Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coda Octopus Group, Inc.CODA · Entity 6690 | Director · 10% owner | September 28, 2023 | September 29, 2023 |
| LILIS ENERGY, INC.LLEX · Entity 147943 | Director | May 14, 2018 | May 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coda Octopus Group, Inc.
Report date September 28, 2023 · Filed September 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 714,337 |
Reported balance
After 2023-09-27 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-09-27 · Sale · Disposed 144,994 · Balance 714,337 F1: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 609,331 |
Reported balance
After 2023-09-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-09-28 · Sale · Disposed 105,006 · Balance 609,331 F1: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 227,700 |
Reported balance
Holding disclosure · report date 2023-09-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 227,700 F2: Held by TR Winston & Co. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 14,286 |
Reported balance
Holding disclosure · report date 2023-09-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 14,286 F3: Held by Pangaea Partners |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 24,368 |
Reported balance
Holding disclosure · report date 2023-09-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 24,368 F4: Held by TRW Capital Growth Fund |
Filing footnotes · ownership attribution and instrument terms
F1: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000
F2: Held by TR Winston & Co.
F3: Held by Pangaea Partners
F4: Held by TRW Capital Growth Fund
LILIS ENERGY, INC.
Report date May 14, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Runnels Family Trust DTD-11-2000 | 2,783,675 |
Reported balance
After 2018-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-14 · Purchase · Acquired 30,000 · Balance 2,783,675 F1: These securities referenced in Column 5 are held by Reporting Person and are attributable to The Runnels Family Trust DTD-11-2000. The Reporting Person, with Jasmine N. Runnels, is trustee of the Runnels family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities referenced in Column 5 are held by Reporting Person and are attributable to The Runnels Family Trust DTD-11-2000. The Reporting Person, with Jasmine N. Runnels, is trustee of the Runnels family trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2023 Filed Sep 29, 2023 16:05 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | SaleCommon Stock | 105,006 | $6.03 | $633,186.18 |
DisclosureSEC source: 0001493152-23-034840 · ownership.xml · nonDerivative · entry 2 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 609,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 16:05 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | SaleCommon Stock | 144,994 | $6.03 | $874,313.82 |
DisclosureSEC source: 0001493152-23-034840 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 714,337 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 14:19 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | SaleCommon Stock | 60,000 | $6.15 | $369,084.00 |
DisclosureSEC source: 0001493152-20-003425 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 859,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:05 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | SaleCommon Stock | 100,000 | $6.32 | $632,000.00 |
DisclosureSEC source: 0001493152-20-003072 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 919,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 12:04 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | SaleCommon Stock | 4,864 | $13.05 | $63,468.39 |
DisclosureSEC source: 0001493152-19-011325 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,019,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 15:59 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | SaleCommon Stock | 15,000 | $12.75 | $191,250.00 |
DisclosureSEC source: 0001493152-19-009997 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,024,195 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 14:38 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | ConversionCommon Stock | 8,400 | $5.00 | $42,000.00 |
DisclosureSEC source: 0001493152-18-015124 · ownership.xml · nonDerivative · entry 2 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · T.R. Winston Disclosed balance after: 252,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 14:38 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | ConversionCommon Stock | 29,200 | $5.00 | $146,000.00 |
DisclosureSEC source: 0001493152-18-015124 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Disclosed balance after: 1,032,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion. Read SEC document |
| May 14, 2018 Filed May 16, 2018 15:50 UTC | LILIS ENERGY, INC. LLEX · Entity 147943 | PurchaseCommon Stock | 30,000 | $4.35 | $130,542.00 |
DisclosureSEC source: 0001144204-18-029203 · tv494366_form4.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Runnels Family Trust DTD-11-2000 Disclosed balance after: 2,783,675 F1 · ownership.nature: These securities referenced in Column 5 are held by Reporting Person and are attributable to The Runnels Family Trust DTD-11-2000. The Reporting Person, with Jasmine N. Runnels, is trustee of the Runnels family trust. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:42 UTC | LILIS ENERGY, INC. LLEX · Entity 147943 | GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001144204-18-005578 · tv484809_form4.xml · derivative · entry 3 RUNNELS G TYLER · CIK 0001209402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires not disclosed F3 · price: Represents options to purchase common stock granted by the Issuer pursuant to the 2016 Omnibus Incentive Plan for Reporting Person's service on the Board of Directors, which vest, and become exercisable, in four installments. 25,000 options which vest immediately and then in three equal installments on each of January 31, 2019, January 31, 2020, and January 31, 2021, subject to service through each vesting date. F3 · derivative.exercise_date: Represents options to purchase common stock granted by the Issuer pursuant to the 2016 Omnibus Incentive Plan for Reporting Person's service on the Board of Directors, which vest, and become exercisable, in four installments. 25,000 options which vest immediately and then in three equal installments on each of January 31, 2019, January 31, 2020, and January 31, 2021, subject to service through each vesting date. F4 · derivative.expiration_date: This option to purchase common stock expires ten years from the date the options first vest and become exercisable. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:42 UTC | LILIS ENERGY, INC. LLEX · Entity 147943 | GrantCommon Stock | 13,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-005578 · tv484809_form4.xml · nonDerivative · entry 2 RUNNELS G TYLER · CIK 0001209402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,744 F2 · price: Represents restricted stock granted by the Issuer the Reporting Person on January 31, 2018 for Reporting Person's service on the Board of Directors. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:42 UTC | LILIS ENERGY, INC. LLEX · Entity 147943 | GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-005578 · tv484809_form4.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,790 F1 · price: Represents restricted stock granted by the Issuer pursuant to the 2016 Omnibus Incentive Plan for Reporting Person's service on the Board of Directors. These shares vest over three years, with 34% vesting on the date of the first anniversary of the grant, 33% vesting on the second anniversary of the date of the grant and 33% vesting on the third anniversary of the date of the grant, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.