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GOLTEN ALEX S

Disclosed activity across 1 company

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10929
SEC CIK
0002050849

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Reported relationships

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CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819CHIEF RISK OFFICERApril 23, 2026April 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date April 23, 2026 · Filed April 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect2,578 Ending reported balance After 2026-04-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-23 · Sale · Disposed 581 · Balance 3,113

F1: Reflects a weighted average sale price of $935.70 per share, at prices ranging from $935.22 to $936.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 2 · 2026-04-23 · Sale · Disposed 535 · Balance 2,578

F2: Reflects a weighted average sale price of $936.71 per share, at prices ranging from $936.28 to $936.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a weighted average sale price of $935.70 per share, at prices ranging from $935.22 to $936.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects a weighted average sale price of $936.71 per share, at prices ranging from $936.28 to $936.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2026 Filed Apr 24, 2026 20:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 535 $936.71 $501,139.85
Disclosure

SEC source: 0002050849-26-000015 · wk-form4_1777061036.xml · nonDerivative · entry 2

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,578

F2 · price: Reflects a weighted average sale price of $936.71 per share, at prices ranging from $936.28 to $936.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 581 $935.70 $543,641.70
Disclosure

SEC source: 0002050849-26-000015 · wk-form4_1777061036.xml · nonDerivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,113

F1 · price: Reflects a weighted average sale price of $935.70 per share, at prices ranging from $935.22 to $936.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 706 $919.61 $649,244.66
Disclosure

SEC source: 0002050849-26-000012 · wk-form4_1776801830.xml · nonDerivative · entry 2

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,694

F2 · price: Reflects a weighted average sale price of $919.61 per share, at prices ranging from $919.38 to $919.86 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 409 $918.46 $375,650.14
Disclosure

SEC source: 0002050849-26-000012 · wk-form4_1776801830.xml · nonDerivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,400

F1 · price: Reflects a weighted average sale price of $918.46 per share, at prices ranging from $918.01 to $918.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 307 $938.01 $287,969.07
Disclosure

SEC source: 0002050849-26-000009 · wk-form4_1770843793.xml · nonDerivative · entry 5

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · price: Reflects a weighted average sale price of $938.01 per share, at prices ranging from $937.54 to $938.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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February 09, 2026 Filed Feb 11, 2026 21:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 545 $936.80 $510,556.00
Disclosure

SEC source: 0002050849-26-000009 · wk-form4_1770843793.xml · nonDerivative · entry 4

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 307

F5 · price: Reflects a weighted average sale price of $936.80 per share, at prices ranging from $936.44 to $937.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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February 09, 2026 Filed Feb 11, 2026 21:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 240 $935.66 $224,558.40
Disclosure

SEC source: 0002050849-26-000009 · wk-form4_1770843793.xml · nonDerivative · entry 3

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 852

F3 · price: Reflects a weighted average sale price of $935.66 per share, at prices ranging from $935.00 to $935.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 360 $934.05 $336,258.00
Disclosure

SEC source: 0002050849-26-000009 · wk-form4_1770843793.xml · nonDerivative · entry 2

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,809

F2 · price: Reflects a weighted average sale price of $934.05 per share, at prices ranging from $933.72 to $934.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 840 $932.98 $783,703.20
Disclosure

SEC source: 0002050849-26-000009 · wk-form4_1770843793.xml · nonDerivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,169

F1 · price: Reflects a weighted average sale price of $932.98 per share, at prices ranging from $932.54 to $933.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 5,482 Not disclosed Not disclosed
Disclosure

SEC source: 0002050849-26-000006 · wk-form4_1769547913.xml · derivative · entry 4

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2026, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2025 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2025 compensation.

F1 · price: On January 23, 2026, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2025 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2025 compensation.

F1 · derivative.exercise_date: On January 23, 2026, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2025 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2025 compensation.

F1 · derivative.expiration_date: On January 23, 2026, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2025 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2025 compensation.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 2,904 $954.65 $2,772,303.60
Disclosure

SEC source: 0002050849-26-000006 · wk-form4_1769547913.xml · nonDerivative · entry 2

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,009

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 5,482 Not disclosed Not disclosed
Disclosure

SEC source: 0002050849-26-000006 · wk-form4_1769547913.xml · nonDerivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2026, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2025 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2025 compensation.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:21 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 2,647 $0.00 $0.00
Disclosure

SEC source: 0002050849-26-000003 · wk-form4_1769030515.xml · derivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock, par value $0.01 per share · 2,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2025 Year-End Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2025 Year-End Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2025 Year-End Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,800 $636.47 $2,418,586.00
Disclosure

SEC source: 0002050849-25-000010 · wk-form4_1738271083.xml · nonDerivative · entry 2

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,545

F2 · price: Reflects a weighted average sale price of $636.47 per share, at prices ranging from $636.12 to $636.94 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,408 $635.64 $894,981.12
Disclosure

SEC source: 0002050849-25-000010 · wk-form4_1738271083.xml · nonDerivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,345

F1 · price: Reflects a weighted average sale price of $635.64 per share, at prices ranging from $635.11 to $636.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 4,986 Not disclosed Not disclosed
Disclosure

SEC source: 0002050849-25-000007 · wk-form4_1737666765.xml · derivative · entry 4

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 4,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.

F1 · price: On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.

F1 · derivative.exercise_date: On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.

F1 · derivative.expiration_date: On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 2,642 $625.94 $1,653,733.48
Disclosure

SEC source: 0002050849-25-000007 · wk-form4_1737666765.xml · nonDerivative · entry 2

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 4,986 Not disclosed Not disclosed
Disclosure

SEC source: 0002050849-25-000007 · wk-form4_1737666765.xml · nonDerivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 6,730 $0.00 $0.00
Disclosure

SEC source: 0002050849-25-000005 · wk-form4_1737496014.xml · derivative · entry 1

GOLTEN ALEX S · CIK 0002050849 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,730

Underlying: Common Stock, par value $0.01 per share · 6,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2024 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2024 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2024 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.