Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coda Octopus Group, Inc.CODA · Entity 6690 | Director · Chairman, CEO · 10% owner | October 06, 2023 | October 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coda Octopus Group, Inc.
Report date October 06, 2023 · Filed October 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,038 |
Reported balance
After 2023-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-06 · Purchase · Acquired 16,500 · Balance 95,038 F1: The shares herein reported were purchased on her behalf by Reporting Person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,241,581 |
Reported balance
Holding disclosure · report date 2023-10-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,241,581 F2: Held by spouse. Reporting Person disclaims beneficial ownership in these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares herein reported were purchased on her behalf by Reporting Person's spouse.
F2: Held by spouse. Reporting Person disclaims beneficial ownership in these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2023 Filed Oct 10, 2023 16:05 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | PurchaseCommon Stock | 16,500 | $5.99 | $98,775.60 |
DisclosureSEC source: 0001493152-23-036726 · ownership.xml · nonDerivative · entry 1 Gayle Annmarie · CIK 0001703330 · Director · Chairman, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,038 F1 · ownership.direct: The shares herein reported were purchased on her behalf by Reporting Person's spouse. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 16:05 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | PurchaseCommon Stock | 16,580 | $6.03 | $99,977.40 |
DisclosureSEC source: 0001493152-23-034838 · ownership.xml · nonDerivative · entry 1 Gayle Annmarie · CIK 0001703330 · Director · Chairman, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,538 F1 · ownership.direct: The shares herein reported were purchased on her behalf by Reporting Person's spouse. Read SEC document |
| May 11, 2023 Filed May 15, 2023 06:02 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | Exercise / conversionCommon Stock | 32,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-016803 · ownership.xml · nonDerivative · entry 1 Gayle Annmarie · CIK 0001703330 · Director · Chairman, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock options were exercised on a cashless basis. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 14:39 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | Exercise / conversionCommon Stock | 16,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-008284 · ownership.xml · nonDerivative · entry 1 Gayle Annmarie · CIK 0001703330 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock options were exercised on a cashless basis. Read SEC document |
| April 23, 2020 Filed Jul 15, 2020 17:03 UTC | Coda Octopus Group, Inc. CODA · Entity 6690 | OtherCommon Stock | 2,317,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-013367 · ownership.xml · nonDerivative · entry 1 Gayle Annmarie · CIK 0001703330 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,317,486 F1 · ownership.nature: Held through spouse. This Form 4 does not report any securities transactions. It is filed on a voluntary basis to disclose that as a result of Reporting Person's marriage to the Company's largest stockholder on April 23, 2020, all shares owned by her spouse are now subject to reporting by Reporting Person under Section 16 of the Securities Exchange Act of 1934. Reporting Person disclaims beneficial ownership in these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.