person · Reporting owner
Tjon Sien Fat Karin - Joyce
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Light & Wonder, Inc.SGMS · Entity 9758 | COO & President | March 09, 2017 | March 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Light & Wonder, Inc.
Report date March 09, 2017 · Filed March 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,467 |
Reported balance
After 2017-03-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-09 · Grant · Acquired 14,467 · Balance 14,467 F1: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2027-03-08 | Direct | 28,591 |
Reported balance
After 2017-03-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-09 · Grant · Acquired 28,591 · Balance 28,591 F2: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2027-03-08 | Direct | 28,591 |
Reported balance
After 2017-03-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-09 · Grant · Acquired 28,591 · Balance 28,591 F3: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.
F2: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018.
F3: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EPIQ SYSTEMS INC
Report date September 30, 2016 · Filed September 30, 2016
Section 16 reporting ended · disclosed 2016-09-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-09-30 · Grant · Acquired 34,042 · Balance 193,732 F1: Represents unvested performance restricted stock units (PRSUs) granted on January 28, 2016 that represented a contingent right to receive one share of common stock per PRSU. Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement") and the applicable award agreement, these PRSUs became fully vested at the effective time of the merger. Row 2 · 2016-09-30 · Disposition to issuer · Disposed 151,711 · Balance 42,021 F2: Pursuant to the Merger Agreement, these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Row 3 · 2016-09-30 · Disposition to issuer · Disposed 42,021 · Balance 0 F3: Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents unvested performance restricted stock units (PRSUs) granted on January 28, 2016 that represented a contingent right to receive one share of common stock per PRSU. Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement") and the applicable award agreement, these PRSUs became fully vested at the effective time of the merger.
F2: Pursuant to the Merger Agreement, these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration.
Kaleyra, Inc.
Report date October 05, 2023 · Filed October 10, 2023
Section 16 reporting ended · disclosed 2023-10-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-10-05 transaction · row 1
1 source rowRow 1 · 2023-10-05 · Disposition to issuer · Disposed 61,841 · Balance 0 F1: Disposition pursuant to the merger (the "Merger") of TC Delaware Technologies Inc. with and into Kaleyra, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 28, 2023, by and among Tata Communications Limited and the Company. F2: Includes the number of shares of the Company's common stock underlying the Reporting Person's Restricted Stock Units ("RSUs"). F3: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock was converted into the right to receive $7.25 in cash, without interest (the "Merger Consideration"). F4: In connection with the consummation of the Merger, each outstanding RSU that was held by a non-employee director of the Company was vested prior to the Effective Time and as of the Effective Time was canceled and converted solely into the right to receive the Merger Consideration, less applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the merger (the "Merger") of TC Delaware Technologies Inc. with and into Kaleyra, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 28, 2023, by and among Tata Communications Limited and the Company.
F2: Includes the number of shares of the Company's common stock underlying the Reporting Person's Restricted Stock Units ("RSUs").
F3: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock was converted into the right to receive $7.25 in cash, without interest (the "Merger Consideration").
F4: In connection with the consummation of the Merger, each outstanding RSU that was held by a non-employee director of the Company was vested prior to the Effective Time and as of the Effective Time was canceled and converted solely into the right to receive the Merger Consideration, less applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2023 Filed Oct 10, 2023 06:15 UTC | Kaleyra, Inc. KLR · Entity 109099 | Disposition to issuerCommon Stock | 61,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019929 · doc4.xml · nonDerivative · entry 1 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposition pursuant to the merger (the "Merger") of TC Delaware Technologies Inc. with and into Kaleyra, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 28, 2023, by and among Tata Communications Limited and the Company. F2 · shares: Includes the number of shares of the Company's common stock underlying the Reporting Person's Restricted Stock Units ("RSUs"). F3 · price: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock was converted into the right to receive $7.25 in cash, without interest (the "Merger Consideration"). F4 · price: In connection with the consummation of the Merger, each outstanding RSU that was held by a non-employee director of the Company was vested prior to the Effective Time and as of the Effective Time was canceled and converted solely into the right to receive the Merger Consideration, less applicable withholding taxes. Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:00 UTC | Kaleyra, Inc. KLR · Entity 109099 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012569 · doc4.xml · nonDerivative · entry 1 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,837 F1 · shares: Subject to the Reporting Person's continued service to the Issuer, 12.5% of the Restricted Stock Units ("RSUs") vest on August 20, 2023, and the remaining RSUs vest in fourteen equal quarterly installments, beginning on November 20, 2023. F2 · shares: RSUs shall immediately vest (i) in the event of a Change of Control (as defined in the Issuer's 2019 Equity Incentive Plan) of the Issuer, (ii) the Reporting Person is not re-nominated to serve on the Issuer's Board of Directors (except in connection with the Reporting Person choosing not to stand for reelection as a member of the Board or resigning from the Board) and as a result separates from service with the Issuer, (iii) to the extent the Reporting Person has served as a director of the Issuer for at least three years, and such Reporting Person chooses not to stand for reelection as a member of the Board or resigns from the Board and as a result separates from service with the Issuer, (iv) in the event of the death or Disability (as defined in the Issuer's 2019 Equity Incentive Plan) of the Reporting Person. F3 · balance_after: Includes additional RSUs subject to vesting pursuant to previously disclosed vesting schedules. F4 · balance_after: The Company effected a reverse stock split on March 9, 2023. The number of shares reported herein are after giving effect to the reverse stock split. Read SEC document |
