Wang Theodore T

SEC source: 0001760460-23-000008 · primary_doc.xml · nonDerivative · entry 1

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Wang Theodore T · CIK 0001694061 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-23-007045 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659,568

F1 · shares: Represents a restricted stock unit award that will fully vest upon the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the Company's annual meeting of shareholders that next occurs after the grant date.

SEC source: 0001760460-23-000006 · primary_doc.xml · nonDerivative · entry 1

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,841

SEC source: 0001104659-23-069905 · tm2318251-3_4seq1.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,607

Underlying: Common Stock · 14,607 shares

Expires 2033-06-07

F1 · date: This option was approved by the Compensation Committee of the Board of Directors of Bellerophon Therapeutics, Inc., on February 10, 2023, contingent upon stockholder approval of an amendment to the Company's 2015 Equity Incentive Plan under which the options were granted, which was approved by stockholders on June 7, 2023.

F2 · derivative.exercise_date: This option vests in full on June 7, 2024.

SEC source: 0001760460-23-000003 · primary_doc.xml · nonDerivative · entry 1

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,262

SEC source: 0001225208-23-005921 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,477,277

F1 · shares: Represents a restricted stock unit award that vests in full on the day prior to the Company's 2023 annual meeting of shareholders.

SEC source: 0001415889-23-002456 · form4-02142023_040222.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2033-02-10

SEC source: 0000899243-22-039040 · doc4.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · Chief Executive Officer · 10% owner

Xie Shihuang · CIK 0001848676 · 10% owner

Lionyet International Ltd. · CIK 0001848059 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 6,637,870 shares

Expires not disclosed

F1 · derivative.exercise_price: Disposed of pursuant to the business combination agreement dated January 31, 2022 (the "BCA") between MariaDB plc (formerly named Mangomill plc, the "Company") and Angel Pond Holdings Corp. ("APHC") in exchange for ordinary shares, nominal value $0.01 per share, of the Company (the "Combined Company Ordinary Shares").

F1 · kind: Disposed of pursuant to the business combination agreement dated January 31, 2022 (the "BCA") between MariaDB plc (formerly named Mangomill plc, the "Company") and Angel Pond Holdings Corp. ("APHC") in exchange for ordinary shares, nominal value $0.01 per share, of the Company (the "Combined Company Ordinary Shares").

F1 · shares: Disposed of pursuant to the business combination agreement dated January 31, 2022 (the "BCA") between MariaDB plc (formerly named Mangomill plc, the "Company") and Angel Pond Holdings Corp. ("APHC") in exchange for ordinary shares, nominal value $0.01 per share, of the Company (the "Combined Company Ordinary Shares").

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer would automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date. On December 16, 2022, each share of Class B common stock, par value $0.0001 per share, of APHC owned by the reporting persons were cancelled and converted into the right to receive one Combined Company Ordinary Shares, subject to the terms and conditions of the BCA.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer would automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date. On December 16, 2022, each share of Class B common stock, par value $0.0001 per share, of APHC owned by the reporting persons were cancelled and converted into the right to receive one Combined Company Ordinary Shares, subject to the terms and conditions of the BCA.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer would automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date. On December 16, 2022, each share of Class B common stock, par value $0.0001 per share, of APHC owned by the reporting persons were cancelled and converted into the right to receive one Combined Company Ordinary Shares, subject to the terms and conditions of the BCA.

F1 · derivative.underlying_shares: Disposed of pursuant to the business combination agreement dated January 31, 2022 (the "BCA") between MariaDB plc (formerly named Mangomill plc, the "Company") and Angel Pond Holdings Corp. ("APHC") in exchange for ordinary shares, nominal value $0.01 per share, of the Company (the "Combined Company Ordinary Shares").

F3 · ownership.nature: Shihuang Xie is the director of Lionyet International Ltd. Lionyet International Ltd and Theodore Wang are the co-managing members of Angel Pond Partners LLC and together exercised voting and investment power with respect to the Class B ordinary shares, par value $0.0001 per share, held by Angel Pond Partners LLC. The shares beneficially owned by Angel Pond Partners LLC may have been deemed to be beneficially owned by Mr. Xie, Lionyet International Ltd. and Theodore Wang.

