Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Networking Platforms | October 16, 2023 | October 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 16, 2023 · Filed October 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,054 |
Reported balance
After 2023-10-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-16 · Sale · Disposed 2,000 · Balance 85,054 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/27/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/27/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2020 Filed Dec 22, 2020 19:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 592 | $51.36 | $30,405.12 |
DisclosureSEC source: 0001699192-20-000032 · edgardoc.xml · nonDerivative · entry 4 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,996 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 535 | $51.36 | $27,477.60 |
DisclosureSEC source: 0001699192-20-000032 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,588 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 706 | $51.36 | $36,260.16 |
DisclosureSEC source: 0001699192-20-000032 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,123 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 266 | $51.36 | $13,661.76 |
DisclosureSEC source: 0001699192-20-000032 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,829 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:00 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 11,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001699192-20-000030 · edgardoc.xml · derivative · entry 4 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:00 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 13,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001699192-20-000030 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,095 F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:00 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 22,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001699192-20-000030 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:00 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 19,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001699192-20-000030 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,936 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $48.40 | $96,800.00 |
DisclosureSEC source: 0001699192-20-000028 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,142 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 16:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 900 | $45.08 | $40,572.00 |
DisclosureSEC source: 0001699192-20-000026 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,142 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 19:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,700 | $43.76 | $74,392.00 |
DisclosureSEC source: 0001699192-20-000024 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,042 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 19:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,700 | $41.52 | $70,584.00 |
DisclosureSEC source: 0001699192-20-000022 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,742 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 706 | $41.03 | $28,967.18 |
DisclosureSEC source: 0001699192-20-000020 · edgardoc.xml · nonDerivative · entry 4 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,442 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 266 | $41.03 | $10,913.98 |
DisclosureSEC source: 0001699192-20-000020 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,148 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 592 | $41.03 | $24,289.76 |
DisclosureSEC source: 0001699192-20-000020 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,414 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:48 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 535 | $41.03 | $21,951.05 |
DisclosureSEC source: 0001699192-20-000020 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,006 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,700 | $43.00 | $73,100.00 |
DisclosureSEC source: 0001699192-20-000018 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,541 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 13:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $60.00 | $120,000.00 |
DisclosureSEC source: 0001699192-20-000016 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,241 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 14:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $54.11 | $108,220.00 |
DisclosureSEC source: 0001699192-20-000014 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,241 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 00:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $55.83 | $279,132.50 |
DisclosureSEC source: 0001699192-20-000012 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,241 F1 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.72 to $56.04. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 165 | $53.62 | $8,847.30 |
DisclosureSEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 4 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,241 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 592 | $53.62 | $31,743.04 |
DisclosureSEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,406 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 375 | $53.62 | $20,107.50 |
DisclosureSEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,998 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 437 | $53.62 | $23,431.94 |
DisclosureSEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,373 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 14:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $51.81 | $103,620.00 |
DisclosureSEC source: 0001177261-20-000036 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,810 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2020 Filed May 19, 2020 15:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $46.33 | $92,660.00 |
DisclosureSEC source: 0001444157-20-000020 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,810 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 19:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 300 | $45.00 | $13,500.00 |
DisclosureSEC source: 0001177261-20-000026 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,810 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 19:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,700 | $44.65 | $75,905.00 |
DisclosureSEC source: 0001177261-20-000026 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,110 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 19:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 900 | $45.00 | $40,500.00 |
DisclosureSEC source: 0001699192-20-000010 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,810 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 15:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 300 | $40.00 | $12,000.00 |
DisclosureSEC source: 0001699192-20-000004 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,710 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 366 | $36.07 | $13,201.62 |
DisclosureSEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 4 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,010 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 331 | $36.07 | $11,939.17 |
DisclosureSEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,376 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 437 | $36.07 | $15,762.59 |
DisclosureSEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,707 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:43 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 165 | $36.07 | $5,951.55 |
DisclosureSEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,144 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 300 | $32.19 | $9,657.00 |
DisclosureSEC source: 0001444157-20-000008 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,309 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 300 | $36.74 | $11,023.02 |
DisclosureSEC source: 0001444157-20-000008 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,609 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F3 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.7401 to $36.7500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 800 | $36.75 | $29,401.60 |
DisclosureSEC source: 0001444157-20-000008 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,909 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 19:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,700 | $42.83 | $72,811.00 |
DisclosureSEC source: 0001177261-20-000006 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,709 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,700 | $41.68 | $70,856.00 |
DisclosureSEC source: 0001699192-20-000002 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,409 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 535 | $42.39 | $22,678.65 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 10 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,109 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 706 | $42.39 | $29,927.34 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 9 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,644 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 266 | $42.39 | $11,275.74 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 8 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,350 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 217 | $42.39 | $9,198.63 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 7 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,616 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,437 | $42.39 | $60,914.43 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 6 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,833 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,796 | $42.39 | $76,132.44 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 5 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,270 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,388 | $42.39 | $143,617.32 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 4 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,066 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 627 | $42.39 | $26,578.53 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,454 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 645 | $42.39 | $27,341.55 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 2 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,081 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:28 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 630 | $42.39 | $26,705.70 |
DisclosureSEC source: 0001177261-19-000059 · edgardoc.xml · nonDerivative · entry 1 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,726 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:23 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 9,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000045 · edgardoc.xml · derivative · entry 3 McFeely Scott · CIK 0001699192 · SVP, Networking Platforms 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,621 Underlying: Common Stock · 9,621 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.