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person · Reporting owner

ANDERSON JAMES ROBERT

Disclosed activity across 5 companies

Tapewire entity
10983
SEC CIK
0001644651

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796SVP & GM, CGAugust 22, 2018August 23, 2018
APPLIED MATERIALS INC /DEAMAT · Entity 2812DirectorMarch 12, 2026March 13, 2026
COHERENT CORP.COHR · Entity 1179Director · CEOAugust 28, 2026September 02, 2026
LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335Director · President, CEOMay 22, 2024May 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 22, 2018 · Filed August 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect551,338 Ending reported balance After 2018-08-22 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-08-22 · Exercise / conversion · Acquired 75,000 · Balance 701,338

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Row 2 · 2018-08-22 · Sale · Disposed 75,000 · Balance 626,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2018-08-22 · Sale · Disposed 75,000 · Balance 551,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2022-06-19Direct221,407 Reported balance After 2018-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-08-22 · Exercise / conversion · Disposed 75,000 · Balance 221,407

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

APPLIED MATERIALS INC /DE

Report date March 12, 2026 · Filed March 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,547 Reported balance After 2026-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-12 · Grant · Acquired 741 · Balance 1,547

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Filing footnotes · ownership attribution and instrument terms

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

COHERENT CORP.

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect197,245 Reported balance After 2026-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 30,564 · Balance 197,245

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Common StockSEC Table I · non-derivativeDirect185,287 Reported balance After 2026-08-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-28 · Tax withholding · Disposed 11,958 · Balance 185,287

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

LATTICE SEMICONDUCTOR CORP

Report date May 22, 2024 · Filed May 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect715,055 Ending reported balance After 2024-05-23 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2024-05-22 · Exercise / conversion · Acquired 30,000 · Balance 789,286

Row 2 · 2024-05-22 · Sale · Disposed 12,249 · Balance 777,037

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 3 · 2024-05-22 · Sale · Disposed 17,008 · Balance 760,029

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 4 · 2024-05-22 · Sale · Disposed 743 · Balance 759,286

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 5 · 2024-05-23 · Sale · Disposed 12,357 · Balance 746,929

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 6 · 2024-05-23 · Sale · Disposed 22,784 · Balance 724,145

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 7 · 2024-05-23 · Sale · Disposed 8,881 · Balance 715,264

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 8 · 2024-05-23 · Sale · Disposed 209 · Balance 715,055

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.24 · Expires 2025-09-04Direct114,363 Reported balance After 2024-05-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-05-22 · Exercise / conversion · Disposed 30,000 · Balance 114,363

Filing footnotes · ownership attribution and instrument terms

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENTEGRIS INC

Report date July 07, 2024 · Filed July 08, 2024

Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2023 Filed May 16, 2023 20:06 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 5,686 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014799 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 40,000 $82.49 $3,299,612.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 790,766

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.407 to $83.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,363

Underlying: Common Stock · 40,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 40,000 $83.63 $3,345,160.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 830,766

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.60 to $84.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 40,000 $8.24 $329,600.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 870,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 3, 2023 21:04 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012357 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,309

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 02, 2023 Filed May 3, 2023 21:04 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 3,708 $83.68 $310,285.44
Disclosure

SEC source: 0001437749-23-012357 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,766

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 02, 2023 Filed May 3, 2023 21:04 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012357 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:01 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0001101302-23-000060 · wf-form4_168271208251661.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,234

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2024 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on April 26, 2023 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:04 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001101302-23-000027 · wf-form4_167770462498467.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2023 Annual Meeting of Stockholders.

F2 · balance_after: These shares were awarded on February 27, 2023 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 19:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 61,810 $83.22 $5,144,118.71
Disclosure

SEC source: 0000855658-23-000083 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,432

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.05 to $85.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 19:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-23-000083 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,363

Underlying: Common Stock · 40,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 19:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 40,000 $82.95 $3,318,132.00
Disclosure

SEC source: 0000855658-23-000083 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,242

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $81.93 to $84.18. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 19:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 40,000 $8.24 $329,600.00
Disclosure

SEC source: 0000855658-23-000083 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,351

Underlying: Common Stock · 2,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,427 $87.10 $124,291.70
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,242

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,060

Underlying: Common Stock · 13,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 6,996 $87.10 $609,351.60
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,960

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 13,286 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 49,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,346

Underlying: Common Stock · 49,997 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:23 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 98,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004056 · rdgdoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,070

Underlying: Common Stock · 98,070 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,349

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 145,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 87,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,580

Underlying: Common Stock · 87,348 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 76,648 $89.27 $6,842,366.96
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,670

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 145,580 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 2,995 $89.27 $267,363.65
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,738

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000055 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 20:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000039 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,036

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 20:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 3,708 $81.96 $303,907.68
Disclosure

SEC source: 0000855658-23-000039 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,046

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 20:22 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000039 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 98,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,103

Underlying: Common Stock · 98,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantPerformance Restricted Stock Unit (PRSU) · Derivative 49,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,173

Underlying: Common Stock · 49,035 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 49,858 $75.79 $3,778,737.82
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,712

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 98,070 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 22, 2023 01:04 UTC Amendment LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 98,070 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004042 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 49,035 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 18:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,363

Underlying: Common Stock · 20,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 18:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 6,034 $70.36 $424,551.64
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,500

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.73 to $71.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 18:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 20,000 $70.35 $1,407,090.00
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,534

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.73 to $70.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 18:40 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 20,000 $8.24 $164,800.00
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 17:25 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000327 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,534

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:34 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 23,858 $67.05 $1,599,707.53
Disclosure

SEC source: 0000855658-22-000323 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,534

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.225 to $67.86. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:31 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000309 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,078

Underlying: Common Stock · 2,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:31 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,426 $67.15 $95,755.90
Disclosure

SEC source: 0000855658-22-000309 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,392

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:31 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 2,708 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000309 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:21 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000303 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,110

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:48 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,363

Underlying: Common Stock · 30,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:48 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 30,000 $68.35 $2,050,470.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,110

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:48 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 30,000 $8.24 $247,200.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.