Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | CFO & Chief Accounting Officer | March 16, 2026 | March 19, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Principal Accounting Officer | March 27, 2018 | March 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date March 16, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 387,794 |
Reported balance
After 2026-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-16 · Sale · Disposed 120 · Balance 387,794 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F2: Transaction executed in multiple trades at prices ranging from $321.18 to $321.61 per share. F3: Includes 90,000 RSUs. F4: Includes 37 shares acquired under the Issuer 's Employee Stock Purchase Plan on March 13, 2026. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 386,624 |
Reported balance
After 2026-03-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-16 · Sale · Disposed 1,170 · Balance 386,624 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F5: Transaction executed in multiple trades at prices ranging from $322.28 to $323.24 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 384,230 |
Reported balance
After 2026-03-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-16 · Sale · Disposed 2,394 · Balance 384,230 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F6: Transaction executed in multiple trades at prices ranging from $323.29 to $324.28 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 379,067 |
Reported balance
After 2026-03-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-16 · Sale · Disposed 5,163 · Balance 379,067 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F7: Transaction executed in multiple trades at prices ranging from $324.29 to $325.27 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 375,291 |
Reported balance
After 2026-03-16 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-03-16 · Sale · Disposed 3,776 · Balance 375,291 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F8: Transaction executed in multiple trades at prices ranging from $325.29 to $326.28 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 371,986 |
Reported balance
After 2026-03-16 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-03-16 · Sale · Disposed 3,305 · Balance 371,986 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F9: Transaction executed in multiple trades at prices ranging from $326.29 to $327.24 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 366,839 |
Reported balance
After 2026-03-16 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2026-03-16 · Sale · Disposed 5,147 · Balance 366,839 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F10: Transaction executed in multiple trades at prices ranging from $327.29 to $328.28 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 364,052 |
Reported balance
After 2026-03-16 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2026-03-16 · Sale · Disposed 2,787 · Balance 364,052 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F11: Transaction executed in multiple trades at prices ranging from $328.29 to $329.11 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 360,337 |
Reported balance
After 2026-03-17 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2026-03-17 · Sale · Disposed 3,715 · Balance 360,337 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F12: Transaction executed in multiple trades at prices ranging from $317.51 to $318.50 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 357,047 |
Reported balance
After 2026-03-17 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2026-03-17 · Sale · Disposed 3,290 · Balance 357,047 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F13: Transaction executed in multiple trades at prices ranging from $318.51 to $319.50 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 350,443 |
Reported balance
After 2026-03-17 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2026-03-17 · Sale · Disposed 6,604 · Balance 350,443 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F14: Transaction executed in multiple trades at prices ranging from $319.54 to $320.53 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 345,553 |
Reported balance
After 2026-03-17 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2026-03-17 · Sale · Disposed 4,890 · Balance 345,553 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F15: Transaction executed in multiple trades at prices ranging from $320.54 to $321.52 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 340,264 |
Reported balance
After 2026-03-17 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2026-03-17 · Sale · Disposed 5,289 · Balance 340,264 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F16: Transaction executed in multiple trades at prices ranging from $321.55 to $322.53 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 335,009 |
Reported balance
After 2026-03-17 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2026-03-17 · Sale · Disposed 5,255 · Balance 335,009 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F17: Transaction executed in multiple trades at prices ranging from $322.55 to $323.54 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 332,951 |
Reported balance
After 2026-03-17 transaction · row 15
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 15 · 2026-03-17 · Sale · Disposed 2,058 · Balance 332,951 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F18: Transaction executed in multiple trades at prices ranging from $323.56 to $324.55 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 329,919 |
Reported balance
After 2026-03-17 transaction · row 16
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 16 · 2026-03-17 · Sale · Disposed 3,032 · Balance 329,919 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F19: Transaction executed in multiple trades at prices ranging from $324.57 to $325.53 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 328,240 |
Reported balance
After 2026-03-17 transaction · row 17
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 17 · 2026-03-17 · Sale · Disposed 1,679 · Balance 328,240 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F20: Transaction executed in multiple trades at prices ranging from $325.58 to $326.53 per share. F3: Includes 90,000 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 327,760 |
Reported balance
After 2026-03-17 transaction · row 18
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 18 · 2026-03-17 · Sale · Disposed 480 · Balance 327,760 F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. F21: Transaction executed in multiple trades at prices ranging from $326.58 to $327.01 per share. F3: Includes 90,000 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
F2: Transaction executed in multiple trades at prices ranging from $321.18 to $321.61 per share.
