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TortoiseEcofin Sponsor III LLC

Disclosed activity across 1 company

Tapewire entity
109821
SEC CIK
0001847113

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TortoiseEcofin Acquisition Corp. IIITRTL · Entity 10978510% ownerSeptember 08, 2023September 12, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TortoiseEcofin Acquisition Corp. III

Report date September 08, 2023 · Filed September 12, 2023

Jointly reported with Hennessy Capital Growth Partners Fund I SPV V, LLC, Hennessy Capital Growth Partners Fund I, LP, Hennessy Thomas D

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect6,915,000 Reported balance After 2023-09-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-09-08 · Other · Acquired 60,000 · Balance 6,915,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: Pursuant to certain share transfer agreements, the shares were assigned by former directors of the Issuer to the reporting persons for no consideration.

F3: The reporting persons are the record holder of the Class B ordinary shares reported herein. Hennessy Capital Growth Partners Fund I SPV V, LLC is the managing member of TortoiseEcofin Sponsor III LLC. Hennessy Capital Growth Partners Fund I, LP is the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC, and Thomas D. Hennessy is the general partner of Hennessy Capital Growth Partners Fund I, LP. Accordingly, Hennessy Capital Growth Partners Fund I SPV V, LLC, Hennessy Capital Growth Partners Fund I, LP and Thomas D. Hennessy may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the reporting persons. The reporting persons disclaim beneficial ownership over any securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: Pursuant to certain share transfer agreements, the shares were assigned by former directors of the Issuer to the reporting persons for no consideration.

F3: The reporting persons are the record holder of the Class B ordinary shares reported herein. Hennessy Capital Growth Partners Fund I SPV V, LLC is the managing member of TortoiseEcofin Sponsor III LLC. Hennessy Capital Growth Partners Fund I, LP is the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC, and Thomas D. Hennessy is the general partner of Hennessy Capital Growth Partners Fund I, LP. Accordingly, Hennessy Capital Growth Partners Fund I SPV V, LLC, Hennessy Capital Growth Partners Fund I, LP and Thomas D. Hennessy may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the reporting persons. The reporting persons disclaim beneficial ownership over any securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2023 Filed Sep 12, 2023 20:29 UTC TortoiseEcofin Acquisition Corp. III TRTL · Entity 109785 OtherClass B Ordinary Shares · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018736 · doc4.xml · derivative · entry 1

TortoiseEcofin Sponsor III LLC · CIK 0001847113 · 10% owner

Hennessy Capital Growth Partners Fund I SPV V, LLC · CIK 0001986246 · 10% owner

Hennessy Capital Growth Partners Fund I, LP · CIK 0001886541 · 10% owner

Hennessy Thomas D · CIK 0001789408 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,915,000

Underlying: Class A Ordinary Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · kind: Pursuant to certain share transfer agreements, the shares were assigned by former directors of the Issuer to the reporting persons for no consideration.

F1 · derivative.exercise_date: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · derivative.expiration_date: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · ownership.direct: The reporting persons are the record holder of the Class B ordinary shares reported herein. Hennessy Capital Growth Partners Fund I SPV V, LLC is the managing member of TortoiseEcofin Sponsor III LLC. Hennessy Capital Growth Partners Fund I, LP is the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC, and Thomas D. Hennessy is the general partner of Hennessy Capital Growth Partners Fund I, LP. Accordingly, Hennessy Capital Growth Partners Fund I SPV V, LLC, Hennessy Capital Growth Partners Fund I, LP and Thomas D. Hennessy may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the reporting persons. The reporting persons disclaim beneficial ownership over any securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 22, 2021 Filed Jul 22, 2021 16:23 UTC TortoiseEcofin Acquisition Corp. III TRTL · Entity 109785 SaleClass B Ordinary Shares · Derivative 1,650,000 $0.00 $4,950.00
Disclosure

SEC source: 0001213900-21-038114 · ownership.xml · derivative · entry 1

TortoiseEcofin Sponsor III LLC · CIK 0001847113 · 10% owner

TortoiseEcofin Borrower LLC · CIK 0001735321 · 10% owner

TortoiseEcofin Investments, LLC · CIK 0001730884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,855,000

Underlying: Class A Ordinary Shares · 1,650,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · derivative.exercise_date: The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · derivative.expiration_date: The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · balance_after: Includes 1,125,000 Class B Ordinary Shares that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option.

F3 · ownership.nature: TortoiseEcofin Sponsor III LLC is the record holder of the shares reported herein. TortoiseEcofin Borrower LLC is the managing member of TortoiseEcofin Sponsor III LLC. TortoiseEcofin Parent Holdco LLC is the sole member of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is the sole member of TortoiseEcofin Parent Holdco LLC. Accordingly, TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC may be deemed to have or share beneficial ownership of the Class B Ordinary Shares held directly by TortoiseEcofin Sponsor III LLC. The address of each of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is 6363 College Boulevard, Overland Park, Kansas 66211.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:19 UTC TortoiseEcofin Acquisition Corp. III TRTL · Entity 109785 OtherClass B Ordinary Shares · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037920 · ownership.xml · derivative · entry 1

TortoiseEcofin Sponsor III LLC · CIK 0001847113 · 10% owner

TortoiseEcofin Borrower LLC · CIK 0001735321 · 10% owner

TortoiseEcofin Investments, LLC · CIK 0001730884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,505,000

Underlying: Class A Ordinary Shares · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · kind: In connection with the Issuer's initial public offering and the appointment of Juan J. Daboub, William J. Clinton and Mary Beth Mandanas to the Issuer's Board of Directors, TortoiseEcofin Sponsor III forfeited 120,000 Class B Ordinary Shares to the Issuer and the Issuer issued 40,000 Class B Ordinary Shares to each of Juan J. Daboub, William J. Clinton and Mary Beth Mandanas.

F1 · derivative.exercise_date: The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · derivative.expiration_date: The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · ownership.nature: TortoiseEcofin Sponsor III LLC is the record holder of the shares reported herein. TortoiseEcofin Borrower LLC is the managing member of TortoiseEcofin Sponsor III LLC. TortoiseEcofin Parent Holdco LLC is the sole member of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is the sole member of TortoiseEcofin Parent Holdco LLC. Accordingly, TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC may be deemed to have or share beneficial ownership of the Class B Ordinary Shares held directly by TortoiseEcofin Sponsor III LLC. The address of each of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is 6363 College Boulevard, Overland Park, Kansas 66211.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.