SEC source: 0000899243-22-039032 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,428,935

F1 · kind: On December 16, 2022, MariaDB plc, an Irish public limited company (formerly named Mangomill plc, the "Issuer") announced the completion of the business combination between Angel Pond Holdings Corporation, a Cayman Islands exempted company ("APHC") and MariaDB Corporation Ab, a Finnish private limited liability company ("MariaDB") with and into the Issuer, with Issuer continuing as the surviving corporation (the "Business Combination"), pursuant to a business combination agreement, dated as of January 31, 2022, by and among the Issuer, APHC, MariaDB, and Meridian MergerSub Inc., a Cayman Islands exempted company and wholly owned subsidiary of the Issuer (the "Merger Agreement").

F2 · kind: In connection with the Business Combination, each share of Class B common stock, par value $0.0001 per share, of APHC owned by the reporting person was cancelled and converted into the right to receive one ordinary share, nominal value $0.01 per share, of the Issuer, subject to the terms and conditions of the Merger Agreement.

F1 · price: On December 16, 2022, MariaDB plc, an Irish public limited company (formerly named Mangomill plc, the "Issuer") announced the completion of the business combination between Angel Pond Holdings Corporation, a Cayman Islands exempted company ("APHC") and MariaDB Corporation Ab, a Finnish private limited liability company ("MariaDB") with and into the Issuer, with Issuer continuing as the surviving corporation (the "Business Combination"), pursuant to a business combination agreement, dated as of January 31, 2022, by and among the Issuer, APHC, MariaDB, and Meridian MergerSub Inc., a Cayman Islands exempted company and wholly owned subsidiary of the Issuer (the "Merger Agreement").

F2 · price: In connection with the Business Combination, each share of Class B common stock, par value $0.0001 per share, of APHC owned by the reporting person was cancelled and converted into the right to receive one ordinary share, nominal value $0.01 per share, of the Issuer, subject to the terms and conditions of the Merger Agreement.

SEC source: 0000899243-22-004048 · doc4.xml · derivative · entry 1

Xie Shihuang · CIK 0001848676 · 10% owner

Lionyet International Ltd. · CIK 0001848059 · 10% owner

Wang Theodore T · CIK 0001694061 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 6,637,870

Underlying: Class A Ordinary Shares · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 28, 2022, Angel Pond Partners LLC, Lionyet International Ltd., Theodore Wang and Shihuang Xie agreed to sell 10,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") pursuant to a forward purchase agreement. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Principal Shareholders," the obligation to deliver the Class B Shares pursuant to the prepaid forwards is triggered by the consummation of an initial business combination. Until the transfers are consummated, Angel Pond Partners LLC will retain total voting and disposition control over the founder shares subject to the forward purchase agreements, subject to the future delivery obligations.

F2 · derivative.exercise_price: (Continued from Footnote 1) As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · kind: On January 28, 2022, Angel Pond Partners LLC, Lionyet International Ltd., Theodore Wang and Shihuang Xie agreed to sell 10,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") pursuant to a forward purchase agreement. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Principal Shareholders," the obligation to deliver the Class B Shares pursuant to the prepaid forwards is triggered by the consummation of an initial business combination. Until the transfers are consummated, Angel Pond Partners LLC will retain total voting and disposition control over the founder shares subject to the forward purchase agreements, subject to the future delivery obligations.

F2 · kind: (Continued from Footnote 1) As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · price: On January 28, 2022, Angel Pond Partners LLC, Lionyet International Ltd., Theodore Wang and Shihuang Xie agreed to sell 10,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") pursuant to a forward purchase agreement. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Principal Shareholders," the obligation to deliver the Class B Shares pursuant to the prepaid forwards is triggered by the consummation of an initial business combination. Until the transfers are consummated, Angel Pond Partners LLC will retain total voting and disposition control over the founder shares subject to the forward purchase agreements, subject to the future delivery obligations.

