Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORIZON BANCORP INC /IN/HBNC · Entity 4968 | EVP, Sr. Retail & Mort Lending | September 11, 2023 | September 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORIZON BANCORP INC /IN/
Report date September 11, 2023 · Filed September 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Thrift Plan | 1,664 |
Reported balance
After 2023-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-09-11 · Other · Disposed 1,552 · Balance 1,664 F1: On September 11, 2023, the reporting person disposed of 1,552 shares which were originally purchased under the Horizon Bancorp, Inc. Employees' Thrift Plan (the "Thrift Plan"). However, purchases of Horizon Bancorp, Inc. common stock are not permitted to be made under the terms of the Thrift Plan. Therefore, upon discovery of the erroneous transaction, the original transaction was rescinded through the reported disposition by the reporting person. F2: Adjusted to reflect the reallocation of 94 forfeited shares within the Thrift Plan to the reporting person's account after the date of the reporting person's last ownership report. |
| Common StockSEC Table I · non-derivative | Direct | 16,932 |
Reported balance
Holding disclosure · report date 2023-09-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,932 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 11, 2023, the reporting person disposed of 1,552 shares which were originally purchased under the Horizon Bancorp, Inc. Employees' Thrift Plan (the "Thrift Plan"). However, purchases of Horizon Bancorp, Inc. common stock are not permitted to be made under the terms of the Thrift Plan. Therefore, upon discovery of the erroneous transaction, the original transaction was rescinded through the reported disposition by the reporting person.
F2: Adjusted to reflect the reallocation of 94 forfeited shares within the Thrift Plan to the reporting person's account after the date of the reporting person's last ownership report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2023 Filed Sep 13, 2023 17:33 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | OtherCommon Stock | 1,552 | $10.73 | $16,652.96 |
DisclosureSEC source: 0000706129-23-000105 · wk-form4_1694626414.xml · nonDerivative · entry 1 Najera Noe S · CIK 0001947332 · EVP, Sr. Retail & Mort Lending 10b5-1 filing: Plan reported Ownership: Indirect · By Thrift Plan Disclosed balance after: 1,664 F1 · shares: On September 11, 2023, the reporting person disposed of 1,552 shares which were originally purchased under the Horizon Bancorp, Inc. Employees' Thrift Plan (the "Thrift Plan"). However, purchases of Horizon Bancorp, Inc. common stock are not permitted to be made under the terms of the Thrift Plan. Therefore, upon discovery of the erroneous transaction, the original transaction was rescinded through the reported disposition by the reporting person. F2 · balance_after: Adjusted to reflect the reallocation of 94 forfeited shares within the Thrift Plan to the reporting person's account after the date of the reporting person's last ownership report. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 19:33 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Tax withholdingCommon Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000706129-23-000077 · wf-form4_168253757920607.xml · nonDerivative · entry 1 Najera Noe S · CIK 0001947332 · EVP, Sr. Retail & Mort Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,932 Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 21:05 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 1,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000706129-23-000068 · wf-form4_167960554848044.xml · nonDerivative · entry 1 Najera Noe S · CIK 0001947332 · EVP, Sr. Retail & Mort Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,996 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.