Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Calidi Biotherapeutics, Inc.
Report date June 16, 2023 · Filed September 14, 2023
Jointly reported with First Light Acquisition Group, LLC, FLAG Sponsor Manager, LLC
Section 16 reporting ended · disclosed 2023-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Note | 1,931,852 |
Reported balance
After 2023-09-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-09-12 · Conversion · Acquired 1,931,852 · Balance 1,931,852 F2: In accordance with the Agreement and Plan of Merger, dated January 9, 2023 and as thereafter amended (the "Merger Agreement"), by and among First Light Acquisition Group, Inc. ("FLAG"), Calidi Biotherapeutics, Inc., a Nevada Corporation ("Old Calidi"), FLAG Merger Sub Inc., a Nevada corporation and a wholly-owned subsidiary of FLAG ("Merger Sub"), the Sponsor, in the capacity as representative for the stockholders of FLAG and Allan Camaisa, in the capacity as representative of the stockholders of Old Calidi, on September 12, 2023, in connection with the closing of the transactions contemplated by the Merger Agreement, 1,931,852 shares of Class B common stock of FLAG directly owned by the Sponsor converted automatically, on a one-for-one basis, into 1,931,852 shares of Class A common stock of FLAG. FLAG then changed its name to Calidi Biotherapeutics, Inc. ("New Calidi") and the class A common stock was designated common stock. F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Note | 2,383,813 |
Reported balance
After 2023-06-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-16 · Sale · Disposed 191,990 · Balance 2,383,813 F3: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F4: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement. F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Note | 2,284,425 |
Reported balance
After 2023-09-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-12 · Sale · Disposed 99,388 · Balance 2,284,425 F3: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F4: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement. F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Note | 2,098,053 |
Reported balance
After 2023-09-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-12 · Sale · Disposed 186,372 · Balance 2,098,053 F3: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F5: In connection with the transactions contemplated by the Merger Agreement, in order to induce investors to provide financing to New Calidi and to extinguish certain outstanding promissory notes of FLAG, the Sponsor transferred to such investors, for no cash or other payment, an aggregate of 186,372 shares of Class B common stock of FLAG. F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Note | 1,931,852 |
Reported balance
After 2023-09-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-09-12 · Other · Disposed 166,201 · Balance 1,931,852 F3: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F6: The Sponsor forfeited the shares of Class B common stock of FLAG to FLAG for no consideration in connection with the transactions contemplated by the Merger Agreement. F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Note | 0 |
Reported balance
After 2023-09-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-09-12 · Conversion · Disposed 1,931,852 · Balance 0 F3: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F2: In accordance with the Agreement and Plan of Merger, dated January 9, 2023 and as thereafter amended (the "Merger Agreement"), by and among First Light Acquisition Group, Inc. ("FLAG"), Calidi Biotherapeutics, Inc., a Nevada Corporation ("Old Calidi"), FLAG Merger Sub Inc., a Nevada corporation and a wholly-owned subsidiary of FLAG ("Merger Sub"), the Sponsor, in the capacity as representative for the stockholders of FLAG and Allan Camaisa, in the capacity as representative of the stockholders of Old Calidi, on September 12, 2023, in connection with the closing of the transactions contemplated by the Merger Agreement, 1,931,852 shares of Class B common stock of FLAG directly owned by the Sponsor converted automatically, on a one-for-one basis, into 1,931,852 shares of Class A common stock of FLAG. FLAG then changed its name to Calidi Biotherapeutics, Inc. ("New Calidi") and the class A common stock was designated common stock. F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2: In accordance with the Agreement and Plan of Merger, dated January 9, 2023 and as thereafter amended (the "Merger Agreement"), by and among First Light Acquisition Group, Inc. ("FLAG"), Calidi Biotherapeutics, Inc., a Nevada Corporation ("Old Calidi"), FLAG Merger Sub Inc., a Nevada corporation and a wholly-owned subsidiary of FLAG ("Merger Sub"), the Sponsor, in the capacity as representative for the stockholders of FLAG and Allan Camaisa, in the capacity as representative of the stockholders of Old Calidi, on September 12, 2023, in connection with the closing of the transactions contemplated by the Merger Agreement, 1,931,852 shares of Class B common stock of FLAG directly owned by the Sponsor converted automatically, on a one-for-one basis, into 1,931,852 shares of Class A common stock of FLAG. FLAG then changed its name to Calidi Biotherapeutics, Inc. ("New Calidi") and the class A common stock was designated common stock.