F2 · price: (Continued from Footnote 1) As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · derivative.exercise_date: On January 28, 2022, Angel Pond Partners LLC, Lionyet International Ltd., Theodore Wang and Shihuang Xie agreed to sell 10,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") pursuant to a forward purchase agreement. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Principal Shareholders," the obligation to deliver the Class B Shares pursuant to the prepaid forwards is triggered by the consummation of an initial business combination. Until the transfers are consummated, Angel Pond Partners LLC will retain total voting and disposition control over the founder shares subject to the forward purchase agreements, subject to the future delivery obligations.

F2 · derivative.exercise_date: (Continued from Footnote 1) As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · derivative.expiration_date: On January 28, 2022, Angel Pond Partners LLC, Lionyet International Ltd., Theodore Wang and Shihuang Xie agreed to sell 10,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") pursuant to a forward purchase agreement. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Principal Shareholders," the obligation to deliver the Class B Shares pursuant to the prepaid forwards is triggered by the consummation of an initial business combination. Until the transfers are consummated, Angel Pond Partners LLC will retain total voting and disposition control over the founder shares subject to the forward purchase agreements, subject to the future delivery obligations.

F2 · derivative.expiration_date: (Continued from Footnote 1) As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F3 · ownership.nature: Shihuang Xie is the director of Lionyet International Ltd. Lionyet International Ltd and Theodore Wang are the co-managing members of Angel Pond Partners LLC and together exercise voting and investment power with respect to the Class B ordinary shares held by Angel Pond Partners LLC. The shares beneficially owned by Angel Pond Partners LLC may also be deemed to be beneficially owned by Mr. Xie, Lionyet International Ltd. and Theodore Wang.

SEC source: 0001415889-22-000190 · form4-01042022_040130.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,634

Underlying: Common Stock · 21,828 shares

Expires 2031-12-31

SEC source: 0001209191-21-045864 · doc4.xml · derivative · entry 1

Xie Shihuang · CIK 0001848676 · 10% owner

Lionyet International Ltd. · CIK 0001848059 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 6,637,870

Underlying: Class A Ordinary Shares · 549,630 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 2, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 549,630 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with the partial exercise of the underwriters' over-allotment option. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · kind: On July 2, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 549,630 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with the partial exercise of the underwriters' over-allotment option. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · price: On July 2, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 549,630 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with the partial exercise of the underwriters' over-allotment option. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · derivative.exercise_date: On July 2, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 549,630 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with the partial exercise of the underwriters' over-allotment option. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · derivative.expiration_date: On July 2, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 549,630 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with the partial exercise of the underwriters' over-allotment option. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F2 · ownership.nature: Shihuang Xie is the director of Lionyet International Ltd. Lionyet International Ltd and Theodore Wang are the co-managing members of Angel Pond Partners LLC and together exercise voting and investment power with respect to the Class B ordinary shares held by Angel Pond Partners LLC. The shares beneficially owned by Angel Pond Partners LLC may also be deemed to be beneficially owned by Mr. Xie, Lionyet International Ltd. and Theodore Wang.

SEC source: 0001760460-21-000004 · primary_doc.xml · nonDerivative · entry 1

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,262

F1 · ownership.direct: 1. These securities are held directly by Puissance Life Science Opportunities Fund VI and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Life Science Opportunities Fund VI; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Life Science Opportunities Fund VI; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Persons each disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-21-034336 · doc4.xml · derivative · entry 1

Xie Shihuang · CIK 0001848676 · 10% owner

Lionyet International Ltd. · CIK 0001848059 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 7,187,500

