018 Filed Nov 26, 2018 15:39 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 PurchaseCommon Stock 10,000 $5.67 $56,660.00
Disclosure

SEC source: 0000855658-18-000163 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price indicated is the weighted average purchase price for the shares purchased. The individual purchase prices for the shares indicated range from $5.655 to $5.675.

Read SEC document
September 04, 2018 Filed Sep 27, 2018 14:59 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 374,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,746

Underlying: Common Stock · 374,746 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2018 Filed Sep 27, 2018 14:59 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 193,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,112

Underlying: Common Stock · 193,834 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) will vest upon the Company meeting targets on a trailing four quarter basis, the RSUs will begin vesting about January 1, 2020 and each quarter thereafter dependent on the achievement of targets ending about September 30, 2022.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2018 Filed Sep 27, 2018 14:59 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 222,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,278

Underlying: Common Stock · 222,278 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2018 Filed Sep 27, 2018 14:59 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantNon-Qualified Stock Option (right to buy) · Derivative 574,363 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,363

Underlying: Common Stock · 574,363 shares

Expires 2025-09-04

F1 · derivative.exercise_date: Grants of Non-Qualified Stock Options vest as follows: 33% of the options will vest on the first anniversary of the date of grant, and an additional 8.33% of the options shall vest at the end of each three month period thereafter.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 22:10 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionStock Option Grant · Derivative 75,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,407

Underlying: Common Stock · 75,000 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 22:10 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $20.38 $1,528,500.00
Disclosure

SEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,338

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F4 · price: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 22:10 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $20.38 $1,528,500.00
Disclosure

SEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,338

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3 · price: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 22:10 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 75,000 $2.58 $193,500.00
Disclosure

SEC source: 0000002488-18-000164 · wf-form4_153506219928004.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:32 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 295,897 $19.51 $5,772,950.47
Disclosure

SEC source: 0000002488-18-000156 · wf-form4_153453795469348.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,338

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Performance-based Restricted Stock Unit ("PRSU") vesting.

F2 · price: The reported price in Column 4 is a weighted average sale price applied to the transaction by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $19.25 to $19.84 per share, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:32 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionPerformance Stock Units · Derivative 589,345 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000156 · wf-form4_153453795469348.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 589,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned.

F3 · derivative.exercise_price: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned.

F4 · shares: The reported number of securities represents the remaining 50% of the earned number of shares that vested at the end of the Performance Period.

F3 · derivative.exercise_date: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned.

F3 · derivative.expiration_date: The number of PRSUs that may be earned is based on a three-year compounded growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that begins on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:32 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 589,345 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000156 · wf-form4_153453795469348.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 22,687 $19.14 $434,229.18
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,890

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantPRSU Award · Derivative 61,117 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,117

Underlying: Common Stock · 61,117 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock. Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period (Performance Period) that begins August 9, 2018 and ends on August 9, 2021, (b) the absolute return on AMD's stock price over the Performance Period, and (c) AMD's non-GAAP earnings per share growth from its 2018 to 2020 fiscal years. Notwithstanding, the maximum number of PRSUs that may be earned is limited to (x) eight times the target value of the PRSU award, divided by (y) the closing price of AMD's stock on the last day of the Performance Period. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2021.

F8 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("CLRC") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 7, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2021 or the date following the CLRC's determination of performance.

F8 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("CLRC") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 7, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2021 or the date following the CLRC's determination of performance.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 30,558 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,558

Underlying: Common Stock · 30,558 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F6 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.

F6 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantStock Option Grant · Derivative 73,849 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,849

Underlying: Common Stock · 73,849 shares

Expires 2025-08-09

F5 · derivative.exercise_date: The options vest 1/3 on each of August 9, 2019, 2020 and 2021.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionRestricted Stock Units · Derivative 12,327 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

Underlying: Common Stock · 12,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionRestricted Stock Units · Derivative 32,854 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,864

Underlying: Common Stock · 32,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 45,181 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000138 · wf-form4_153419133808185.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 20:12 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $15.70 $1,177,500.00
Disclosure

SEC source: 0000002488-18-000110 · wf-form4_153004394075409.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,396

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2 · price: Transaction executed in multiple trades at prices ranging from $15.57 to $15.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:13 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 160,529 $16.87 $2,708,124.23
Disclosure

SEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,396

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:13 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionRestricted Stock Units · Derivative 71,589 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:13 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionRestricted Stock Units · Derivative 250,563 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of June 19, 2016, 2017 and 2018.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:13 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 322,152 $0.00 $0.00
Disclosure

SEC source: 0000002488-18-000108 · wf-form4_152961197827539.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:19 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionStock Option Grant · Derivative 75,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0000002488-18-000092 · wf-form4_152667475780578.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,407

Underlying: Common Stock · 75,000 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:19 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 125,000 $12.83 $1,603,750.00
Disclosure

SEC source: 0000002488-18-000092 · wf-form4_152667475780578.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,773

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3 · price: Transaction executed in multiple trades at prices ranging from $12.63 to $12.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:19 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 75,000 $2.58 $193,500.00
Disclosure

SEC source: 0000002488-18-000092 · wf-form4_152667475780578.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:08 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionStock Option Grant · Derivative 75,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,407

Underlying: Common Stock · 75,000 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:08 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 50,000 $11.93 $596,500.00
Disclosure

SEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,773

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3 · price: Transaction executed in multiple trades at prices ranging from $11.83 to $12.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:08 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $11.92 $894,000.00
Disclosure

SEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,773

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3 · price: Transaction executed in multiple trades at prices ranging from $11.83 to $12.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:08 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 75,000 $2.58 $193,500.00
Disclosure

SEC source: 0000002488-18-000037 · wf-form4_151942007502260.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:06 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $10.03 $752,250.00
Disclosure

SEC source: 0000002488-17-000257 · wf-form4_151363115504419.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,773

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2 · price: Transaction executed in multiple trades at prices ranging from $9.97 to $10.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 21:05 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionStock Option Grant · Derivative 75,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0000002488-17-000253 · wf-form4_151319913026157.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,407

Underlying: Common Stock · 75,000 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 21:05 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $10.00 $750,000.00
Disclosure

SEC source: 0000002488-17-000253 · wf-form4_151319913026157.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,773

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 21:05 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 75,000 $2.58 $193,500.00
Disclosure

SEC source: 0000002488-17-000253 · wf-form4_151319913026157.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:05 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 75,000 $10.06 $754,500.00
Disclosure

SEC source: 0000002488-17-000251 · wf-form4_151302631980883.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,773

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2 · price: Transaction executed in multiple trades at prices ranging from $9.96 to $10.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 17, 2017 Filed Nov 21, 2017 21:11 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 20,000 $11.44 $228,800.00
Disclosure

SEC source: 0000002488-17-000245 · wf-form4_151129868324336.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,773

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

F2 · price: Transaction executed in multiple trades at prices ranging from $11.29 to $11.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 27, 2017 Filed Oct 31, 2017 20:20 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 20,000 $12.04 $240,800.00
Disclosure

SEC source: 0000002488-17-000215 · wf-form4_150948124502224.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,773

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

F2 · price: Transaction executed in multiple trades at prices ranging from $11.52 to $12.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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September 22, 2017 Filed Sep 26, 2017 20:30 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 20,000 $13.26 $265,200.00
Disclosure

SEC source: 0000002488-17-000208 · wf-form4_150645779996025.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,773

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

F2 · price: Transaction executed in multiple trades at prices ranging from $13.17 to $13.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.