Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Director | September 01, 2026 | September 02, 2026 |
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Director | February 19, 2026 | February 23, 2026 |
| TAPESTRY, INC.TPR · Entity 2309 | Director | February 10, 2026 | February 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security | Direct | 28,164.187 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Grant · Acquired 188.308 · Balance 28,164.187 F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. |
| Common StockSEC Table I · non-derivative | Direct | 31,025 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 31,025 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
RAYMOND JAMES FINANCIAL INC
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,848 |
Reported balance
After 2026-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 16,848 F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date. F2: Includes DRSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date.
F2: Includes DRSUs.
TAPESTRY, INC.
Report date February 10, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,612 |
Reported balance
After 2026-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-10 · Exercise / conversion · Acquired 8,914 · Balance 31,612 |
| Common StockSEC Table I · non-derivative | Direct | 29,196 |
Reported balance
After 2026-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-10 · Tax withholding · Disposed 2,416 · Balance 29,196 F1: These shares were sold to pay the cost of, and the fees associated with, the exercise of the derivative securities described above. |
| Common StockSEC Table I · non-derivative | Direct | 22,698 |
Reported balance
After 2026-02-10 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-02-10 · Sale · Disposed 6,498 · Balance 22,698 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.65 · Expires 2027-12-05 | Direct | 0 |
Reported balance
After 2026-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-10 · Exercise / conversion · Disposed 8,914 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to pay the cost of, and the fees associated with, the exercise of the derivative securities described above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 2, 2026 16:30 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 188.308 | $57.94 | $10,910.57 |
DisclosureSEC source: 0001193125-26-379732 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,164.187 Underlying: Common Stock · 188.308 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 15, 2026 Filed Jul 16, 2026 16:40 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001660111-26-000006 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,975.879 Underlying: Common Stock · 3,660 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 15:47 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 137.555 | $61.52 | $8,462.38 |
DisclosureSEC source: 0001660111-26-000004 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,315.879 Underlying: Common Stock · 137.555 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:14 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 121.937 | $69.05 | $8,419.75 |
DisclosureSEC source: 0001660111-26-000002 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,178.324 Underlying: Common Stock · 121.937 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 20:52 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002382 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,848 F1 · shares: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date. F2 · balance_after: Includes DRSUs. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:18 UTC | TAPESTRY, INC. TPR · Entity 2309 | Exercise / conversionStock Option · Derivative | 8,914 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001225208-26-001782 · doc4.xml · derivative · entry 4 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,914 shares Expires 2027-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:18 UTC | TAPESTRY, INC. TPR · Entity 2309 | SaleCommon Stock | 6,498 | $153.79 | $999,327.42 |
DisclosureSEC source: 0001225208-26-001782 · doc4.xml · nonDerivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,698 Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:18 UTC | TAPESTRY, INC. TPR · Entity 2309 | Tax withholdingCommon Stock | 2,416 | $153.79 | $371,556.64 |
DisclosureSEC source: 0001225208-26-001782 · doc4.xml · nonDerivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,196 F1 · security: These shares were sold to pay the cost of, and the fees associated with, the exercise of the derivative securities described above. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:18 UTC | TAPESTRY, INC. TPR · Entity 2309 | Exercise / conversionCommon Stock | 8,914 | $41.65 | $371,268.10 |
DisclosureSEC source: 0001225208-26-001782 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 19:26 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 124.002 | $67.55 | $8,376.34 |
DisclosureSEC source: 0001193125-25-305047 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,056.387 Underlying: Common Stock · 124.002 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:43 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 1,985 | $100.76 | $200,008.60 |
DisclosureSEC source: 0001225208-25-009182 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,686 F1 · security: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 13, 2026. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 18:42 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 121.413 | $68.64 | $8,333.79 |
DisclosureSEC source: 0000950170-25-112788 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,932.385 Underlying: Common Stock · 121.413 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 19:06 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 2,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-096218 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,810.972 Underlying: Common Stock · 2,767 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 18:03 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 98.279 | $68.21 | $6,703.61 |
DisclosureSEC source: 0000950170-25-080731 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,043.972 Underlying: Common Stock · 98.279 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 20:16 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 106.038 | $62.89 | $6,668.73 |
DisclosureSEC source: 0000950170-25-031822 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,945.693 Underlying: Common Stock · 106.038 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002292 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F4 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002292 · doc4.xml · nonDerivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,545 F2 · shares: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F3 · balance_after: Includes DRSUs. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002292 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 20:56 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 110.281 | $60.15 | $6,633.40 |
DisclosureSEC source: 0000950170-24-132715 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,839.655 Underlying: Common Stock · 110.281 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:38 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 3,459 | $57.82 | $199,999.38 |
DisclosureSEC source: 0001225208-24-010002 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,639 F1 · security: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 14, 2025. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 19:28 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 122.795 | $53.70 | $6,594.09 |