Underlying: Class A Ordinary Shares · 1,437,500 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 18, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 1,437,500 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with a reduction of the number of shares issued in the Issuer's initial public offering. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · kind: On May 18, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 1,437,500 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with a reduction of the number of shares issued in the Issuer's initial public offering. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · price: On May 18, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 1,437,500 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with a reduction of the number of shares issued in the Issuer's initial public offering. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · derivative.exercise_date: On May 18, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 1,437,500 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with a reduction of the number of shares issued in the Issuer's initial public offering. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F1 · derivative.expiration_date: On May 18, 2021, Angel Pond Partners LLC (the "Sponsor") forfeited for no consideration 1,437,500 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of Angel Pond Holdings Corp. (the "Issuer") in connection with a reduction of the number of shares issued in the Issuer's initial public offering. As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F2 · ownership.nature: Shihuang Xie is the director of Lionyet International Ltd. Lionyet International Ltd and Theodore Wang are the co-managing members of Angel Pond Partners LLC and together exercise voting and investment power with respect to the Class B ordinary shares held by Angel Pond Partners LLC. The shares beneficially owned by Angel Pond Partners LLC may also be deemed to be beneficially owned by Mr. Xie, Lionyet International Ltd. and Theodore Wang.

SEC source: 0001760460-21-000002 · primary_doc.xml · derivative · entry 3

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,236

Underlying: Common Stock · 304,286 shares

Expires 2022-09-29

F1 · ownership.direct: These securities are held directly by Puissance Life Science Opportunities Fund VI and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Life Science Opportunities Fund VI; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Life Science Opportunities Fund VI; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Persons each disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001760460-21-000002 · primary_doc.xml · derivative · entry 2

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,950

Underlying: Common Stock · 380,950 shares

Expires 2023-11-29

F1 · ownership.direct: These securities are held directly by Puissance Life Science Opportunities Fund VI and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Life Science Opportunities Fund VI; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Life Science Opportunities Fund VI; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Persons each disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001760460-21-000002 · primary_doc.xml · nonDerivative · entry 1

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,077

F1 · ownership.direct: These securities are held directly by Puissance Life Science Opportunities Fund VI and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Life Science Opportunities Fund VI; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Life Science Opportunities Fund VI; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Persons each disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-20-057907 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Puissance Cross-Border Opportunities II LLC

Disclosed balance after: 29,828

F1 · kind: Puissance Cross-Border Opportunities II LLC made an in-kind distribution of an aggregate 744,572 shares of the Issuer's common stock to one of its limited partners in connection with the redemption of partnership interests.

F1 · price: Puissance Cross-Border Opportunities II LLC made an in-kind distribution of an aggregate 744,572 shares of the Issuer's common stock to one of its limited partners in connection with the redemption of partnership interests.

F2 · ownership.direct: These securities are held directly by Puissance Cross-Border Opportunities II LLC and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Cross Border Opportunities II LLC; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Cross Border Opportunities II LLC; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001600132-20-000104 · wf-form4_160011382783695.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,806

Underlying: Common Stock · 6,509 shares

Expires 2030-09-10

SEC source: 0001209191-20-043737 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Cross-Border Opportunities II LLC · CIK 0001717781 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F1 · price: The grant consists of RSUs that fully vest one year from the date of grant, or July 23, 2021.

F2 · balance_after: After taking into account the 1-for-15 reverse stock split effective March 24, 2020.

SEC source: 0001600132-20-000062 · wf-form4_159173289350800.xml · nonDerivative · entry 2

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,913

SEC source: 0001600132-20-000062 · wf-form4_159173289350800.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,313

SEC source: 0001760460-20-000002 · primary_doc.xml · nonDerivative · entry 1

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,846

F1 · ownership.direct: These securities are held directly by Puissance Life Science Opportunities Fund VI and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Life Science Opportunities Fund VI; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Life Science Opportunities Fund VI; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Persons each disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001718111-20-000001 · primary_doc.xml · nonDerivative · entry 1

Puissance Cross-Border Opportunities III LLC · CIK 0001718111 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Puissance Cross-Border Opportunities III LLC

Disclosed balance after: 0

F1 · kind: Puissance Cross-Border Opportunities III LLC made an in-kind distribution of an aggregate 553,250 shares of the Issuer's common stock to its limited partners in connection with the redemption of partnership interests.

F1 · price: Puissance Cross-Border Opportunities III LLC made an in-kind distribution of an aggregate 553,250 shares of the Issuer's common stock to its limited partners in connection with the redemption of partnership interests.