| May 08, 2023 Filed May 12, 2023 17:22 UTC Amendment | Kaleyra, Inc. KLR · Entity 109099 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012849 · doc4a.xml · nonDerivative · entry 1 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,841 F1 · shares: Subject to the Reporting Person's continued service to the Issuer, 12.5% of the Restricted Stock Units ("RSUs") vest on August 20, 2023, and the remaining RSUs vest in fourteen equal quarterly installments, beginning on November 20, 2023. F2 · shares: RSUs shall immediately vest (i) in the event of a Change of Control (as defined in the Issuer's 2019 Equity Incentive Plan) of the Issuer, (ii) the Reporting Person is not re-nominated to serve on the Issuer's Board of Directors (except in connection with the Reporting Person choosing not to stand for reelection as a member of the Board or resigning from the Board) and as a result separates from service with the Issuer, (iii) to the extent the Reporting Person has served as a director of the Issuer for at least three years, and such Reporting Person chooses not to stand for reelection as a member of the Board or resigns from the Board and as a result separates from service with the Issuer, (iv) in the event of the death or Disability (as defined in the Issuer's 2019 Equity Incentive Plan) of the Reporting Person. F3 · balance_after: Includes additional RSUs subject to vesting pursuant to previously disclosed vesting schedules. F4 · balance_after: The Company effected a reverse stock split on March 9, 2023. The number of shares reported herein are after giving effect to the reverse stock split. F5 · balance_after: The original Form 4, filed May 10, 2023, is being amended solely to correct an error in the beneficial ownership previously reported in the Form 4 filing. Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 16:30 UTC | Kaleyra, Inc. KLR.BC · Entity 109099 | GrantCommon Stock | 71,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000230 · doc4.xml · nonDerivative · entry 2 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,440 F3 · shares: Subject to the Reporting Person's continued service to the Issuer, the RSUs shall vest quarterly on each of February 20, May 20, August 20 and November 20, 2023. F2 · balance_after: All RSUs shall immediately vest (i) in the event of a Change of Control (as defined in the Issuer's 2019 Equity Incentive Plan) of the Issuer, (ii) the Reporting Person is not re-nominated to serve on the Issuer's Board of Directors (except in connection with the Reporting Person choosing not to stand for reelection as a member of the Board or resigning from the Board) and as a result separates from service with the Issuer, (iii) to the extent the Reporting Person has served as a director of the Issuer for at least three years, and such Reporting Person chooses not to stand for reelection as a member of the Board or resigns from the Board and as a result separates from service with the Issuer, and (iv) in the event of the death or Disability (as defined in the Issuer's 2019 Equity Incentive Plan) of the Reporting Person. Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 16:30 UTC | Kaleyra, Inc. KLR.BC · Entity 109099 | GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000230 · doc4.xml · nonDerivative · entry 1 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · shares: Subject to the Reporting Person's continued service to the Issuer, 25% of the Restricted Stock Units ("RSUs") vest on February 20, 2024, and the remaining RSUs vest in twelve quarterly installments, beginning on May 20, 2024 and ending on February 20, 2027. F2 · balance_after: All RSUs shall immediately vest (i) in the event of a Change of Control (as defined in the Issuer's 2019 Equity Incentive Plan) of the Issuer, (ii) the Reporting Person is not re-nominated to serve on the Issuer's Board of Directors (except in connection with the Reporting Person choosing not to stand for reelection as a member of the Board or resigning from the Board) and as a result separates from service with the Issuer, (iii) to the extent the Reporting Person has served as a director of the Issuer for at least three years, and such Reporting Person chooses not to stand for reelection as a member of the Board or resigns from the Board and as a result separates from service with the Issuer, and (iv) in the event of the death or Disability (as defined in the Issuer's 2019 Equity Incentive Plan) of the Reporting Person. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:54 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 28,591 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000039 · wf-form4_148943845302851.xml · derivative · entry 3 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · COO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,591 Underlying: Common Stock · 28,591 shares Expires 2027-03-08 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:54 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 28,591 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000039 · wf-form4_148943845302851.xml · derivative · entry 2 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · COO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,591 Underlying: Common Stock · 28,591 shares Expires 2027-03-08 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:54 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 14,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000039 · wf-form4_148943845302851.xml · derivative · entry 1 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · COO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,467 Underlying: Common Stock · 14,467 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:39 UTC | EPIQ SYSTEMS INC EPIQ · Entity 181975 | Disposition to issuerCommon Stock | 42,021 | $16.50 | $693,346.50 |
DisclosureSEC source: 0000899243-16-030461 · doc4.xml · nonDerivative · entry 3 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:39 UTC | EPIQ SYSTEMS INC EPIQ · Entity 181975 | Disposition to issuerCommon Stock | 151,711 | $16.50 | $2,503,231.50 |
DisclosureSEC source: 0000899243-16-030461 · doc4.xml · nonDerivative · entry 2 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,021 F2 · shares: Pursuant to the Merger Agreement, these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:39 UTC | EPIQ SYSTEMS INC EPIQ · Entity 181975 | GrantCommon Stock | 34,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030461 · doc4.xml · nonDerivative · entry 1 Tjon Sien Fat Karin - Joyce · CIK 0001612994 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,732 F1 · shares: Represents unvested performance restricted stock units (PRSUs) granted on January 28, 2016 that represented a contingent right to receive one share of common stock per PRSU. Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement") and the applicable award agreement, these PRSUs became fully vested at the effective time of the merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.