F3: Includes 90,000 RSUs.
F4: Includes 37 shares acquired under the Issuer 's Employee Stock Purchase Plan on March 13, 2026.
F5: Transaction executed in multiple trades at prices ranging from $322.28 to $323.24 per share.
F6: Transaction executed in multiple trades at prices ranging from $323.29 to $324.28 per share.
F7: Transaction executed in multiple trades at prices ranging from $324.29 to $325.27 per share.
F8: Transaction executed in multiple trades at prices ranging from $325.29 to $326.28 per share.
F9: Transaction executed in multiple trades at prices ranging from $326.29 to $327.24 per share.
F10: Transaction executed in multiple trades at prices ranging from $327.29 to $328.28 per share.
F11: Transaction executed in multiple trades at prices ranging from $328.29 to $329.11 per share.
F12: Transaction executed in multiple trades at prices ranging from $317.51 to $318.50 per share.
F13: Transaction executed in multiple trades at prices ranging from $318.51 to $319.50 per share.
F14: Transaction executed in multiple trades at prices ranging from $319.54 to $320.53 per share.
F15: Transaction executed in multiple trades at prices ranging from $320.54 to $321.52 per share.
F16: Transaction executed in multiple trades at prices ranging from $321.55 to $322.53 per share.
F17: Transaction executed in multiple trades at prices ranging from $322.55 to $323.54 per share.
F18: Transaction executed in multiple trades at prices ranging from $323.56 to $324.55 per share.
F19: Transaction executed in multiple trades at prices ranging from $324.57 to $325.53 per share.
F20: Transaction executed in multiple trades at prices ranging from $325.58 to $326.53 per share.
F21: Transaction executed in multiple trades at prices ranging from $326.58 to $327.01 per share.
Broadcom Ltd
Report date March 27, 2018 · Filed March 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 26,854 |
Reported balance
After 2018-03-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-27 · Sale · Disposed 5,000 · Balance 26,854 F1: Includes 24,125 Restricted Share Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 24,125 Restricted Share Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 337 | $353.24 | $119,040.87 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 15 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,764 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F17 · price: Transaction executed in multiple trades at prices ranging from $352.69 to $353.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 164 | $351.89 | $57,709.30 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 14 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,101 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F16 · price: Transaction executed in multiple trades at prices ranging from $351.50 to $352.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 675 | $350.08 | $236,306.70 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 13 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,265 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F15 · price: Transaction executed in multiple trades at prices ranging from $349.68 to $350.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 695 | $348.96 | $242,529.98 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 12 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,940 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F14 · price: Transaction executed in multiple trades at prices ranging from $348.59 to $349.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,161 | $348.02 | $404,050.06 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 11 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,635 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F13 · price: Transaction executed in multiple trades at prices ranging from $347.40 to $348.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 626 | $346.80 | $217,095.55 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 10 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,796 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F12 · price: Transaction executed in multiple trades at prices ranging from $346.31 to $347.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,682 | $345.76 | $581,571.68 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 9 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,422 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F11 · price: Transaction executed in multiple trades at prices ranging from $345.31 to $346.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,306 | $344.59 | $450,028.01 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 8 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,104 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F10 · price: Transaction executed in multiple trades at prices ranging from $344.23 to $345.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 418 | $343.68 | $143,657.82 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 7 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,410 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F9 · price: Transaction executed in multiple trades at prices ranging from $343.12 to $343.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 96 | $363.63 | $34,908.48 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 6 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,828 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 604 | $362.78 | $219,119.12 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 5 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,924 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F8 · price: Transaction executed in multiple trades at prices ranging from $362.38 to $363.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 650 | $361.41 | $234,916.50 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 4 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,528 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F7 · price: Transaction executed in multiple trades at prices ranging from $361.00 to $361.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,003 | $360.28 | $721,646.85 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 3 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,178 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F6 · price: Transaction executed in multiple trades at prices ranging from $359.85 to $360.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 834 | $359.25 | $299,613.67 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,181 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F4 · price: Transaction executed in multiple trades at prices ranging from $358.81 to $359.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Includes 114,063 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 634 | $358.35 | $227,193.90 |
