Spears Kirsten M.

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 3

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,988

F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 47,936 RSUs.

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,426

F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 46,374 RSUs.

SEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,864

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2020 under the LSI Corporation 2003 Equity Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 44,812 RSUs.

SEC source: 0001730168-20-000230 · wf-form4_160867386283018.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,614

F1 · price: Transaction executed in multiple trades at prices ranging from $429.14 to $429.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 41,562 restricted stock units.

SEC source: 0001730168-20-000217 · wf-form4_160824351609093.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,586

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 41,562 RSUs.

SEC source: 0001730168-20-000205 · wf-form4_160765077304971.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,330

F1 · date: Award approved on December 8, 2020 with an effective grant date of December 15, 2020.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the LSI Corporation 2003 Equity Incentive Plan, as amended. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2020, subject to continued service with the Issuer.

F3 · balance_after: Includes 43,062 RSUs.

SEC source: 0001730168-20-000180 · wf-form4_160210313339620.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,330

F1 · balance_after: Includes 30,062 RSUs and 52 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2020.

SEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · derivative · entry 6

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 750 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · derivative · entry 5

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 15,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

SEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 4

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,278

F3 · price: Transaction executed in multiple trades at prices ranging from $316.82 to $316.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 30,062 restricted stock units.

SEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 3

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,621

F2 · price: Transaction executed in multiple trades at prices ranging from $315.79 to $316.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 30,062 restricted stock units.

SEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 30,062 restricted stock units.

SEC source: 0001730168-20-000111 · wf-form4_159199524270592.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 30,062 restricted stock units.

SEC source: 0001730168-20-000081 · wf-form4_158577707520360.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278

F1 · price: Transaction executed in multiple trades at prices ranging from $235.21 to $235.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 30,062 restricted stock units.

SEC source: 0001730168-20-000063 · wf-form4_158457832447947.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,278

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 30,062 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

SEC source: 0001730168-20-000063 · wf-form4_158457832447947.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,221

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 30,062 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

SEC source: 0001730168-20-000055 · wf-form4_158448143463435.xml · derivative · entry 3

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 2,000 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested.

F1 · derivative.expiration_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested.

SEC source: 0001730168-20-000055 · wf-form4_158448143463435.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,227

F4 · shares: On March 15, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of RSUs that vested on March 15, 2020 with respect to the third of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the 2009 Avago Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU.

F3 · balance_after: Includes 30,062 restricted stock units ("RSU").

SEC source: 0001730168-20-000055 · wf-form4_158448143463435.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 30,062 restricted stock units ("RSU").

SEC source: 0001730168-20-000038 · wf-form4_158405221284467.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,352

F3 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 36,750 RSUs.

SEC source: 0001730168-20-000038 · wf-form4_158405221284467.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,102

F1 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 36,750 RSUs.

SEC source: 0001730168-19-000136 · wf-form4_157670888684713.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,607

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 36,750 RSUs and 33 shares acquired under the Issuer's Employee Stock Purchase Plan on September 13, 2019.

SEC source: 0001730168-19-000080 · wf-form4_155432705531699.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,318

F1 · balance_after: Includes 38,250 Restricted Stock Units.

SEC source: 0001730168-19-000062 · wf-form4_155312021016551.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,318

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.

F2 · balance_after: Includes 38,250 RSUs.

SEC source: 0001730168-19-000062 · wf-form4_155312021016551.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,248

F1 · shares: On March 18, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vested on March 15, 2019 with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 38,250 RSUs.

SEC source: 0001730168-19-000048 · wf-form4_155303755529155.xml · derivative · entry 5

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, $0.001 par value · 2,000 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested.

F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested.

SEC source: 0001730168-19-000048 · wf-form4_155303755529155.xml · derivative · entry 4

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 1,750 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested.

SEC source: 0001730168-19-000048 · wf-form4_155303755529155.xml · nonDerivative · entry 3

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,373

F5 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including Performance RSUs previously granted to the Reporting Person.

F3 · balance_after: Includes 38,250 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2019.

SEC source: 0001730168-19-000048 · wf-form4_155303755529155.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 38,250 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2019.

SEC source: 0001730168-19-000048 · wf-form4_155303755529155.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 38,250 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2019.

SEC source: 0001730168-19-000028 · wf-form4_155192441602297.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,967

F1 · shares: On March 4, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2019, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 46,375 RSUs.

SEC source: 0001730168-18-000077 · wf-form4_154525883631380.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,717

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 45,125 RSUs.

SEC source: 0001730168-18-000059 · wf-form4_154422930230295.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,461

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 6,250 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 46,625 RSUs.

SEC source: 0001730168-18-000043 · wf-form4_153851559954311.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,461

F1 · balance_after: Includes 21,625 Restricted Stock Units and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2018.

SEC source: 0001730168-18-000015 · wf-form4_152893088381490.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,614

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 21,625 RSUs.

SEC source: 0001649338-18-000063 · wf-form4_152227764126986.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,854

F1 · balance_after: Includes 24,125 Restricted Share Units.

SEC source: 0001649338-18-000061 · wf-form4_152168021580275.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,854

F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.

F2 · balance_after: Includes 24,125 RSUs.

SEC source: 0001649338-18-000053 · wf-form4_152159058872049.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,590

F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.

F2 · balance_after: Includes 24,125 RSUs.

SEC source: 0001649338-18-000053 · wf-form4_152159058872049.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,258

F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.

F2 · balance_after: Includes 24,125 RSUs.

SEC source: 0001649338-18-000043 · wf-form4_152123636927276.xml · derivative · entry 5

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares, no par value · 2,000 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

SEC source: 0001649338-18-000043 · wf-form4_152123636927276.xml · derivative · entry 4

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Ordinary Shares, no par value · 1,750 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested.

SEC source: 0001649338-18-000043 · wf-form4_152123636927276.xml · nonDerivative · entry 3

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,388

F5 · shares: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the 2009 Avago Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index.

F3 · balance_after: Includes 29,750 Restricted Share Units and 39 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2018.

SEC source: 0001649338-18-000043 · wf-form4_152123636927276.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.

F3 · balance_after: Includes 29,750 Restricted Share Units and 39 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2018.

SEC source: 0001649338-18-000043 · wf-form4_152123636927276.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.

F3 · balance_after: Includes 29,750 Restricted Share Units and 39 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2018.

SEC source: 0001649338-18-000022 · wf-form4_152106636912785.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,724

F1 · date: Award approved on March 13, 2018 with an effective grant date of March 15, 2018.

F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of March 15, 2018.

F3 · balance_after: Includes 29,750 RSUs.

SEC source: 0001649338-18-000010 · wf-form4_152030115336545.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,724

F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.

F2 · balance_after: Includes 24,750 RSUs.

SEC source: 0001649338-17-000149 · wf-form4_151373150967926.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923

F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.

F2 · balance_after: Includes 25,274 RSUs.

SEC source: 0001649338-17-000137 · wf-form4_151260965729068.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,317

F1 · date: Award approved on December 4, 2017 with an effective grant date of December 15, 2017.

F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2017.

F3 · balance_after: Includes 26,024 RSUs and 43 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2017.

SEC source: 0001649338-17-000099 · wf-form4_149705115028312.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,274

F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grants, including RSU grants previously reported in Table 1, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.

F2 · balance_after: Includes 23,024 RSUs.

SEC source: 0001649338-17-000070 · wf-form4_149021909787628.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,580

F1 · price: Transaction executed in multiple trades at prices ranging from $221.75 to $221.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 25,524 Restricted Share Units.