F3: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment.
F4: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement.
F5: In connection with the transactions contemplated by the Merger Agreement, in order to induce investors to provide financing to New Calidi and to extinguish certain outstanding promissory notes of FLAG, the Sponsor transferred to such investors, for no cash or other payment, an aggregate of 186,372 shares of Class B common stock of FLAG.
F6: The Sponsor forfeited the shares of Class B common stock of FLAG to FLAG for no consideration in connection with the transactions contemplated by the Merger Agreement.
KEYW HOLDING CORP
Report date June 11, 2019 · Filed June 13, 2019
Section 16 reporting ended · disclosed 2019-06-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.001SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-06-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-06-11 · Other · Disposed 47,528 · Balance 109,790 Row 2 · 2019-06-12 · Disposition to issuer · Disposed 84,790 · Balance 25,000 F1: These restricted stock units were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. Row 3 · 2019-06-12 · Disposition to issuer · Disposed 25,000 · Balance 0 F2: These unvested restricted stock award shares were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. |
| Long-Term Incentive Share rightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-09-30 | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-12 · Disposition to issuer · Disposed 400,000 · Balance 0 F3: These Long-Term Incentive Share rights, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacob Engineering Group Inc. |
| Performance-based restricted stock unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-03 | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-12 · Disposition to issuer · Disposed 35,203 · Balance 0 F4: These performance-based restricted stock units, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. |
| Performance-based restricted stock unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-12 | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-12 · Disposition to issuer · Disposed 64,982 · Balance 0 F4: These performance-based restricted stock units, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc.
F2: These unvested restricted stock award shares were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc.
F3: These Long-Term Incentive Share rights, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacob Engineering Group Inc.
F4: These performance-based restricted stock units, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | Calidi Biotherapeutics, Inc. CLDI · Entity 8408 | ConversionClass B Common Stock, par value $0.0001 per share · Derivative | 1,931,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019095 · doc4.xml · derivative · entry 6 First Light Acquisition Group, LLC · CIK 0001855489 · 10% owner Weber William John · CIK 0001464648 · 10% owner FLAG Sponsor Manager, LLC · CIK 0001882920 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 1,931,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F2 · price: In accordance with the Agreement and Plan of Merger, dated January 9, 2023 and as thereafter amended (the "Merger Agreement"), by and among First Light Acquisition Group, Inc. ("FLAG"), Calidi Biotherapeutics, Inc., a Nevada Corporation ("Old Calidi"), FLAG Merger Sub Inc., a Nevada corporation and a wholly-owned subsidiary of FLAG ("Merger Sub"), the Sponsor, in the capacity as representative for the stockholders of FLAG and Allan Camaisa, in the capacity as representative of the stockholders of Old Calidi, on September 12, 2023, in connection with the closing of the transactions contemplated by the Merger Agreement, 1,931,852 shares of Class B common stock of FLAG directly owned by the Sponsor converted automatically, on a one-for-one basis, into 1,931,852 shares of Class A common stock of FLAG. FLAG then changed its name to Calidi Biotherapeutics, Inc. ("New Calidi") and the class A common stock was designated common stock. F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F1 · ownership.nature: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | Calidi Biotherapeutics, Inc. CLDI · Entity 8408 | OtherClass B Common Stock, par value $0.0001 per share · Derivative | 166,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019095 · doc4.xml · derivative · entry 5 First Light Acquisition Group, LLC · CIK 0001855489 · 10% owner Weber William John · CIK 0001464648 · 10% owner FLAG Sponsor Manager, LLC · CIK 0001882920 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 1,931,852 Underlying: Class A Common Stock, par value $0.0001 per share · 166,201 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F6 · kind: The Sponsor forfeited the shares of Class B common stock of FLAG to FLAG for no consideration in connection with the transactions contemplated by the Merger Agreement. F6 · price: The Sponsor forfeited the shares of Class B common stock of FLAG to FLAG for no consideration in connection with the transactions contemplated by the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F1 · ownership.nature: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | Calidi Biotherapeutics, Inc. CLDI · Entity 8408 | SaleClass B Common Stock, par value $0.0001 per share · Derivative | 186,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019095 · doc4.xml · derivative · entry 4 First Light Acquisition Group, LLC · CIK 0001855489 · 10% owner Weber William John · CIK 0001464648 · 10% owner FLAG Sponsor Manager, LLC · CIK 0001882920 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 2,098,053 Underlying: Class A Common Stock, par value $0.0001 per share · 186,372 