Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SURF AIR MOBILITY INC.SRFM · Entity 6891 | Director · Chief Executive Officer | July 25, 2023 | October 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SURF AIR MOBILITY INC.
Report date July 25, 2023 · Filed October 16, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 226,246 |
Reported balance
Holding disclosure · report date 2023-07-25 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 226,246 F1: These shares were omitted from the Reporting Person's original Form 3, and also were omitted from two Forms 4 filed by the Reporting Person after his original Form 3 was filed. F2: These shares are held by the MML Trust, of which the Reporting Person's spouse is the trustee. The Reporting Person disclaims beneficial ownership of the shares held by the MML Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were omitted from the Reporting Person's original Form 3, and also were omitted from two Forms 4 filed by the Reporting Person after his original Form 3 was filed.
F2: These shares are held by the MML Trust, of which the Reporting Person's spouse is the trustee. The Reporting Person disclaims beneficial ownership of the shares held by the MML Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2023 Filed Jul 31, 2023 21:44 UTC | SURF AIR MOBILITY INC. SRFM · Entity 6891 | GrantCommon Stock | 466,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-061539 · ownership.xml · nonDerivative · entry 2 Little Robert S. · CIK 0001984541 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,351,513 F1 · balance_after: 237,795 shares held by the Little 2021 Family Trust were previously reported as directly held by the reporting person. F2 · ownership.nature: These shares are held by the Little 2021 Family Trust. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 21:44 UTC | SURF AIR MOBILITY INC. SRFM · Entity 6891 | GrantCommon Stock | 292,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-061539 · ownership.xml · nonDerivative · entry 1 Little Robert S. · CIK 0001984541 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,082 F1 · balance_after: 237,795 shares held by the Little 2021 Family Trust were previously reported as directly held by the reporting person. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 21:08 UTC | SURF AIR MOBILITY INC. SRFM · Entity 6891 | GrantCommon Stock | 280,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-060385 · ownership.xml · nonDerivative · entry 1 Little Robert S. · CIK 0001984541 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,740 F1 · shares: Represents performance-based restricted stock units ("PRSUs"). Each PRSU represents a contingent right to receive, upon vesting of the PRSU, one share of the Issuer's common stock. These PRSUs will vest only if (i) the per-share closing price of the Issuer's common stock over a period of ten consecutive trading days within a five-year performance period is greater than 200% of the per-share price of the Issuer's common stock in the first trade that occurs after July 25, 2023, and (ii) the Reporting Person's employment with the Issuer or one of its subsidiaries continues through the date such stock price goal is achieved, subject to certain exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.