Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | Director · CEO | September 22, 2023 | September 26, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date September 22, 2023 · Filed September 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 950,412 |
Ending reported balance
After 2023-09-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-09-22 · Exercise / conversion · Acquired 223,578 · Balance 1,199,988 F1: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Row 2 · 2023-09-22 · Disposition to issuer · Disposed 223,578 · Balance 976,410 F1: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Row 3 · 2023-09-23 · Tax withholding · Disposed 25,998 · Balance 950,412 F2: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. |
| Phantom Share UnitSEC Table II · derivative / convertible security · Expires 2023-09-22 | Direct | 0 |
Reported balance
After 2023-09-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-22 · Exercise / conversion · Disposed 223,578 · Balance 0 F1: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.
F2: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CommerceHub, Inc.
Report date May 21, 2018 · Filed May 23, 2018
Section 16 reporting ended · disclosed 2018-05-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-21 transaction · row 1
1 source rowRow 1 · 2018-05-21 · Disposition to issuer · Disposed 33,219 · Balance 0 F1: Includes restricted stock units ("RSUs") and deferred stock units ("DSUs") with respect to the Issuer's Series C common stock. The reporting person's RSUs were scheduled to vest upon the earlier of (i) June 16, 2018 or (ii) the date of the Issuer's 2018 annual meeting of stockholders. F2: Pursuant to the Agreement and Plan of Merger, dated as of March 5, 2018 (the "Merger Agreement"), by and among the Issuer, Great Dane Parent, LLC ("Great Dane Parent"), and Great Dane Merger Sub, Inc. ("Merger Sub"), a direct, wholly owned subsidiary of Great Dane Parent, on May 21, 2018, Merger Sub was merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Great Dane Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock and each of the reporting person's RSUs and DSUs was converted into the right to receive $22.75 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock units ("RSUs") and deferred stock units ("DSUs") with respect to the Issuer's Series C common stock. The reporting person's RSUs were scheduled to vest upon the earlier of (i) June 16, 2018 or (ii) the date of the Issuer's 2018 annual meeting of stockholders.
F2: Pursuant to the Agreement and Plan of Merger, dated as of March 5, 2018 (the "Merger Agreement"), by and among the Issuer, Great Dane Parent, LLC ("Great Dane Parent"), and Great Dane Merger Sub, Inc. ("Merger Sub"), a direct, wholly owned subsidiary of Great Dane Parent, on May 21, 2018, Merger Sub was merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Great Dane Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock and each of the reporting person's RSUs and DSUs was converted into the right to receive $22.75 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2017 Filed Sep 21, 2017 17:18 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 281,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000155 · wf-form4_150602871899429.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,988 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 17:21 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 39,741 | $6.28 | $249,573.48 |
DisclosureSEC source: 0001634117-17-000130 · wf-form4_150585604655505.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,898 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 17:13 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 211,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000102 · wf-form4_150058521000397.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,639 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:03 UTC | CommerceHub, Inc. CHUBA · Entity 166395 | GrantSeries C Common Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001665658-17-000045 · wf-form4_149937137527779.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,141 F1 · shares: Such shares represent deferred stock units that become payable in shares of Series C common stock in January 2023, subject to earlier payment following the reporting person's death or termination of service as a director of the Issuer or upon a change in control of the Issuer, in each case as set out in the CommerceHub, Inc. Non-Employee Director Deferred Compensation Plan. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 16:52 UTC | CommerceHub, Inc. CHUBA · Entity 166395 | GrantSeries C Common Stock | 8,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001665658-17-000037 · wf-form4_149799191922241.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,261 F1 · shares: Such shares represent restricted stock units that vest upon the earlier of (i) June 16, 2018 or (ii) the date of the next annual meeting of stockholders held after the Transaction Date for the purpose of electing directors of the Issuer. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 16:25 UTC | CommerceHub, Inc. CHUBA · Entity 166395 | GrantSeries C common stock | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007648 · doc4.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,433 F1 · price: Such shares represent deferred stock units that become payable in shares of Series C common stock in January 2023, subject to earlier payment following the reporting person's death or termination of service as a director of the Issuer or upon a change in control of the Issuer, in each case as set out in the CommerceHub, Inc. Non-Employee Director Deferred Compensation Plan. F1 · acquired: Such shares represent deferred stock units that become payable in shares of Series C common stock in January 2023, subject to earlier payment following the reporting person's death or termination of service as a director of the Issuer or upon a change in control of the Issuer, in each case as set out in the CommerceHub, Inc. Non-Employee Director Deferred Compensation Plan. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 16:49 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | OtherCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000044 · wf-form4_148969735911810.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,101 F1 · shares: Transfer of shares pursuant to a marital settlement agreement. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 11,160 | $9.71 | $108,363.60 |
DisclosureSEC source: 0001634117-17-000039 · wf-form4_148892313007004.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,804 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| January 25, 2017 Filed Jan 25, 2017 17:27 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | OtherCommon Stock | 1,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000002 · wf-form4_148538324965082.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,964 F1 · kind: Transfer of shares pursuant to a marital settlement agreement. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:31 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | OtherCommon Stock | 49,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000138 · wf-form4_147933184756627.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,218 F1 · kind: Transfer of shares pursuant to a marital settlement agreement. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 07:09 UTC | CommerceHub, Inc. CHUBA · Entity 166395 | GrantSeries C common stock | 10,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041528 · doc4.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,467 F1 · price: Such shares represent restricted stock units that vest upon the earlier of (i) November 9, 2017 or (ii) the date of the next annual meeting of stockholders held after the Transaction Date for the purpose of electing directors of the Issuer. F1 · acquired: Such shares represent restricted stock units that vest upon the earlier of (i) November 9, 2017 or (ii) the date of the next annual meeting of stockholders held after the Transaction Date for the purpose of electing directors of the Issuer. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:22 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 115,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000118 · wf-form4_147440294055728.xml · nonDerivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,956 F2 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 16, 2017, September 16, 2018 and September 19, 2019, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:22 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 19,804 | $9.70 | $192,098.80 |
DisclosureSEC source: 0001634117-16-000118 · wf-form4_147440294055728.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,976 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.