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GROSS BRETT

Disclosed activity across 1 company

Tapewire entity
108793
SEC CIK
0001646066

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIBERTY STAR URANIUM & METALS CORP.LBSR · Entity 8425Director · 10% ownerOctober 12, 2023October 24, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIBERTY STAR URANIUM & METALS CORP.

Report date October 12, 2023 · Filed October 24, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-10 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2023-10-10 · Sale · Disposed 5,984 · Balance 0

F1: Sale of securities processed through a private brokerage house on 10.10.2023 settle date 10.12.2023 with (correction/Amendment for amount owned after the sale).

Filing footnotes · ownership attribution and instrument terms

F1: Sale of securities processed through a private brokerage house on 10.10.2023 settle date 10.12.2023 with (correction/Amendment for amount owned after the sale).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2023 Filed Oct 24, 2023 19:32 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-038105 · ownership.xml · nonDerivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · security: Class A stock exchange for common stock equal exchange from original purchases per Directors Resolution published 6.24.2020 and upon Director owner's relinquishing Class A stock.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 19:32 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 SaleClass A Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-038105 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Class A stock exchange for common stock equal exchange from original purchases per Directors Resolution published 6.24.2020 and upon Director owner's relinquishing Class A stock.

Read SEC document
October 10, 2023 Filed Oct 19, 2023 14:28 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 SaleCommon Stock 5,984 $0.04 $262.10
Disclosure

SEC source: 0001493152-23-037682 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,984

F1 · security: Sale of securities processed through a private brokerage house on 10.10.2023 settle date 10.12.2023.

Read SEC document
October 10, 2023 Filed Oct 24, 2023 20:04 UTC Amendment LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 SaleCommon Stock 5,984 $0.04 $262.10
Disclosure

SEC source: 0001493152-23-038118 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Sale of securities processed through a private brokerage house on 10.10.2023 settle date 10.12.2023 with (correction/Amendment for amount owned after the sale).

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September 19, 2023 Filed Sep 20, 2023 18:16 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 GrantClass A Common Stock 199,000 $0.05 $9,751.00
Disclosure

SEC source: 0001493152-23-033165 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President, CEO & Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,000

F1 · security: The holder of each issued and outstanding share of Class A Common Stock is entitled to 200 votes for each such share of Class A Common Stock. Class A Common Stock further described in LBSR 8K published 6.24.2020; number of Class A Common Stock available increased as described in LBSR 8K published February 6, 2023.

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March 14, 2023 Filed Mar 31, 2023 16:30 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseCommon Stock 250,000 $0.07 $16,750.00
Disclosure

SEC source: 0001493152-23-010045 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA..

Read SEC document
January 05, 2022 Filed Jan 14, 2022 16:12 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseWarrants · Derivative 697,690 $0.38 Strike: $0.38 $263,029.13
Disclosure

SEC source: 0001493152-22-001214 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,690

Underlying: Common Stock · 697,690 shares

Expires 2025-01-05

F2 · security: On January 5, 2022, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price $0.377.

F3 · security: Warrants (right to buy) must be exercised with-in three years after which they expire.

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January 05, 2022 Filed Jan 14, 2022 16:12 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseCommon Stock 1,395,379 $0.27 $375,356.95
Disclosure

SEC source: 0001493152-22-001214 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,379

F1 · security: On January 5, 2022, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:30 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseWarrants · Derivative 24,706 $1.56 Strike: $1.56 $38,491.95
Disclosure

SEC source: 0001493152-21-007117 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,706

Underlying: Common Stock · 24,706 shares

Expires 2024-03-25

F2 · security: On March 25,2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price or $1.558.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:30 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseCommon Stock 49,412 $1.11 $54,995.56
Disclosure

SEC source: 0001493152-21-007117 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,412

F1 · security: On March 25, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
March 23, 2021 Filed Mar 27, 2021 00:05 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseWarrants · Derivative 8,503 $1.65 Strike: $1.65 $13,995.94
Disclosure

SEC source: 0001493152-21-006969 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,503

Underlying: Common Stock · 8,503 shares

Expires 2024-03-23

F2 · security: On March 23,2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price $1.646.

F3 · security: Warrants (right to buy) must be exercised with in three years after which they expire.

Read SEC document
March 23, 2021 Filed Mar 27, 2021 00:05 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 PurchaseCommon Stock 17,006 $1.18 $19,999.06
Disclosure

SEC source: 0001493152-21-006969 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,006

F1 · security: On March 23, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 17:16 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 GrantClass A Common Stock 25,500,000 $0.00 $22,950.00
Disclosure

SEC source: 0001493152-20-012367 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500,000

F1 · security: The holder of each issued and outstanding share of Class A Common Stock is entitled to 200 votes for each such share of Class A Common Stock. Class A Common Stock further described in LBSR 8K published 6.24.2020.

Read SEC document
May 28, 2019 Filed Aug 1, 2019 19:06 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 OtherWarrants · Derivative 6,042,296 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 4

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,042,296

Underlying: Common Stock · 6,042,296 shares

Expires 2022-05-28

F2 · kind: On May 28, 2019, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 6,042,296 shares of the issuer's common stock acquired on May 28, 2016. No other terms of the warrant were modified.

Read SEC document
May 28, 2019 Filed Aug 1, 2019 19:06 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 OtherWarrants · Derivative 6,042,296 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 3

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,042,296 shares

Expires 2019-05-28

F2 · kind: On May 28, 2019, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 6,042,296 shares of the issuer's common stock acquired on May 28, 2016. No other terms of the warrant were modified.

Read SEC document
August 10, 2018 Filed Aug 1, 2019 19:06 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 Exercise / conversionWarrants · Derivative 33,613,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 6

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,613,445

Underlying: Common Stock · 33,613,445 shares

Expires 2021-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On August 10, 2018, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 33,613,445 shares of the issuer's common stock acquired on August 10, 2015. No other terms of the warrant were modified.

Read SEC document
August 10, 2018 Filed Aug 1, 2019 19:06 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 OtherWarrants · Derivative 33,613,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 5

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,613,445 shares

Expires 2018-08-10

F3 · kind: On August 10, 2018, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 33,613,445 shares of the issuer's common stock acquired on August 10, 2015. No other terms of the warrant were modified.

Read SEC document
May 28, 2016 Filed Aug 1, 2019 19:06 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 OtherWarrants · Derivative 6,042,296 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,042,296

Underlying: Common Stock · 6,042,296 shares

Expires 2019-05-28

F1 · kind: On May 28, 2016, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 6,042,296 shares of the issuer's common stock acquired on May 28, 2013. No other terms of the warrant were modified.

Read SEC document
May 28, 2016 Filed Aug 1, 2019 19:06 UTC LIBERTY STAR URANIUM & METALS CORP. LBSR · Entity 8425 OtherWarrants · Derivative 6,042,296 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 1

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,042,296 shares

Expires 2016-05-28

F1 · kind: On May 28, 2016, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 6,042,296 shares of the issuer's common stock acquired on May 28, 2013. No other terms of the warrant were modified.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.