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person · Reporting owner

Fusaro James MacMillan

Disclosed activity across 2 companies

Tapewire entity
108909
SEC CIK
0001390022

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Array Technologies, Inc.ARRY · Entity 5254Director · Chief Executive OfficerAugust 20, 2021August 20, 2021
META MATERIALS INC.MMAT · Entity 95865Director · Chief Executive OfficerOctober 18, 2023October 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Array Technologies, Inc.

Report date August 20, 2021 · Filed August 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect285,143 Reported balance After 2021-08-20 transaction · row 1
1 source row

Row 1 · 2021-08-20 · Other · Acquired 102,371 · Balance 285,143

F1: Includes 60,924 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of October 19, 2020, as previously reported on a Form 4 filed by the Reporting Person on October 19, 2020.

F2: Includes 36,745 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of March 2, 2021, as previously reported on a Form 4 filed by the Reporting Person on March 4, 2021.

F3: Includes 4,702 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of March 12, 2021, as previously reported on a Form 4 filed by the Reporting Person on March 15, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 60,924 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of October 19, 2020, as previously reported on a Form 4 filed by the Reporting Person on October 19, 2020.

F2: Includes 36,745 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of March 2, 2021, as previously reported on a Form 4 filed by the Reporting Person on March 4, 2021.

F3: Includes 4,702 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of March 12, 2021, as previously reported on a Form 4 filed by the Reporting Person on March 15, 2021.

META MATERIALS INC.

Report date October 18, 2023 · Filed October 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,788,292 Reported balance After 2023-10-18 transaction · row 1
1 source row

Row 1 · 2023-10-18 · Grant · Acquired 9,788,292 · Balance 9,788,292

F1: Reported shares are represented by restricted stock units ("RSUs"), and each RSU is the economic equivalent of one share of Meta Materials Inc. common stock. Subject to the reporting person continuing as a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) from October 10, 2023, the RSUs will vest in equal annual installments over 4 years from October 10, 2023 such that the RSUs are fully vested on the 4-year anniversary of October 10, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Reported shares are represented by restricted stock units ("RSUs"), and each RSU is the economic equivalent of one share of Meta Materials Inc. common stock. Subject to the reporting person continuing as a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) from October 10, 2023, the RSUs will vest in equal annual installments over 4 years from October 10, 2023 such that the RSUs are fully vested on the 4-year anniversary of October 10, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 18, 2023 Filed Oct 18, 2023 21:06 UTC META MATERIALS INC. MMAT · Entity 95865 GrantCommon Stock 9,788,292 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-054017 · ownership.xml · nonDerivative · entry 1

Fusaro James MacMillan · CIK 0001390022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,788,292

F1 · shares: Reported shares are represented by restricted stock units ("RSUs"), and each RSU is the economic equivalent of one share of Meta Materials Inc. common stock. Subject to the reporting person continuing as a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) from October 10, 2023, the RSUs will vest in equal annual installments over 4 years from October 10, 2023 such that the RSUs are fully vested on the 4-year anniversary of October 10, 2023.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 16:28 UTC Array Technologies, Inc. ARRY · Entity 5254 OtherCommon Stock, par value $0.001 per share 102,371 $0.00 $0.00
Disclosure

SEC source: 0001820721-21-000065 · wf-form4_162949129610613.xml · nonDerivative · entry 1

Fusaro James MacMillan · CIK 0001390022 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,143

F1 · shares: Includes 60,924 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of October 19, 2020, as previously reported on a Form 4 filed by the Reporting Person on October 19, 2020.

F2 · shares: Includes 36,745 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of March 2, 2021, as previously reported on a Form 4 filed by the Reporting Person on March 4, 2021.

F3 · shares: Includes 4,702 shares of common stock issuable pursuant to a restricted stock unit award that will vest in three equal annual installments, beginning on the first anniversary of March 12, 2021, as previously reported on a Form 4 filed by the Reporting Person on March 15, 2021.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:15 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantRestricted Stock Units · Derivative 4,702 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-011615 · doc4.xml · derivative · entry 1

Fusaro James MacMillan · CIK 0001390022 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702

Underlying: Common Stock, par value $0.001 per share · 4,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 12, 2021. The grant date value of the restricted stock units represents a portion of the calendar year 2020 annual bonus payable to the Reporting Person that was determined to be paid in restricted stock units rather than cash.

F1 · derivative.exercise_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 12, 2021. The grant date value of the restricted stock units represents a portion of the calendar year 2020 annual bonus payable to the Reporting Person that was determined to be paid in restricted stock units rather than cash.

F1 · derivative.expiration_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 12, 2021. The grant date value of the restricted stock units represents a portion of the calendar year 2020 annual bonus payable to the Reporting Person that was determined to be paid in restricted stock units rather than cash.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:13 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantRestricted Stock Units · Derivative 36,745 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009957 · doc4.xml · derivative · entry 1

Fusaro James MacMillan · CIK 0001390022 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,745

Underlying: Common Stock, par value $0.001 per share · 36,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 2, 2021.

F1 · derivative.exercise_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 2, 2021.

F1 · derivative.expiration_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 2, 2021.

Read SEC document
October 19, 2020 Filed Oct 19, 2020 16:15 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantRestricted Stock Units · Derivative 60,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028613 · doc4.xml · derivative · entry 2

Fusaro James MacMillan · CIK 0001390022 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924

Underlying: Common Stock, par value $0.001 per share · 60,924 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

F2 · derivative.exercise_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

F2 · derivative.expiration_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

Read SEC document
October 19, 2020 Filed Oct 19, 2020 16:15 UTC Array Technologies, Inc. ARRY · Entity 5254 PurchaseCommon Stock, par value $0.001 per share 182,772 $22.00 $4,020,984.00
Disclosure

SEC source: 0000899243-20-028613 · doc4.xml · nonDerivative · entry 1

Fusaro James MacMillan · CIK 0001390022 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,772

F1 · kind: Represents common stock acquired in connection with Mr. Fusaro's reinvestment of his after-tax value distributions received in respect of his vested Class B Common Units in ATI Investment Parent, LLC in connection with the initial public offering of Array Technologies, Inc.'s common stock, which closed on October 19, 2020. These shares of common stock were purchased at the public offering price of $22.00 per share.

F1 · shares: Represents common stock acquired in connection with Mr. Fusaro's reinvestment of his after-tax value distributions received in respect of his vested Class B Common Units in ATI Investment Parent, LLC in connection with the initial public offering of Array Technologies, Inc.'s common stock, which closed on October 19, 2020. These shares of common stock were purchased at the public offering price of $22.00 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.