F2 · ownership.direct: These securities are held directly by Puissance Cross-Border Opportunities III LLC and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Cross Border Opportunities III LLC; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Cross Border Opportunities III LLC; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001717781-20-000001 · primary_doc.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Cross-Border Opportunities II LLC · CIK 0001717781 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Puissance Cross-Border Opportunities II LLC

Disclosed balance after: 11,616,000

F1 · kind: Puissance Cross-Border Opportunities II LLC made an in-kind distribution of an aggregate 8,918,898 shares of the Issuer's common stock to one of its limited partners in connection with the redemption of partnership interests.

F1 · price: Puissance Cross-Border Opportunities II LLC made an in-kind distribution of an aggregate 8,918,898 shares of the Issuer's common stock to one of its limited partners in connection with the redemption of partnership interests.

F2 · ownership.direct: These securities are held directly by Puissance Cross-Border Opportunities II LLC and may be deemed to be beneficially owned by Puissance Capital Management LP, the investment manager of Puissance Cross Border Opportunities II LLC; Puissance Capital Management (GP) LLC, the general partner of Puissance Capital Management LP; Puissance Capital Fund (GP) LLC, the general partner of Puissance Cross Border Opportunities II LLC; and Theodore T. Wang, the managing member of Puissance Capital Management (GP) LLC and Puissance Capital Fund (GP) LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-20-004378 · doc4.xml · derivative · entry 3

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Cross-Border Opportunities II LLC · CIK 0001717781 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,496

Underlying: Common Stock · 136,496 shares

Expires 2030-01-16

F2 · derivative.exercise_date: The option vests and becomes exercisable in 12 equal monthly installments beginning on the one-month anniversary of July 1, 2019.

SEC source: 0001209191-20-004378 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Cross-Border Opportunities II LLC · CIK 0001717781 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,624

SEC source: 0001733439-19-000001 · primary_doc.xml · nonDerivative · entry 2

Puissance Cross-Border Opportunities V LLC · CIK 0001733439 · 10% owner

Puissance Cross-Border Opportunities IV LLC · CIK 0001718140 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 76,048

F3 · shares: Puissance Cross-Border Opportunities IV LLC made an in-kind distribution of 176,992 shares of common stock. Puissance Cross-Border Opportunities V LLC made an in-kind distribution of 163,142 shares of common stock.

F4 · ownership.direct: Consists of: 76,048 Shares directly owned by Puissance Cross-Border Opportunities V LLC.

SEC source: 0001733439-19-000001 · primary_doc.xml · nonDerivative · entry 1

Puissance Cross-Border Opportunities V LLC · CIK 0001733439 · 10% owner

Puissance Cross-Border Opportunities IV LLC · CIK 0001718140 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Wang Theodore T · CIK 0001694061 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 416,182

F1 · shares: Puissance Cross-Border Opportunities V LLC made an in-kind distribution of 43,996 shares of common stock.

F2 · ownership.direct: Consists of: 239,190 Shares directly owned by Puissance Cross-Border Opportunities V LLC; 176,992 Shares directly owned Puissance Cross-Border Opportunities IV LLC.

SEC source: 0001600132-19-000164 · wf-form4_157471874347219.xml · nonDerivative · entry 3

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,922

SEC source: 0001600132-19-000164 · wf-form4_157471874347219.xml · nonDerivative · entry 2

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,729

SEC source: 0001600132-19-000164 · wf-form4_157471874347219.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,679

SEC source: 0001600132-19-000136 · wf-form4_156987686289140.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,482

Underlying: Common Stock · 46,266 shares

Expires 2029-09-26

SEC source: 0001600132-19-000097 · wf-form4_156052720172568.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,479

SEC source: 0001600132-19-000091 · wf-form4_155870463818500.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,479

SEC source: 0001600132-19-000086 · wf-form4_155853809255361.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,979

SEC source: 0001600132-19-000044 · wf-form4_154845132884181.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,699

SEC source: 0000950103-19-000200 · ownership.xml · nonDerivative · entry 2

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,117

F3 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date.