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F5 · kind: In connection with the transactions contemplated by the Merger Agreement, in order to induce investors to provide financing to New Calidi and to extinguish certain outstanding promissory notes of FLAG, the Sponsor transferred to such investors, for no cash or other payment, an aggregate of 186,372 shares of Class B common stock of FLAG. F5 · price: In connection with the transactions contemplated by the Merger Agreement, in order to induce investors to provide financing to New Calidi and to extinguish certain outstanding promissory notes of FLAG, the Sponsor transferred to such investors, for no cash or other payment, an aggregate of 186,372 shares of Class B common stock of FLAG. F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F1 · ownership.nature: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | Calidi Biotherapeutics, Inc. CLDI · Entity 8408 | SaleClass B Common Stock, par value $0.0001 per share · Derivative | 99,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019095 · doc4.xml · derivative · entry 3 First Light Acquisition Group, LLC · CIK 0001855489 · 10% owner Weber William John · CIK 0001464648 · 10% owner FLAG Sponsor Manager, LLC · CIK 0001882920 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 2,284,425 Underlying: Class A Common Stock, par value $0.0001 per share · 99,388 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F4 · kind: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement. F4 · price: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F1 · ownership.nature: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 21:00 UTC | Calidi Biotherapeutics, Inc. CLDI · Entity 8408 | ConversionCommon Stock, par value $0.0001 per share | 1,931,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019095 · doc4.xml · nonDerivative · entry 1 First Light Acquisition Group, LLC · CIK 0001855489 · 10% owner Weber William John · CIK 0001464648 · 10% owner FLAG Sponsor Manager, LLC · CIK 0001882920 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 1,931,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: In accordance with the Agreement and Plan of Merger, dated January 9, 2023 and as thereafter amended (the "Merger Agreement"), by and among First Light Acquisition Group, Inc. ("FLAG"), Calidi Biotherapeutics, Inc., a Nevada Corporation ("Old Calidi"), FLAG Merger Sub Inc., a Nevada corporation and a wholly-owned subsidiary of FLAG ("Merger Sub"), the Sponsor, in the capacity as representative for the stockholders of FLAG and Allan Camaisa, in the capacity as representative of the stockholders of Old Calidi, on September 12, 2023, in connection with the closing of the transactions contemplated by the Merger Agreement, 1,931,852 shares of Class B common stock of FLAG directly owned by the Sponsor converted automatically, on a one-for-one basis, into 1,931,852 shares of Class A common stock of FLAG. FLAG then changed its name to Calidi Biotherapeutics, Inc. ("New Calidi") and the class A common stock was designated common stock. F1 · ownership.nature: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| June 16, 2023 Filed Sep 14, 2023 21:00 UTC | Calidi Biotherapeutics, Inc. CLDI · Entity 8408 | SaleClass B Common Stock, par value $0.0001 per share · Derivative | 191,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019095 · doc4.xml · derivative · entry 2 First Light Acquisition Group, LLC · CIK 0001855489 · 10% owner Weber William John · CIK 0001464648 · 10% owner FLAG Sponsor Manager, LLC · CIK 0001882920 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 2,383,813 Underlying: Class A Common Stock, par value $0.0001 per share · 191,990 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F4 · kind: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement. F4 · price: In connection with an investment of an aggregate $12,500,000 by Jackson Investment Group, LLC ("Jackson) in Series B Preferred Stock of Old Calidi, the Sponsor transferred 191,990 shares of Class B common stock of FLAG to Jackson on June 16, 2023, with an additional 99,388 shares of Class B common stock of FLAG transferred to Jackson on September 12, 2023 in connection with the closing of the transactions contemplated by the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of FLAG, the shares of Class B common stock of FLAG had no expiration date and were automatically convertible into shares of Class A common stock of FLAG at the time of FLAG's initial business combination on a one-for-one basis, subject to adjustment. F1 · ownership.nature: This Form 4 is being filed by First Light Acquisition Group, LLC, a Delaware limited liability company ("Sponsor"), FLAG Sponsor Manager, LLC, a Delaware limited liability company ("Manager LLC"), and William J. Weber (collectively, the "Reporting Persons"). Mr. Weber is the sole manager and member of Manager LLC, which is the manager of the Sponsor. