Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| uniQure N.V.QURE · Entity 4162 | President, R&D | September 18, 2023 | September 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
uniQure N.V.
Report date September 18, 2023 · Filed September 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 163,404 |
Reported balance
After 2023-09-18 transaction · row 1
1 source rowRow 1 · 2023-09-18 · Sale · Disposed 5,841 · Balance 163,404 F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.43 to $7.47. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.43 to $7.47. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2023 Filed Sep 20, 2023 20:45 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 5,841 | $7.46 | $43,573.86 |
DisclosureSEC source: 0000904454-23-000529 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,404 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.43 to $7.47. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 22:01 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 837 | $21.04 | $17,610.48 |
DisclosureSEC source: 0000904454-23-000217 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,245 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.35 to $21.36. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:14 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,944 | $19.58 | $135,963.52 |
DisclosureSEC source: 0000899243-23-006581 · doc4.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,082 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. 6,824 of the shares were sold in multiple transactions at prices ranging from $19.21 to $19.81, 63 of the shares were sold at $20.86 and 57 of the shares were sold at $20.87. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:47 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 80,600 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0000904454-23-000180 · edgar.xml · derivative · entry 2 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,600 Underlying: Ordinary Shares · 80,600 shares Expires 2033-02-23 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:47 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 46,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-23-000180 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,026 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:07 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 2,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005846 · doc4.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,326 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which were earned on February 20, 2023 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 21:05 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,219 | $22.30 | $49,483.70 |
DisclosureSEC source: 0000904454-22-000619 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,406 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.23 to $22.60. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 21:00 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 7,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-037024 · doc4.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,625 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on November 22, 2022 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:57 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 1,484 | $16.68 | $24,753.12 |
DisclosureSEC source: 0000904454-22-000207 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,325 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.64 to $16.82. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:51 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 94,281 | $0.00 Strike: $16.04 | $0.00 |
DisclosureSEC source: 0000904454-22-000185 · edgar.xml · derivative · entry 2 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,281 Underlying: Ordinary Shares · 94,281 shares Expires 2032-02-24 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:51 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 54,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-22-000185 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,809 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 17:19 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 8,603 | $37.10 | $319,171.30 |
DisclosureSEC source: 0000904454-21-000666 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,126 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.00 to $37.21. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:28 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 21,947 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000249 · edgar.xml · derivative · entry 2 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,947 Underlying: Ordinary Shares · 21,947 shares Expires 2031-02-25 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:28 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 12,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000249 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,729 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:38 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $38.67 | $0.00 |
DisclosureSEC source: 0000904454-20-000618 · edgar.xml · derivative · entry 3 Dolmetsch Ricardo · CIK 0001825206 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Ordinary Shares · 35,000 shares Expires 2030-09-15 F3 · derivative.exercise_date: The Stock Option vests over four years, with 25% vesting after twelve months from the date of grant and then 6.25% every three months thereafter, subject to the Reporting Person's continued relationship with the Issuer through each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:38 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000618 · edgar.xml · nonDerivative · entry 2 Dolmetsch Ricardo · CIK 0001825206 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F2 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments over three years, subject to the Reporting Person's continued relationship with the Issuer through each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:38 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000618 · edgar.xml · nonDerivative · entry 1 Dolmetsch Ricardo · CIK 0001825206 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in full on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.