Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIM Real Assets & Credit FundRACR · Entity 124628 | Director | April 30, 2020 | April 30, 2020 |
| OFS Capital CorpOFS · Entity 7193 | Director · Director and CEO | November 11, 2020 | November 13, 2020 |
| OFS Credit Company, Inc.OCCI · Entity 6964 | Director · President, Director and CEO | October 18, 2023 | October 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIM Real Assets & Credit Fund
Report date April 30, 2020 · Filed April 30, 2020
This filing explicitly reported no securities owned.
OFS Capital Corp
Report date November 11, 2020 · Filed November 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Ending reported balance
After 2020-11-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2020-11-11 · Purchase · Acquired 355 · Balance 355 Row 2 · 2020-11-11 · Purchase · Acquired 95 · Balance 450 Row 3 · 2020-11-11 · Purchase · Acquired 200 · Balance 650 Row 4 · 2020-11-11 · Purchase · Acquired 650 · Balance 1,300 Row 5 · 2020-11-11 · Purchase · Acquired 18,700 · Balance 20,000 |
| Common StockSEC Table I · non-derivative | Indirect- | 2,946,474 |
Reported balance
Holding disclosure · report date 2020-11-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,946,474 F1: These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM. Mr. Rashid disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM. Mr. Rashid disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
OFS Credit Company, Inc.
Report date October 18, 2023 · Filed October 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,722 |
Reported balance
After 2023-10-18 transaction · row 1
1 source rowRow 1 · 2023-10-18 · Other · Acquired 1,659 · Balance 22,722 F1: On September 1, 2023, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2023, payable to holders of record of common stock on September 15, 2023 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,659 and 9,517 shares of common stock, respectively, as of October 31, 2023. |
| Common StockSEC Table I · non-derivative | IndirectOwned by Orchard First Source Asset Management Holdings, LLC | 188,601 |
Reported balance
After 2023-10-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-10-18 · Other · Acquired 9,517 · Balance 188,601 F1: On September 1, 2023, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2023, payable to holders of record of common stock on September 15, 2023 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,659 and 9,517 shares of common stock, respectively, as of October 31, 2023. F2: These securities are held by OFSAM Holdings. Mr. Rashid has an ownership interest in OFSAM Holdings. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM Holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 1, 2023, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2023, payable to holders of record of common stock on September 15, 2023 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,659 and 9,517 shares of common stock, respectively, as of October 31, 2023.
F2: These securities are held by OFSAM Holdings. Mr. Rashid has an ownership interest in OFSAM Holdings. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM Holdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2019 Filed Oct 20, 2020 17:11 UTC Amendment | OFS Credit Company, Inc. OCCI · Entity 6964 | OtherSubscription Rights (right to buy) · Derivative | 7,700 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-20-000073 · wf-form4a_160322830513255.xml · derivative · entry 2 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,850 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F1 · shares: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. F1 · derivative.underlying_shares: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. F2 · derivative.underlying_shares: Includes 100 shares purchased pursuant to the over-subscription privilege. Read SEC document |
| August 27, 2019 Filed Oct 20, 2020 17:11 UTC Amendment | OFS Credit Company, Inc. OCCI · Entity 6964 | OtherCommon Stock | 3,850 | $16.50 | $63,525.00 |
DisclosureSEC source: 0001716951-20-000073 · wf-form4a_160322830513255.xml · nonDerivative · entry 1 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,350 F1 · shares: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. F2 · shares: Includes 100 shares purchased pursuant to the over-subscription privilege. F1 · balance_after: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:41 UTC | OFS Credit Company, Inc. OCCI · Entity 6964 | PurchaseCommon Stock | 70,000 | $20.00 | $1,400,000.00 |
DisclosureSEC source: 0001716951-18-000050 · wf-form4_153919327101142.xml · nonDerivative · entry 2 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 70,000 F1 · ownership.nature: These shares are held by Orchard First Source Asset Management, LLC. Mr. Rashid has an ownership interest in Orchard First Source Asset Management, LLC. As a result, Mr. Rashid may be deemed to beneficially own the shares held by Orchard First Source Asset Management, LLC. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:41 UTC | OFS Credit Company, Inc. OCCI · Entity 6964 | PurchaseCommon Stock | 7,500 | $20.00 | $150,000.00 |
DisclosureSEC source: 0001716951-18-000050 · wf-form4_153919327101142.xml · nonDerivative · entry 1 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.