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 14:17 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Disposition to issuerPerformance-based restricted stock units · Derivative | 64,982 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001464648-19-000003 · primary_doc.xml · derivative · entry 6 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 · 64,982 shares Expires 2022-03-12 F4 · derivative.exercise_date: These performance-based restricted stock units, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 14:17 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Disposition to issuerPerformance-based restricted stock units · Derivative | 35,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001464648-19-000003 · primary_doc.xml · derivative · entry 5 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 · 35,203 shares Expires 2021-06-03 F4 · derivative.exercise_date: These performance-based restricted stock units, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 14:17 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Disposition to issuerLong-Term Incentive Share rights · Derivative | 400,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001464648-19-000003 · primary_doc.xml · derivative · entry 4 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 · 400,000 shares Expires 2020-09-30 F3 · derivative.exercise_date: These Long-Term Incentive Share rights, previously not deemed a derivative security for purposes of Section 16, were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacob Engineering Group Inc. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 14:17 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Disposition to issuerCommon stock, par value $0.001 | 25,000 | $11.25 | $281,250.00 |
DisclosureSEC source: 0001464648-19-000003 · primary_doc.xml · nonDerivative · entry 3 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: These unvested restricted stock award shares were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 14:17 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Disposition to issuerCommon stock, par value $0.001 | 84,790 | $11.25 | $953,887.50 |
DisclosureSEC source: 0001464648-19-000003 · primary_doc.xml · nonDerivative · entry 2 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: These restricted stock units were cancelled in the merger in exchange for a payment of $11.25 per share pursuant to the Merger Agreement between the issuer and Jacobs Engineering Group Inc. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 14:17 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | OtherCommon stock, par value $0.001 | 47,528 | $11.25 | $534,690.00 |
DisclosureSEC source: 0001464648-19-000003 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,790 Read SEC document |
| May 09, 2019 Filed May 13, 2019 13:08 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | GrantCommon stock, par value $0.001 | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001464648-19-000002 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,318 F1 · shares: On December 20, 2017, the Reporting Person was granted a Performance Restricted Stock Unit Award pursuant to the terms and conditions of the Company's Amended and Restated 2013 Stock Incentive Plan. On May 9, 2019 the performance criteria was met. The Reporting Person is entitled to receive one (1) share of Common Stock for each Restricted Stock Unit (RSU) upon vesting. RSUs vest on 12/20/20 (three-year cliff vesting). Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 16:44 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | GrantCommon stock, par value $0.001 | 43,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001464648-19-000001 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,818 F1 · shares: Restricted Stock Units (RSUs)issued pursuant to the terms and conditions of the Company's Amended and Restated 2013 Stock Incentive Plan. The Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. RSUs vest on 3/13/22 (three year cliff vesting). Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 18:40 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Tax withholdingCommon stock, par value $0.001 | 7,525 | $8.84 | $66,521.00 |
DisclosureSEC source: 0001464648-18-000002 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,496 F1 · shares: Represents shares withheld by The KeyW Holding Corporation ("Company") to satisfy tax withholding obligations in connection with the vesting of 25,000 shares of restricted stock. The fair market value of the shares withheld to pay taxes was determined based on the closing price on October 1, 2018. No shares were sold by the Company or the reporting person. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 18:42 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | GrantCommon stock, par value $0.001 | 23,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001464648-18-000001 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,021 F1 · shares: Restricted Stock Units (RSUs)issued pursuant to the terms and conditions of the Company's 2013 Stock Incentive Plan. The Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. RSUs vest on 6/4/21 (three year cliff vesting). Read SEC document |
| December 20, 2017 Filed Dec 20, 2017 19:13 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | GrantCommon stock, par value $0.001 | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001464648-17-000001 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,553 F1 · shares: Restricted Stock Units (RSUs) issued pursuant to the terms and conditions of the Company's 2013 Stock Incentive Plan. The Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. RSUs vest on 12/20/20 (three year cliff vesting). Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 19:32 UTC | KEYW HOLDING CORP KEYW · Entity 156754 | Tax withholdingCommon stock, par value $0.001 | 19,947 | $11.04 | $220,214.88 |
DisclosureSEC source: 0001464648-16-000005 · primary_doc.xml · nonDerivative · entry 1 Weber William John · CIK 0001464648 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,053 F1 · shares: Represents shares withheld by The KEYW Holding Corporation ("Company") to satisfy tax withholding obligations in connection with the vesting of 50,000 shares of restricted stock. The fair market value of the shares withheld to pay taxes was determined based on the closing price on September 30, 2016. No shares were sold by the Company or the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.