DisclosureSEC source: 0001730168-25-000106 · wk-form4_1758243868.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,015 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F2 · price: Transaction executed in multiple trades at prices ranging from $357.77 to $358.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 114,063 RSUs and 62 shares acquired under the Issuer's Employee Stock Purchase Plan on September 12, 2025. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:44 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 36,350 | $261.27 | $9,497,128.15 |
DisclosureSEC source: 0001730168-25-000082 · wk-form4_1750974252.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,587 F1 · price: Transaction executed in multiple trades at prices ranging from $260.95 to $261.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 138,120 restricted stock units. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 22:08 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 56,310 | $251.75 | $14,175,986.19 |
DisclosureSEC source: 0001730168-25-000074 · wk-form4_1750716478.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,937 F1 · price: Transaction executed in multiple trades at prices ranging from $251.68 to $251.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 138,120 restricted stock units. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 00:06 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 86,024 | $195.54 | $16,821,132.96 |
DisclosureSEC source: 0001730168-25-000025 · wk-form4_1742342789.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,247 F2 · balance_after: Includes 138,120 RSUs and 68 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2025. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:06 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000025 · wk-form4_1742342789.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,271 F1 · shares: Restricted Stock Units ("RSUs") award granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated that consists of two grants, each for 30,000 RSUs that vest annually over four years with vesting commencement dates on March 15, 2025 and March 15, 2026, and subject to continued service with the Issuer. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 138,120 RSUs and 68 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2025. Read SEC document |
| March 04, 2025 Filed Mar 7, 2025 00:43 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 118,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000015 · wk-form4_1741308186.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,203 F1 · shares: Restricted Stock Units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 253,120 RSUs. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 23:57 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 12,570 | $229.62 | $2,886,323.40 |
DisclosureSEC source: 0001730168-24-000143 · wk-form4_1735257466.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,443 F1 · balance_after: Includes 134,360 restricted stock units. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:00 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 96,682 | $224.80 | $21,734,113.60 |
DisclosureSEC source: 0001730168-24-000129 · wk-form4_1734562795.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,013 F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 105 shares acquired under the Issuer's Employee Stock Purchase Plan on September 13, 2024 and 134,360 restricted stock units. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 21:30 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,000 | $1,343.15 | $4,029,435.00 |
DisclosureSEC source: 0001730168-24-000047 · wk-form4_1712698208.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,459 F1 · balance_after: Includes 32,936 restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:52 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 8,872 | $1,235.50 | $10,961,356.00 |
DisclosureSEC source: 0001730168-24-000031 · wk-form4_1710888755.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,459 F1 · balance_after: Includes 32,936 RSUs and 13 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2024. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:50 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 28,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000019 · wk-form4_1709855447.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,318 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 51,061 RSUs. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 22:11 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $1,043.14 | $2,607,860.00 |
DisclosureSEC source: 0001730168-24-000004 · wk-form4_1704838259.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,880 F1 · balance_after: Includes 22,623 restricted stock units. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $1,140.87 | $2,852,175.00 |
DisclosureSEC source: 0001730168-23-000106 · wk-form4_1703022630.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,380 F1 · balance_after: Includes 22,623 restricted stock units and 19 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2023. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 3,224 | $1,129.74 | $3,642,281.76 |
DisclosureSEC source: 0001730168-23-000106 · wk-form4_1703022630.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,880 F1 · balance_after: Includes 22,623 restricted stock units and 19 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2023. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:56 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,000 | $800.43 | $3,201,716.00 |
DisclosureSEC source: 0001730168-23-000068 · wk-form4_1686603378.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,085 F2 · price: Transaction executed in multiple trades at prices ranging from $800.26 to $800.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 29,123 restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:56 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $792.61 | $1,585,220.00 |