SEC source: 0000950103-19-000200 · ownership.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,449

F1 · shares: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2029 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2019 such that 100% of the DSUs will be vested on December 31, 2019, subject to the Reporting Person remaining a service provider through each such vesting date.

F2 · price: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $45,000.

SEC source: 0000950103-18-015068 · dp100069_4-wang.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,116

Underlying: Common Stock · 19,116 shares

Expires 2028-12-21

F1 · derivative.exercise_date: All of the shares subject to the option had vested and were exercisable as of December 2018.

SEC source: 0001733439-18-000016 · primary_doc.xml · nonDerivative · entry 2

Puissance Cross-Border Opportunities V LLC · CIK 0001733439 · 10% owner

Puissance Cross-Border Opportunities IV LLC · CIK 0001718140 · 10% owner

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 4,601,768

F4 · ownership.direct: The purchase and sale of 4,326 shares of Common Stock were under the fund Puissance Life Science Opportunities Fund VI.

SEC source: 0001733439-18-000016 · primary_doc.xml · nonDerivative · entry 1

Puissance Cross-Border Opportunities V LLC · CIK 0001733439 · 10% owner

Puissance Cross-Border Opportunities IV LLC · CIK 0001718140 · 10% owner

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 4,606,094

F4 · ownership.direct: The purchase and sale of 4,326 shares of Common Stock were under the fund Puissance Life Science Opportunities Fund VI.

SEC source: 0001733439-18-000015 · primary_doc.xml · nonDerivative · entry 2

Puissance Cross-Border Opportunities V LLC · CIK 0001733439 · 10% owner

Puissance Cross-Border Opportunities IV LLC · CIK 0001718140 · 10% owner

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 4,601,768

F4 · ownership.direct: The purchase and sale of 4,326 shares of Common Stock were under the fund Puissance Life Science Opportunities Fund VI.

SEC source: 0001733439-18-000015 · primary_doc.xml · nonDerivative · entry 1

Puissance Cross-Border Opportunities V LLC · CIK 0001733439 · 10% owner

Puissance Cross-Border Opportunities IV LLC · CIK 0001718140 · 10% owner

Puissance Life Science Opportunities Fund VI · CIK 0001760460 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 4,606,094

F4 · ownership.direct: The purchase and sale of 4,326 shares of Common Stock were under the fund Puissance Life Science Opportunities Fund VI.

SEC source: 0001209191-18-045772 · doc4.xml · derivative · entry 3

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Cross-Border Opportunities II LLC · CIK 0001717781 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2028-08-03

F2 · derivative.exercise_date: The option vests and becomes exercisable in 12 equal monthly installments beginning on the one-month anniversary of June 7, 2018.

SEC source: 0001209191-18-045772 · doc4.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

Puissance Cross-Border Opportunities II LLC · CIK 0001717781 · 10% owner

Puissance Capital Fund (GP) LLC · CIK 0001695347 · 10% owner

Puissance Capital Management LP · CIK 0001658437 · 10% owner

Puissance Capital Management (GP) LLC · CIK 0001695339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,179

SEC source: 0000950103-18-009419 · dp94310_4-wang.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144

F1 · price: These shares were issued to the reporting person pursuant to ViewRay, Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $15,778.

SEC source: 0000950103-18-008366 · dp93196_4-wang.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

F1 · shares: 1/6th of these shares shall vest and become exercisable on the last day of each calendar month beginning on July 31, 2018, such that 100% of the shares will be vested on December 31, 2018, subject to the Reporting Person remaining a service provider through each such vesting date.

F2 · price: These shares were issued to the reporting person pursuant to ViewRay, Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $20,000.

SEC source: 0001600132-18-000098 · wf-form4_152995871323145.xml · nonDerivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,699

SEC source: 0001209191-18-037613 · doc4.xml · derivative · entry 1

Wang Theodore T · CIK 0001694061 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the earlier of the first anniversary of the grant date set forth in column 3 above or the date of the next annual meeting of the Company's stockholders.