Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Director | September 01, 2026 | September 02, 2026 |
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Director | February 19, 2026 | February 23, 2026 |
| TAPESTRY, INC.TPR · Entity 2309 | Director | February 10, 2026 | February 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security | Direct | 28,164.187 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Grant · Acquired 188.308 · Balance 28,164.187 F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. |
| Common StockSEC Table I · non-derivative | Direct | 31,025 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 31,025 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
RAYMOND JAMES FINANCIAL INC
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,848 |
Reported balance
After 2026-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 16,848 F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date. F2: Includes DRSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date.
F2: Includes DRSUs.
TAPESTRY, INC.
Report date February 10, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,612 |
Reported balance
After 2026-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-10 · Exercise / conversion · Acquired 8,914 · Balance 31,612 |
| Common StockSEC Table I · non-derivative | Direct | 29,196 |
Reported balance
After 2026-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-10 · Tax withholding · Disposed 2,416 · Balance 29,196 F1: These shares were sold to pay the cost of, and the fees associated with, the exercise of the derivative securities described above. |
| Common StockSEC Table I · non-derivative | Direct | 22,698 |
Reported balance
After 2026-02-10 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-02-10 · Sale · Disposed 6,498 · Balance 22,698 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.65 · Expires 2027-12-05 | Direct | 0 |
Reported balance
After 2026-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-10 · Exercise / conversion · Disposed 8,914 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to pay the cost of, and the fees associated with, the exercise of the derivative securities described above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2021 Filed Nov 5, 2021 20:21 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 5,523 | $0.00 Strike: $41.82 | $0.00 |
DisclosureSEC source: 0001225208-21-013635 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,523 Underlying: Common Stock · 5,523 shares Expires 2031-11-03 F2 · security: All of the securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:21 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 1,793 | $41.82 | $74,983.26 |
DisclosureSEC source: 0001225208-21-013635 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,396 F1 · security: All of the securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 3, 2022. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 14:17 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 36.126 | $45.74 Strike: $0.00 | $1,652.40 |
DisclosureSEC source: 0001209191-21-054364 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,904.674 Underlying: Common Stock · 36.126 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 18:20 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046757 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,025 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 17:20 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 37.809 | $37.28 Strike: $0.00 | $1,409.52 |
DisclosureSEC source: 0001209191-21-037064 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,868.548 Underlying: Common Stock · 37.809 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 16:33 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 42.623 | $32.89 Strike: $0.00 | $1,401.87 |
DisclosureSEC source: 0001209191-21-015600 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,830.739 Underlying: Common Stock · 42.623 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 13:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003251 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Underlying: Common Stock · 1,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 13:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003251 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 Underlying: Common Stock · 1,283 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 13:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003251 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 19:31 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 42.238 | $33.01 Strike: $0.00 | $1,394.28 |
DisclosureSEC source: 0001209191-20-061068 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,788.116 Underlying: Common Stock · 42.238 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 22:20 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 7,282 | $0.00 Strike: $24.71 | $0.00 |
DisclosureSEC source: 0001225208-20-013193 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,282 Underlying: Common Stock · 7,282 shares Expires 2030-11-05 F2 · security: All of the securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 22:20 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 3,035 | $24.71 | $74,994.85 |
DisclosureSEC source: 0001225208-20-013193 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584 F1 · security: All of the securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 5, 2021. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 15:17 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 39.186 | $35.40 Strike: $0.00 | $1,387.18 |
DisclosureSEC source: 0001209191-20-049290 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,745.878 Underlying: Common Stock · 39.186 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 14:58 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 5,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042553 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,166 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 15:01 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 37.766 | $32.49 Strike: $0.00 | $1,227.02 |
DisclosureSEC source: 0001209191-20-033328 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706.692 Underlying: Common Stock · 37.766 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:54 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 41.12 | $29.68 Strike: $0.00 | $1,220.44 |
DisclosureSEC source: 0001209191-20-014946 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,668.926 Underlying: Common Stock · 41.12 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:41 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003245 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481 Underlying: Common Stock · 1,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:41 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003245 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,270 Underlying: Common Stock · 1,481 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:41 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003245 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:57 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 43.744 | $27.74 Strike: $0.00 | $1,213.46 |
DisclosureSEC source: 0001209191-19-058966 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627.806 Underlying: Common Stock · 43.744 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 21:52 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 13,069 | $0.00 Strike: $27.07 | $0.00 |
DisclosureSEC source: 0001225208-19-014394 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,069 Underlying: Common Stock · 13,069 shares Expires 2029-11-07 F2 · security: All of the securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 21:52 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 2,771 | $27.07 | $75,010.97 |
DisclosureSEC source: 0001225208-19-014394 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,444 F1 · security: All of the securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 7, 2020. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 18:05 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 50.205 | $24.01 Strike: $0.00 | $1,205.42 |
DisclosureSEC source: 0001209191-19-048100 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584.062 Underlying: Common Stock · 50.205 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:26 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042228 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,055 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:32 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 45.66 | $22.96 Strike: $0.00 | $1,048.35 |
DisclosureSEC source: 0001209191-19-034446 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,533.857 Underlying: Common Stock · 45.66 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:41 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 37.228 | $28.02 Strike: $0.00 | $1,043.13 |
DisclosureSEC source: 0001209191-19-015339 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,488.197 Underlying: Common Stock · 37.228 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004262 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789 Underlying: Common Stock · 1,617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004262 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 Underlying: Common Stock · 1,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004262 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 17:19 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 34.887 | $29.76 Strike: $0.00 | $1,038.24 |
DisclosureSEC source: 0001209191-18-060729 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,450.969 Underlying: Common Stock · 34.887 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 23:28 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 7,712 | $0.00 Strike: $43.03 | $0.00 |
DisclosureSEC source: 0001225208-18-015478 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 Underlying: Common Stock · 7,712 shares Expires 2028-11-08 F2 · security: All of the securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 23:28 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 1,743 | $43.03 | $75,001.29 |
DisclosureSEC source: 0001225208-18-015478 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,595 F1 · security: All of the securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 8, 2019. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 18:19 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 32.405 | $31.90 Strike: $0.00 | $1,033.72 |
DisclosureSEC source: 0001209191-18-049467 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,416.082 Underlying: Common Stock · 32.405 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 15:10 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 6,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042593 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,060 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:15 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 37.603 | $24.42 Strike: $0.00 | $918.27 |
DisclosureSEC source: 0001209191-18-034910 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,383.677 Underlying: Common Stock · 37.603 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:24 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 33.288 | $27.46 Strike: $0.00 | $914.09 |
DisclosureSEC source: 0001209191-18-016171 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,346.074 Underlying: Common Stock · 33.288 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:33 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005206 · doc4.xml · derivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,617 Underlying: Common Stock · 1,617 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. F2 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:46 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 8,914 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001225208-17-018363 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,914 Underlying: Common Stock · 8,914 shares Expires 2027-12-05 F2 · security: All of these securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:46 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 1,801 | $41.65 | $75,011.65 |
DisclosureSEC source: 0001225208-17-018363 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801 F1 · security: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on December 5, 2018. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 18:26 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 35.437 | $25.67 Strike: $0.00 | $909.67 |
DisclosureSEC source: 0001209191-17-063431 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,312.786 Underlying: Common Stock · 35.437 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:52 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 40.349 | $22.42 Strike: $0.00 | $904.62 |
DisclosureSEC source: 0001209191-17-051211 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,277.349 Underlying: Common Stock · 40.349 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 17:45 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 7,237 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045170 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237 Underlying: Common Stock · 7,237 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F2 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.