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person · Reporting owner

ANDERSON JAMES ROBERT

Disclosed activity across 5 companies

Tapewire entity
10983
SEC CIK
0001644651

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796SVP & GM, CGAugust 22, 2018August 23, 2018
APPLIED MATERIALS INC /DEAMAT · Entity 2812DirectorMarch 12, 2026March 13, 2026
COHERENT CORP.COHR · Entity 1179Director · CEOAugust 28, 2026September 02, 2026
LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335Director · President, CEOMay 22, 2024May 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 22, 2018 · Filed August 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect551,338 Ending reported balance After 2018-08-22 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-08-22 · Exercise / conversion · Acquired 75,000 · Balance 701,338

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Row 2 · 2018-08-22 · Sale · Disposed 75,000 · Balance 626,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2018-08-22 · Sale · Disposed 75,000 · Balance 551,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2022-06-19Direct221,407 Reported balance After 2018-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-08-22 · Exercise / conversion · Disposed 75,000 · Balance 221,407

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

APPLIED MATERIALS INC /DE

Report date March 12, 2026 · Filed March 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,547 Reported balance After 2026-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-12 · Grant · Acquired 741 · Balance 1,547

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Filing footnotes · ownership attribution and instrument terms

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

COHERENT CORP.

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect197,245 Reported balance After 2026-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 30,564 · Balance 197,245

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Common StockSEC Table I · non-derivativeDirect185,287 Reported balance After 2026-08-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-28 · Tax withholding · Disposed 11,958 · Balance 185,287

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

LATTICE SEMICONDUCTOR CORP

Report date May 22, 2024 · Filed May 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect715,055 Ending reported balance After 2024-05-23 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2024-05-22 · Exercise / conversion · Acquired 30,000 · Balance 789,286

Row 2 · 2024-05-22 · Sale · Disposed 12,249 · Balance 777,037

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 3 · 2024-05-22 · Sale · Disposed 17,008 · Balance 760,029

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 4 · 2024-05-22 · Sale · Disposed 743 · Balance 759,286

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 5 · 2024-05-23 · Sale · Disposed 12,357 · Balance 746,929

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 6 · 2024-05-23 · Sale · Disposed 22,784 · Balance 724,145

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 7 · 2024-05-23 · Sale · Disposed 8,881 · Balance 715,264

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 8 · 2024-05-23 · Sale · Disposed 209 · Balance 715,055

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.24 · Expires 2025-09-04Direct114,363 Reported balance After 2024-05-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-05-22 · Exercise / conversion · Disposed 30,000 · Balance 114,363

Filing footnotes · ownership attribution and instrument terms

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENTEGRIS INC

Report date July 07, 2024 · Filed July 08, 2024

Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 01:28 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 145,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000038 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,511

Underlying: Common Stock · 145,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 76,091 $55.56 $4,227,615.96
Disclosure

SEC source: 0000855658-22-000038 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,497

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 145,580 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000038 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000032 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,516

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 2,142 $55.56 $119,009.52
Disclosure

SEC source: 0000855658-22-000032 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,008

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000032 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:36 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000022 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,203

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:36 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 2,770 $57.53 $159,358.10
Disclosure

SEC source: 0000855658-22-000022 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,463

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:36 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000022 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 23:36 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 50,000 $73.89 $3,694,530.00
Disclosure

SEC source: 0000855658-21-000265 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,191

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.62 to $74.76.

Read SEC document
December 02, 2021 Filed Jan 3, 2022 22:33 UTC Amendment LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,363

Underlying: Common Stock · 50,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Jan 3, 2022 22:33 UTC Amendment LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 50,000 $8.24 $412,000.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:36 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 50,000 $77.53 $3,876,655.00
Disclosure

SEC source: 0000855658-21-000265 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,191

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.26 to $78.49.

Read SEC document
December 01, 2021 Filed Jan 3, 2022 22:33 UTC Amendment LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,363

Underlying: Common Stock · 50,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Jan 3, 2022 22:33 UTC Amendment LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 50,000 $8.24 $412,000.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 20, 2021 00:00 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 21,027 $82.65 $1,737,934.12
Disclosure

SEC source: 0000855658-21-000261 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,191

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $81.93 to $85.00.

Read SEC document
November 14, 2021 Filed Nov 16, 2021 23:17 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000259 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,245

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2021 Filed Nov 16, 2021 23:17 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 2,995 $82.46 $246,967.70
Disclosure

SEC source: 0000855658-21-000259 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,218

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2021 Filed Nov 16, 2021 23:17 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000259 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 32,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · derivative · entry 8

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,091

Underlying: Common Stock · 32,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 32,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,627

Underlying: Common Stock · 32,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 17,131 $82.04 $1,405,427.24
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · nonDerivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,526

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 32,536 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 16,888 $82.04 $1,385,491.52
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,121

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 32,075 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · derivative · entry 9

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,932

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 3,708 $73.45 $272,352.60
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,934

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 16:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000233 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 30,000 $62.44 $1,873,326.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,600

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 31,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,974

Underlying: Common Stock · 31,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F8 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 181,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,702

Underlying: Common Stock · 181,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 95,547 $63.07 $6,026,149.29
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,600

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 181,475 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 16,525 $63.07 $1,042,231.75
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,672

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 31,385 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 00:42 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 13,181 $56.73 $747,696.18
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,812

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $56.31 to $57.03.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,359

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 2,995 $58.91 $176,435.45
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,993

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 23:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 64,676 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000185 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,177

Underlying: Common Stock · 64,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 23:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 34,053 $59.90 $2,039,774.70
Disclosure

SEC source: 0000855658-21-000185 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,301

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 23:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 64,676 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000185 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,046

Underlying: Common Stock · 7,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 93,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,853

Underlying: Common Stock · 93,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 49,438 $57.09 $2,822,415.42
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,678

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 93,898 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 3,709 $57.09 $211,746.81
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,218

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,043 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 01:28 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 11,027 $52.41 $577,925.07
Disclosure

SEC source: 0000855658-21-000149 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,333

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $52.12 to $52.94.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:28 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 31,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000149 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,089

Underlying: Common Stock · 31,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.