Ferber Robert

SEC source: 0001819493-23-000231 · wk-form4_1697141404.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 942,287

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 623,520 unvested RSUs.

SEC source: 0001819493-23-000220 · wf-form4_169465393603746.xml · nonDerivative · entry 3

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 942,980

F3 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F4 · balance_after: Includes 625,524 unvested RSUs.

SEC source: 0001819493-23-000220 · wf-form4_169465393603746.xml · nonDerivative · entry 2

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 943,673

F2 · shares: Represents the number of unvested RSUs, initially granted on May 10, 2023, that were terminated and forfeited as part of an agreement between the Issuer and the Reporting Person.

SEC source: 0001819493-23-000220 · wf-form4_169465393603746.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,415,318

F1 · shares: Represents the number of unvested Restricted Stock Units ("RSUs"), initially granted on July 11, 2022, that were terminated and forfeited as part of an agreement between the Issuer and the Reporting Person.

SEC source: 0001819493-23-000204 · wf-form4_169204858395804.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477,453

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 1,161,308 unvested RSUs.

SEC source: 0001819493-23-000183 · wf-form4_168919711804686.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,478,840

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 1,165,317 unvested RSUs.

SEC source: 0001819493-23-000156 · wf-form4_168678477015884.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,227

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 1,169,326 unvested RSUs.

SEC source: 0001819493-23-000120 · wf-form4_168392429102068.xml · nonDerivative · entry 2

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,577

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU grant. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F3 · balance_after: Includes 1,173,334 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-23-000120 · wf-form4_168392429102068.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,483,176

F1 · shares: Twenty-five percent (25%) of the Restricted Stock Unit ("RSU") grant shall vest on April 10, 2024, and the remaining RSU grant shall vest ratably on each of the next thirty-six (36) Monthly Vesting Dates thereafter. "Monthly Vesting Dates" means the 10th of each month, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Monthly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday.

SEC source: 0001819493-23-000081 · wf-form4_168134304963606.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,139

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 140,306 unvested RSUs. Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-23-000039 · wf-form4_167787774450644.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,211

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.76 to $0.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-23-000028 · wf-form4_167545841122089.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,529

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.95 to $0.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-23-000002 · wf-form4_167277997521871.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,847

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.44 to $0.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-22-000173 · wf-form4_167001603126235.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,380

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $0.61 to $0.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-22-000154 · wf-form4_166742107738605.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,913

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.13 to $1.175. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-22-000128 · wf-form4_166491418358373.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,446

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.02 to $1.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001819493-22-000087 · wf-form4_166214904079221.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,979

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.46 to $1.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001209191-22-044276 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,512

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.75 to $1.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187,074 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon settlement.

SEC source: 0001209191-22-042079 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,045

F1 · kind: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock upon settlement. The RSUs vest as to 25% on April 10, 2023 and the remaining RSUs vest ratably on each of the next twelve (12) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday, subject to such Reporting Person's continuous service with the Issuer through such vesting date.

SEC source: 0001209191-22-041356 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,971

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $1.75 to $1.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-020661 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,971

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.95 to $3.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-041354 · doc4a.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,971

F1 · kind: Sales previously made on March 21, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 50,000 shares of Common Stock under Reporting Person's 10b5-1 Plan.

F1 · price: Sales previously made on March 21, 2022 were reversed on April 1, 2022 due to broker error in executing trades to sell 50,000 shares of Common Stock under Reporting Person's 10b5-1 Plan.

SEC source: 0001209191-21-053169 · doc4.xml · derivative · entry 2

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,248

Underlying: Common Stock · 550,248 shares

Expires 2029-06-06

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F3 · price: Received in exchange for a Stock Option to purchase 500,000 shares of Xos Common Stock, of which 218,750 have been exercised.

F2 · derivative.exercise_date: 25% of the stock option vested and became exercisable on April 10, 2020, and thereafter vest as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

SEC source: 0001209191-21-053169 · doc4.xml · nonDerivative · entry 1

Ferber Robert · CIK 0001878397 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,971

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").