DisclosureSEC source: 0001730168-23-000068 · wk-form4_1686603378.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,085 F1 · balance_after: Includes 29,123 restricted stock units. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:31 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,000 | $619.72 | $4,338,040.00 |
DisclosureSEC source: 0001730168-23-000033 · wf-form4_168020828783134.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,085 F1 · balance_after: Includes 29,123 restricted stock units. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:35 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 9,099 | $626.04 | $5,696,337.96 |
DisclosureSEC source: 0001730168-23-000027 · wf-form4_167908890795985.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,085 F2 · balance_after: Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:35 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000027 · wf-form4_167908890795985.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,184 F1 · shares: Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:00 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 15,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000017 · wf-form4_167848563712581.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,162 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 37,940 RSUs. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:17 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 3,224 | $558.00 | $1,798,992.00 |
DisclosureSEC source: 0001730168-22-000126 · wf-form4_167148820872960.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,345 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 22,123 RSUs and 23 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2022. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 20:33 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $636.23 | $1,272,460.00 |
DisclosureSEC source: 0001730168-22-000052 · wf-form4_164867237612484.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,546 F1 · balance_after: Includes 28,623 restricted stock units. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:33 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,000 | $625.86 | $1,877,565.00 |
DisclosureSEC source: 0001730168-22-000052 · wf-form4_164867237612484.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,546 F1 · balance_after: Includes 28,623 restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:11 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 8,121 | $592.76 | $4,813,803.96 |
DisclosureSEC source: 0001730168-22-000044 · wf-form4_164755148049151.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,546 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 28,623 RSUs and 21 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2022. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 5 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,646 F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F10 · balance_after: Includes 45,497 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 4 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,396 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 39,247 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 3 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,834 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 37,685 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,272 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 36,123 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,710 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the second of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2020, under the LSI Corporation 2003 Equity Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 34,561 RSUs. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $648.10 | $1,296,200.00 |
DisclosureSEC source: 0001730168-21-000167 · wf-form4_164029422326607.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,460 F1 · balance_after: Includes 31,311 restricted stock units. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:08 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 3,596 | $639.86 | $2,300,936.56 |
DisclosureSEC source: 0001730168-21-000157 · wf-form4_163977891930510.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,460 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 31,311 RSUs and 24 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2021. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:03 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,000 | $470.00 | $1,880,000.00 |
DisclosureSEC source: 0001730168-21-000067 · wf-form4_161713820002994.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 F1 · balance_after: Includes 38,561 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:28 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,000 | $464.83 | $2,788,974.00 |
DisclosureSEC source: 0001730168-21-000063 · wf-form4_161679050948742.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,032 F1 · price: Transaction executed in multiple trades at prices ranging from $464.77 to $465.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 38,561 restricted stock units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:57 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 9,607 | $470.77 | $4,522,687.39 |
DisclosureSEC source: 0001730168-21-000057 · wf-form4_161601825168091.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,032 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 38,561 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:57 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000057 · wf-form4_161601825168091.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,639 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Includes 58,561 RSUs and 26 shares acquired under the Issuer's Employee Stock Purchase Plan on March 12, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:28 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000036 · wf-form4_161489690215730.xml · nonDerivative · entry 4 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,238 F7 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 49,186 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.