DisclosureSEC source: 0000950170-24-103316 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729.374 Underlying: Common Stock · 122.795 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:08 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-083908 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,606.579 Underlying: Common Stock · 3,180 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 15, 2024 Filed Jul 18, 2024 20:32 UTC Amendment | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-084605 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,606.579 Underlying: Common Stock · 3,810 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 17:48 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 93.403 | $51.86 | $4,843.88 |
DisclosureSEC source: 0000950170-24-068479 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,796.579 Underlying: Common Stock · 93.403 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:13 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 97.956 | $49.16 | $4,815.52 |
DisclosureSEC source: 0000950170-24-025474 · ownership.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,703.176 Underlying: Common Stock · 97.956 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002938 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,711 Underlying: Common Stock · 1,643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002938 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,354 Underlying: Common Stock · 1,711 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002938 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 17:53 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 107.274 | $44.60 | $4,784.42 |
DisclosureSEC source: 0001209191-23-057148 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,605.22 Underlying: Common Stock · 107.274 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 21:48 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 10,302 | $0.00 Strike: $27.33 | $0.00 |
DisclosureSEC source: 0001225208-23-009974 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,302 Underlying: Common Stock · 10,302 shares Expires 2033-11-02 F2 · security: All of these securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 21:48 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 3,110 | $27.33 | $84,996.30 |
DisclosureSEC source: 0001225208-23-009974 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,075 F1 · security: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 2, 2024. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 15:22 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 103.402 | $45.98 | $4,754.42 |
DisclosureSEC source: 0001209191-23-048065 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,497.946 Underlying: Common Stock · 103.402 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 13, 2023 Filed Jul 13, 2023 16:22 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 4,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042160 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,394.544 Underlying: Common Stock · 4,224 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 14:23 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 70.443 | $44.66 | $3,145.98 |
DisclosureSEC source: 0001209191-23-034123 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,170.544 Underlying: Common Stock · 70.443 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:09 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 72.09 | $43.38 | $3,127.26 |
DisclosureSEC source: 0001209191-23-014608 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,100.101 Underlying: Common Stock · 72.09 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002847 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643 Underlying: Common Stock · 1,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002847 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326 Underlying: Common Stock · 1,643 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002847 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 18:44 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 64.255 | $48.41 | $3,110.58 |
DisclosureSEC source: 0001209191-22-059317 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,028.011 Underlying: Common Stock · 64.255 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:53 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantStock Option · Derivative | 6,822 | $0.00 Strike: $34.98 | $0.00 |
DisclosureSEC source: 0001225208-22-011763 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,822 Underlying: Common Stock · 6,822 shares Expires 2032-11-15 F2 · security: All of the securities acquired were issued under the Issuer's Stock Incentive Plan. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:53 UTC | TAPESTRY, INC. TPR · Entity 2309 | GrantCommon Stock | 2,430 | $34.98 | $85,001.40 |
DisclosureSEC source: 0001225208-22-011763 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,881 F1 · security: All of the securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on November 15, 2023. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:48 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 63.65 | $48.61 | $3,094.03 |
DisclosureSEC source: 0001209191-22-048672 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,963.756 Underlying: Common Stock · 63.65 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 21:05 UTC Amendment | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 3,887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042062 · doc4a.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900.106 Underlying: Common Stock · 3,887 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · shares: This share award was originally reported in error under Table I, but is now reported in its correct place under Table II. F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 18:18 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042024 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,912 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 12:55 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 32.637 | $51.35 Strike: $0.00 | $1,675.91 |
DisclosureSEC source: 0001209191-22-033794 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,013.106 Underlying: Common Stock · 32.637 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 20:02 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 34.512 | $48.35 Strike: $0.00 | $1,668.66 |
DisclosureSEC source: 0001209191-22-014609 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,980.469 Underlying: Common Stock · 34.512 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 14:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003495 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683 Underlying: Common Stock · 1,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F4 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F5 · balance_after: The RSU grant was previously reported as covering 1,283 shares awarded on February 18, 2021, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 14:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003495 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608 Underlying: Common Stock · 1,683 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. F3 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 14:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003495 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:41 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 41.283 | $40.21 Strike: $0.00 | $1,659.99 |
DisclosureSEC source: 0001209191-21-067455 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,945.957 Underlying: Common Stock · 41.283 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.